DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

B••••• C•••••• C••••••• F••• L••

Hedge Fundadvised byB••••• C••••••asset manager805-8502024523IAPD
Gross asset value
$127M
as of Sep 26, 2024; not a fund size
Peak GAV
$169M
highest filing
Owners
58
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
3%
Reported
18 filings
Nov 23, 2011 to Sep 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$127M as of Sep 26, 2024
Nov 23, 2011$8.0M then
Owners58 as of Sep 26, 2024
Nov 23, 20110 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 17% of the adviser's clients investedreported
Form D file number
021-146011reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citco Bank Nederland N.V. Dublin Branch
    Dublin, Ireland · LEI 549300SGF4BS54YG8M65
  • Interactive Brokers LLC
    Greenwich, Connecticut · LEI 50OBSE5T5521O6SMZR28
  • J.P. Morgan Securities LLC
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York · LEI 9R7GPTSO7KV3UQJZQ078
  • National Financial Services LLC
    Boston, Massachusetts · LEI 549300JRHF1MHHWUAW04
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons