DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

J•• A••••••• O• C•••••• R••••• L••

Former SEC-registered adviserHernando, FloridaCRD 150665SEC 801-71106IAPD
Latest filing Mar 26, 2014
First filing on the tape Mar 7, 2012 · 4 filings
RAUM
$17.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$17.1M as of Mar 26, 2014
Mar 7, 2012$9.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 26, 2014
Mar 7, 20120 then
Employees (5.A)1 as of Mar 26, 2014
Mar 15, 20131 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 26, 2014; every figure names its basis
RAUM per advisor
$17.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • L•••• S•••• L•••• · Ceo, Chief Compliance Officercontrol
    since 07/2011 · owns less than 5%
  • C•••••••• J•••• J••••• · Member, Private Wealth Managercontrol
    since 10/2001 · owns 50% to 75% of J••••• C•••••• M••••••••• L••
  • S••••• E••••• · Membercontrol
    since 04/2009 · owns 75% or more of J•• A••••••••• L••
  • T•••••••• M••••••• J••••• · Member, Private Wealth Managercontrol
    since 10/2001 · owns 50% to 75% of J••••• C•••••• M••••••••• L••
Entity owners
  • J•• A••••••••• L•• · Member
    direct · owns 10% to 25%
  • J••••• C•••••• M••••••••• L•• · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list J•• A••••••• O• C•••••• R••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 7 to 9
    Mar 15, 2013 to Mar 26, 2014
  • Discretionary RAUM · $13.6M to $17.1M
    Mar 15, 2013 to Mar 26, 2014
  • RAUM · $13.6M to $17.1M
    Mar 15, 2013 to Mar 26, 2014
  • Accounts · 4 to 7
    Oct 10, 2012 to Mar 15, 2013
  • Advisory employees · unset to 1.0
    Oct 10, 2012 to Mar 15, 2013
  • Advisory activities · 4 to 2
    Oct 10, 2012 to Mar 15, 2013
  • Employees · unset to 1.0
    Oct 10, 2012 to Mar 15, 2013
  • Insurance-licensed employees · 0 to 1
    Oct 10, 2012 to Mar 15, 2013
  • State-registered IARs · 0 to 1
    Oct 10, 2012 to Mar 15, 2013
  • Discretionary RAUM · $9.2M to $13.6M
    Oct 10, 2012 to Mar 15, 2013
  • RAUM · $9.2M to $13.6M
    Oct 10, 2012 to Mar 15, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026