DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••• H••••• P•••••••
Legal name M••• H••••• P••••••• L••
Latest filing Sep 9, 2026
First filing on the tape Mar 1, 2012 · 35 filings
SEC status approved since Sep 22, 2009
RAUM
$242M
reported, Item 5.F
Discretionary
61%
of RAUM
Private clients
87%
$211M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$121M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$242M as of Aug 10, 2026
Mar 1, 2012$191M then
HNW client RAUM$210M as of Aug 10, 2026
Mar 28, 2018$153M then
State-registered IARs (5.B.3)2 as of Aug 10, 2026
Mar 1, 20120 then
Employees (5.A)2 as of Aug 10, 2026
Mar 4, 20133 then
Private funds1 as of Aug 10, 2026
Mar 29, 20192 then
RAUM +6.0% over the last fiscal year+15% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $121MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $3.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 61%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +82%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $26.0M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$210M87%
- Pooled investment vehicles$26.0M11%
- Pension and profit-sharing plans$3.6M1.5%
- Corporations and businesses$1.4M0.6%
- Individuals$364,3970.2%
- Individual clients
- 1reported
- HNW clients
- 68reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 72reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $26.0M for 1 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.87 fund_share=0.11 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• M•••Chartered Financial Analyst | Miami, Fl | Nov 10, 2010 | 17 y | 0 |
| M••• C•••••••• M••• | Miami, Fl | Jan 20, 2011 | 29 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••••••••• G••••• B••• L••• | Other Private Fund | $19.7M | 11 | Mar 29, 2019 |
| O••••••••• C•••••• P••••••• F••• | Hedge Fund | $5.0M | 13 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- M•••• M•••• C•••••••• · Membercontrolsince 07/2009 · owns 50% to 75%
- M•••• R••••• · Managing Membercontrolsince 07/2009 · owns 50% to 75%
- H••••••••• M••••• E•••• · Chief Compliance Officersince 09/2013 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetAug 10, 2026 to Sep 9, 2026
- Private funds · 1 to unsetAug 10, 2026 to Sep 9, 2026
- Related adviser · false to unsetAug 10, 2026 to Sep 9, 2026
- Related bank · false to unsetAug 10, 2026 to Sep 9, 2026
- Related broker-dealer · false to unsetAug 10, 2026 to Sep 9, 2026
- Related insurance company · false to unsetAug 10, 2026 to Sep 9, 2026
- Succession · false to unsetAug 10, 2026 to Sep 9, 2026
- Employees · 3 to 2May 7, 2026 to Jul 2, 2026
- State-registered IARs · 3 to 2May 7, 2026 to Jul 2, 2026
- Accounts · 71 to 72Mar 14, 2025 to Feb 10, 2026
- Advisory employees · 3 to 2Mar 14, 2025 to Feb 10, 2026
- HNW clients · 37 to 68Mar 14, 2025 to Feb 10, 2026
- Assets in custody · $24.4M to $26.0MMar 14, 2025 to Feb 10, 2026
- Discretionary RAUM · $138M to $147MMar 14, 2025 to Feb 10, 2026
- HNW RAUM · $198M to $210MMar 14, 2025 to Feb 10, 2026
- Individual RAUM · $414,816 to $364,397Mar 14, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $89.8M to $94.8MMar 14, 2025 to Feb 10, 2026
- Pension RAUM · $3.4M to $3.6MMar 14, 2025 to Feb 10, 2026
- Pooled vehicle RAUM · $24.4M to $26.0MMar 14, 2025 to Feb 10, 2026
- RAUM · $228M to $242MMar 14, 2025 to Feb 10, 2026
- Accounts · 72 to 71May 6, 2024 to Mar 14, 2025
- HNW clients · 31 to 37May 6, 2024 to Mar 14, 2025
- Assets in custody · $19.7M to $24.4MMay 6, 2024 to Mar 14, 2025
- Financial planning clients · unset to May 6, 2024 to Mar 14, 2025
- Discretionary RAUM · $126M to $138MMay 6, 2024 to Mar 14, 2025
- HNW RAUM · $188M to $198MMay 6, 2024 to Mar 14, 2025
- Individual RAUM · $377,246 to $414,816May 6, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $86.4M to $89.8MMay 6, 2024 to Mar 14, 2025
- Pension RAUM · $3.3M to $3.4MMay 6, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $19.7M to $24.4MMay 6, 2024 to Mar 14, 2025
- RAUM · $213M to $228MMay 6, 2024 to Mar 14, 2025
- Accounts · 64 to 72May 3, 2023 to Mar 13, 2024
- Corporate clients · unset to 1.0May 3, 2023 to Mar 13, 2024
- HNW clients · 23 to 31May 3, 2023 to Mar 13, 2024
- Pension plan clients · unset to 1.0May 3, 2023 to Mar 13, 2024
- Pooled vehicle clients · 2 to 1May 3, 2023 to Mar 13, 2024
- Assets in custody · $18.2M to $19.7MMay 3, 2023 to Mar 13, 2024
- Private funds · 2 to 1May 3, 2023 to Mar 13, 2024
- Discretionary RAUM · $75.3M to $126MMay 3, 2023 to Mar 13, 2024
- HNW RAUM · $134M to $188MMay 3, 2023 to Mar 13, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- M••• H••••• P••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business phone
- 305-856-9304reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- M•••H•••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 305-856-9304reportedpublic record, Form ADV, Sep 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $121Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026