DFX Intelligence
RIA Intelligence
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SEC-registered adviser
B••••• C••••••
Legal name B••••• C•••••• M••••••••• P•• L••
Latest filing Sep 16, 2025
First filing on the tape Nov 23, 2011 · 19 filings
SEC status approved since Sep 3, 2009
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.1B as of Sep 16, 2025
Aug 10, 2012$22.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 16, 2025
Aug 10, 20120 then
Employees (5.A)11 as of Sep 16, 2025
Sep 24, 20132 then
Private funds4 as of Sep 16, 2025
Aug 10, 20122 then
RAUM +18% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 16, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $191MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• P•••••••• L••• | Hedge Fund | $528M | 2 | Sep 28, 2018 |
| B••••• C••••• M••••• F••• L•• | Hedge Fund | $379M | 81 | Mar 14, 2012 |
| B••••• C•••••• C••••••• F••• L•• | Hedge Fund | $127M | 58 | Nov 23, 2011 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• J•••• L••••••• · Chief Investment Officercontrolsince 10/2008 · owns less than 5%
- M••••• S••••• D•••• · Chief Compliance Officercontrolsince 10/2008 · owns less than 5%
- H••••••• J•••• L••••••• · Trusteecontrolsince 10/2008 · owns 75% or more of C••••• C•••• A•• B•••• T••••
- M••••• S••••• D•••• · Trusteecontrolsince 10/2008 · owns 75% or more of P••••• P•• L•• A•• R••• V••••• F••••• T••••
Entity owners
- C••••• C•••• A•• B•••• T•••• · Shareholderdirect · owns 50% to 75%
- P••••• P•• L•• A•• R••• V••••• F••••• T•••• · Shareholderdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- B••••• C•••••• U••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pooled vehicle clients · 4 to 6Sep 26, 2024 to Sep 16, 2025
- Financial planning clients · unset to Sep 26, 2024 to Sep 16, 2025
- HQ state · unset to Sep 26, 2024 to Sep 16, 2025
- Private funds · 3 to 4Sep 26, 2024 to Sep 16, 2025
- Discretionary RAUM · $1.2B to $1.1BSep 26, 2024 to Sep 16, 2025
- Pooled vehicle RAUM · $1.1B to $1.1BSep 26, 2024 to Sep 16, 2025
- RAUM · $1.2B to $1.1BSep 26, 2024 to Sep 16, 2025
- Discretionary RAUM · $970M to $1.2BSep 28, 2023 to Sep 26, 2024
- Pooled vehicle RAUM · $838M to $1.1BSep 28, 2023 to Sep 26, 2024
- RAUM · $970M to $1.2BSep 28, 2023 to Sep 26, 2024
- Discretionary RAUM · $1.0B to $970MSep 26, 2022 to Sep 28, 2023
- Pooled vehicle RAUM · $884M to $838MSep 26, 2022 to Sep 28, 2023
- RAUM · $1.0B to $970MSep 26, 2022 to Sep 28, 2023
- Accounts · 5 to 6Feb 18, 2022 to Sep 26, 2022
- Advisory employees · 9 to 10Feb 18, 2022 to Sep 26, 2022
- Employees · 10 to 11Feb 18, 2022 to Sep 26, 2022
- Discretionary RAUM · $826M to $1.0BFeb 18, 2022 to Sep 26, 2022
- Pooled vehicle RAUM · $794M to $884MFeb 18, 2022 to Sep 26, 2022
- RAUM · $826M to $1.0BFeb 18, 2022 to Sep 26, 2022
- Accounts · 4 to 5Sep 15, 2020 to Sep 21, 2021
- Advisory employees · 7 to 9Sep 15, 2020 to Sep 21, 2021
- Employees · 8 to 10Sep 15, 2020 to Sep 21, 2021
- Discretionary RAUM · $644M to $826MSep 15, 2020 to Sep 21, 2021
- Pooled vehicle RAUM · $644M to $794MSep 15, 2020 to Sep 21, 2021
- RAUM · $644M to $826MSep 15, 2020 to Sep 21, 2021
- Related bank · false to trueSep 15, 2020 to Sep 21, 2021
- Discretionary RAUM · $476M to $644MSep 4, 2019 to Sep 15, 2020
- Pooled vehicle RAUM · $476M to $644MSep 4, 2019 to Sep 15, 2020
- RAUM · $476M to $644MSep 4, 2019 to Sep 15, 2020
- Advisory employees · 5 to 7Dec 6, 2018 to Sep 4, 2019
- Employees · 6 to 8Dec 6, 2018 to Sep 4, 2019
- Discretionary RAUM · $369M to $476MDec 6, 2018 to Sep 4, 2019
- Pooled vehicle RAUM · $369M to $476MDec 6, 2018 to Sep 4, 2019
- RAUM · $369M to $476MDec 6, 2018 to Sep 4, 2019
- Accounts · 5 to 4Aug 7, 2017 to Sep 28, 2018
- Advisory activities · 3 to 1Aug 7, 2017 to Sep 28, 2018
- Pooled vehicle clients · unset to 4.0Aug 7, 2017 to Sep 28, 2018
- Financial planning clients · 0 to unsetAug 7, 2017 to Sep 28, 2018
- Other offices · unset to 0.0Aug 7, 2017 to Sep 28, 2018
- Organization form · Limited Liability Company to Other (specify)Aug 7, 2017 to Sep 28, 2018
Signals
4 dated events
- B••••• C•••••• reported RAUM $826.1M, up 28% from $643.5M (2020-09-15 to 2021-09-21)Sep 21, 2021 · RAUM change · derived
- B••••• C•••••• reported RAUM $643.5M, up 35% from $476.1M (2019-09-04 to 2020-09-15)Sep 15, 2020 · RAUM change · derived
- B••••• C•••••• reported RAUM $476.1M, up 29% from $368.5M (2018-12-06 to 2019-09-04)Sep 4, 2019 · RAUM change · derived
- B••••• C•••••• reported RAUM $368.5M, up 176% from $133.6M (2017-08-07 to 2018-09-28)Sep 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/bronte-capital-management-pty-ltdreportedpublic record, Form ADV, Sep 21, 2026
- Website
- brontecapital.blogspot.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- + 61 2 9389 3293reportedpublic record, Form ADV, Sep 16, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026