DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••••• F••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Apr 2, 2012 · 20 filings
SEC status approved since Sep 4, 2009
RAUM
$541M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$541M
derived; firm RAUM over IAPD count
Employees
18
7 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$541M as of Mar 30, 2026
Apr 2, 2012$284M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Apr 2, 20120 then
Employees (5.A)18 as of Mar 30, 2026
Mar 25, 201313 then
Private funds1 as of Mar 30, 2022
Apr 2, 20127 then
RAUM +10% over the last fiscal year+3.7% a year over threeIARs 2 to 2offices 5 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $541MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $67.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 18.0derivedItem 5.A over advisors
- Advisors per office
- 0.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $459M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$541M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $459M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• C•••••••• P•••••Chartered Financial Analyst | Lake Oswego, Or | Jan 1, 2026 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• S••••• F••• I•no longer reported | Real Estate Fund | $28.5M | 66 | Apr 2, 2012 |
| M••••••• S••••• F••• I••no longer reported | Real Estate Fund | $13.3M | 85 | Apr 2, 2012 |
| M••••••• S••••• C••• F••• I•no longer reported | Real Estate Fund | $10.7M | 48 | Apr 2, 2012 |
| M••••••• S••••• D••• F••• I•no longer reported | Real Estate Fund | $4.2M | 2 | Apr 2, 2012 |
| M••••••• S••••• F••• I•no longer reported | Real Estate Fund | $857,061 | 46 | Apr 2, 2012 |
| M••••••• S••••• D••• F••• I•no longer reported | Real Estate Fund | $0 | 3 | Apr 2, 2012 |
| M••••••• S••••• F••• I•no longer reported | Real Estate Fund | $0 | 99 | Apr 2, 2012 |
| M••••••• S••••• F••• V•no longer reported | Real Estate Fund | $0 | 94 | Mar 26, 2015 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• R••••• S•••••• · President, Ceocontrolsince 10/2002 · owns less than 5%
- M• Q••••• M••••• · Managing Directorcontrolsince 05/2024 · owns less than 5%
- P•••••• M•••••• C•••••••• · Chief Compliance Officer, Managing Directorcontrolsince 06/2009 · owns less than 5%
- P••••• S••••• M•••••• · Board Of Managers, Chief Financial Officercontrolsince 05/2024 · owns less than 5%
- W••••••• J••••••• A••• · Board Of Managers, Chairmancontrolsince 05/2024 · owns less than 5%
Entity owners
- N•••••• B•••• • S•••••• C•••••••• L•• · Memberdirect · owns 75% or more
- N•••••••• F• H•••••••• L•• · Memberdirect · owns less than 5%
- N•••••••• C•••••••• L•• · Memberindirect · owns 75% or more of N•••••••• F• H•••••••• L••
- P••••• C•••••••• L•• · Memberindirect · owns 75% or more of N•••••••• C•••••••• L••
- P••••• G••••• L•• · Memberindirect · owns 75% or more of P••••• H•••••••• L••
- P••••• H•••••••• L•• · Memberindirect · owns 75% or more of P••••• C•••••••• L••
Related persons
Schedule D 7.A
- M•• F•••••• V•• L••pooled vehicle sponsorn
- M•• F•••••• V••• L••pooled vehicle sponsorn
- M••• F•••••• I•• L••pooled vehicle sponsorn
- M••• F••••••• L••pooled vehicle sponsorn
- N•••••••• A••••••• S•••••••• L••investment companyn
- N•••••••• C••••••••• L••investment companyn
- N•••••••• M••••••••• L••investment companyn
Offices
Schedule D 1.F, the 25 largest
- Bloomington, MN2 employees
- New York, NM2 employees
- Jacksonville, FL1 employees
- Los Angeles, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 6 to 8Mar 21, 2025 to Mar 30, 2026
- Pooled vehicle clients · 6 to 8Mar 21, 2025 to Mar 30, 2026
- Assets in custody · $438M to $459MMar 21, 2025 to Mar 30, 2026
- Employees · 15 to 18Mar 21, 2025 to Mar 30, 2026
- Other offices · 5 to 4Mar 21, 2025 to Mar 30, 2026
- Discretionary RAUM · $492M to $534MMar 21, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $6.8MMar 21, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $492M to $541MMar 21, 2025 to Mar 30, 2026
- RAUM · $492M to $541MMar 21, 2025 to Mar 30, 2026
- Accounts · 4 to 6Jun 17, 2024 to Mar 21, 2025
- Advisory employees · 10 to 7Jun 17, 2024 to Mar 21, 2025
- BD registered reps · 1 to 2Jun 17, 2024 to Mar 21, 2025
- Business name · M••••••• S••••• C••••••• L•• to N•••••••• F••• M••••••••• L••Jun 17, 2024 to Mar 21, 2025
- Pooled vehicle clients · 4 to 6Jun 17, 2024 to Mar 21, 2025
- Assets in custody · $434M to $438MJun 17, 2024 to Mar 21, 2025
- Employees · 16 to 15Jun 17, 2024 to Mar 21, 2025
- Financial planning clients · unset to Jun 17, 2024 to Mar 21, 2025
- Legal name · M••••••• S••••• C••••••• L•• to N•••••••• F••• M••••••••• L••Jun 17, 2024 to Mar 21, 2025
- Other offices · 4 to 5Jun 17, 2024 to Mar 21, 2025
- Discretionary RAUM · $505M to $492MJun 17, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $505M to $492MJun 17, 2024 to Mar 21, 2025
- RAUM · $505M to $492MJun 17, 2024 to Mar 21, 2025
- Advisory employees · 6 to 10Mar 28, 2024 to Jun 17, 2024
- Employees · 14 to 16Mar 28, 2024 to Jun 17, 2024
- Other offices · 1 to 4Mar 28, 2024 to Jun 17, 2024
- Advisory employees · 9 to 6Mar 27, 2023 to Mar 28, 2024
- Assets in custody · $407M to $434MMar 27, 2023 to Mar 28, 2024
- Employees · 13 to 14Mar 27, 2023 to Mar 28, 2024
- State-registered IARs · 1 to 2Mar 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $486M to $505MMar 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $486M to $505MMar 27, 2023 to Mar 28, 2024
- RAUM · $486M to $505MMar 27, 2023 to Mar 28, 2024
- Advisory employees · 10 to 9Mar 30, 2022 to Mar 27, 2023
- Assets in custody · $284M to $407MMar 30, 2022 to Mar 27, 2023
- Private funds · 1 to unsetMar 30, 2022 to Mar 27, 2023
- Discretionary RAUM · $450M to $486MMar 30, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $450M to $486MMar 30, 2022 to Mar 27, 2023
- RAUM · $450M to $486MMar 30, 2022 to Mar 27, 2023
- Advisory employees · 9 to 10Mar 30, 2021 to Mar 30, 2022
- BD registered reps · 0 to 1Mar 30, 2021 to Mar 30, 2022
Signals
7 dated events
- C•••••• D•••• E••••• (Board Of Directors) no longer on Schedule A of N•••••••• F••• M••••••••• L•• (listed 2024-03-28, absent 2024-06-17)Jun 17, 2024 · Control person left · inference
- Janeil Laurette "Jan" Robertson (Board Of Managers) no longer on Schedule A of N•••••••• F••• M••••••••• L•• (listed 2024-03-28, absent 2024-06-17)Jun 17, 2024 · Control person left · inference
- Alan Jeffrey Weidell (Board Of Managers, Chairman) appeared on Schedule A of N•••••••• F••• M••••••••• L••Jun 17, 2024 · Control person joined · fact
- Michael Shawn Power (Board Of Managers, Chief Financial Officer) appeared on Schedule A of N•••••••• F••• M••••••••• L••Jun 17, 2024 · Control person joined · fact
- Murray Mc Queen (Managing Director) appeared on Schedule A of N•••••••• F••• M••••••••• L••Jun 17, 2024 · Control person joined · fact
- James Ken Griggs (Board Of Managers) no longer on Schedule A of N•••••••• F••• M••••••••• L•• (listed 2021-01-27, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- C•••••• D•••• E••••• (Board Of Directors) appeared on Schedule A of N•••••••• F••• M••••••••• L••Mar 30, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/morrison-street-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- n••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-952-0700reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $541Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
N•••••••• F••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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