DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••••• W••••• M••••••••• L••
Latest filing Mar 5, 2026
First filing on the tape Nov 25, 2020 · 16 filings
SEC status approved since Jan 4, 2021
RAUM
$346M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$330M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$346M as of Mar 5, 2026
Mar 31, 2021$129M then
HNW client RAUM$297M as of Mar 5, 2026
Mar 31, 2021$88.2M then
State-registered IARs (5.B.3)3 as of Mar 5, 2026
Mar 31, 20211 then
Employees (5.A)3 as of Mar 5, 2026
Mar 31, 20211 then
Private funds: no history
RAUM +13% over the last fiscal year+16% a year over threeIARs 4 to 3offices 2 to 3
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 96derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $483,239derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $640,575, 53 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$297M86%
- Individuals$33.3M9.6%
- Charitable organizations$13.0M3.8%
- Pension and profit-sharing plans$3.0M0.9%
- Individual clients
- 188reported
- HNW clients
- 99reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 717reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $640,575 for 53 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• C•••• M••••• | Spokane, Wa | Oct 15, 2009 | 26 y | 1 |
| K••••• L••• M••••• | Spokane, Wa | May 19, 2011 | 15 y | 1 |
| A••••• J••••• M••••••• | Spokane, Wa | Apr 14, 2021 | 10 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- J•••• H• T••••••• to B•••••• L••• A••••••• S•••••••• I•••Oct 16, 2025 · RIA to affiliated broker-dealer or bank
- R•••••• P•••• C••••• to I••••• F•••••••• P•••••••Oct 25, 2021 · RIA to a state-registered adviser
Joined, latest
- A••••• J••••• M••••••• from E••• B••••• A•••••••• L••Apr 14, 2021 · RIA to RIA
- R•••••• P•••• C••••• from F•••••••• M••••••••• I•••Jun 16, 2020 · RIA to RIA
- J•••• H• T••••••• from F•••• C•••••• F•••••••• P•••••••• I•••Feb 7, 2014 · Other
- K••••• L••• M••••• from A•••••• S••••••••• I••• T•••••• N•••• K•••••••May 19, 2011 · RIA to RIA
- D••••• C•••• M••••• from B•••••• I••••••••• M•••Oct 15, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• A•••••• J••••• · Managing Membercontrolsince 07/2021 · owns 50% to 75%
- M•••••• D•••••• C•••• · Managing Member/Ccocontrolsince 09/2009 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Spokane, Wa · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 681 to 717Oct 14, 2025 to Mar 5, 2026
- Advisory employees · 2 to 3Oct 14, 2025 to Mar 5, 2026
- Advisory activities · 3 to 4Oct 14, 2025 to Mar 5, 2026
- Charity clients · unset to 1.0Oct 14, 2025 to Mar 5, 2026
- HNW clients · 93 to 99Oct 14, 2025 to Mar 5, 2026
- Individual clients · 182 to 188Oct 14, 2025 to Mar 5, 2026
- Pension plan clients · unset to 3.0Oct 14, 2025 to Mar 5, 2026
- Assets in custody · $523,804 to $640,575Oct 14, 2025 to Mar 5, 2026
- Discretionary RAUM · $306M to $346MOct 14, 2025 to Mar 5, 2026
- HNW RAUM · $264M to $297MOct 14, 2025 to Mar 5, 2026
- Individual RAUM · $26.6M to $33.3MOct 14, 2025 to Mar 5, 2026
- Pension RAUM · $2.3M to $3.0MOct 14, 2025 to Mar 5, 2026
- RAUM · $306M to $346MOct 14, 2025 to Mar 5, 2026
- Advisory employees · 3 to 2Jun 19, 2025 to Oct 14, 2025
- BD registered reps · 3 to 2Jun 19, 2025 to Oct 14, 2025
- Employees · 4 to 3Jun 19, 2025 to Oct 14, 2025
- State-registered IARs · 4 to 3Jun 19, 2025 to Oct 14, 2025
- Financial planning clients · 101-250 to 101-250Apr 30, 2025 to Jun 19, 2025
- Other offices · 2 to 3Apr 30, 2025 to Jun 19, 2025
- Accounts · 644 to 681Feb 28, 2024 to Apr 30, 2025
- BD registered reps · 2 to 3Feb 28, 2024 to Apr 30, 2025
- HNW clients · 88 to 93Feb 28, 2024 to Apr 30, 2025
- Individual clients · 178 to 182Feb 28, 2024 to Apr 30, 2025
- Assets in custody · $491,992 to $523,804Feb 28, 2024 to Apr 30, 2025
- State-registered IARs · 3 to 4Feb 28, 2024 to Apr 30, 2025
- Discretionary RAUM · $274M to $306MFeb 28, 2024 to Apr 30, 2025
- HNW RAUM · $235M to $264MFeb 28, 2024 to Apr 30, 2025
- Individual RAUM · $26.0M to $26.6MFeb 28, 2024 to Apr 30, 2025
- Pension RAUM · $2.0M to $2.3MFeb 28, 2024 to Apr 30, 2025
- RAUM · $274M to $306MFeb 28, 2024 to Apr 30, 2025
- Accounts · 589 to 644May 9, 2023 to Feb 28, 2024
- Advisory employees · 4 to 3May 9, 2023 to Feb 28, 2024
- HNW clients · 75 to 88May 9, 2023 to Feb 28, 2024
- Individual clients · 184 to 178May 9, 2023 to Feb 28, 2024
- Assets in custody · $446,495 to $491,992May 9, 2023 to Feb 28, 2024
- State-registered IARs · 4 to 3May 9, 2023 to Feb 28, 2024
- Discretionary RAUM · $222M to $274MMay 9, 2023 to Feb 28, 2024
- HNW RAUM · $183M to $235MMay 9, 2023 to Feb 28, 2024
- Individual RAUM · $26.4M to $26.0MMay 9, 2023 to Feb 28, 2024
- Pension RAUM · $1.6M to $2.0MMay 9, 2023 to Feb 28, 2024
Signals
3 dated events
- J•••• H• T••••••• left L•••••••• W••••• M••••••••• L•• for B•••••• L••• A••••••• S•••••••• I••• (registered 2026-06-17)Oct 16, 2025 · Advisor changed firm · fact
- Joseph Andrew Mcdirmid (Owner) appeared on Schedule A of L•••••••• W••••• M••••••••• L••Jul 29, 2021 · Control person joined · fact
- M••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 25, 2020 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@lodestonewm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 509-413-2386reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- lodestonewm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 509-413-2386reportedpublic record, Form ADV, Mar 5, 2026
- Contact form
- lodestonewm.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026