DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

E••••••• C•••••• P•••••••

Former SEC-registered adviserWashington, District of ColumbiaCRD 151377SEC 801-70871IAPD
Legal name E•• M••• M••••••••• L•
Latest filing Apr 1, 2020
First filing on the tape Mar 29, 2012 · 12 filings
RAUM
$331,085
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
22 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
1
$331,085 gross assets
History
12 filings and snapshots on the tape
RAUM$331,085 as of Apr 1, 2020
Mar 29, 2012$17.2M then
HNW client RAUM$0 as of Apr 1, 2020
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 1, 2020
Mar 29, 20120 then
Employees (5.A)27 as of Apr 1, 2020
Apr 1, 20132 then
Private funds1 as of Apr 1, 2020
Mar 29, 20122 then
RAUM -90% over the last fiscal year-56% a year over threeIARs 0 to 0offices 6 to 4
Practice profile
derived from the filing of Apr 1, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$331,085derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year
-90%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$331,088, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$331,085100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$331,088 for 2 clientsreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E•• M••• G••••• F•• L••no longer reportedPrivate Equity Fund$3.6M1Mar 29, 2012
      E•• M••• G••••• F••• L••Private Equity Fund$331,0855Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • D••••• H•••••• H••••• · Limited Partnercontrol
        since 04/2012 · owns 10% to 25%
      • F•••• B••••• L••••• · Limited Partnercontrol
        since 04/2012 · owns less than 5%
      • L• G••••••• V•••••• · Limited Partnercontrol
        since 04/2012 · owns 10% to 25%
      • C•••••••• C••••••• M••••••• · Limited Partner/Chief Compliance Officer
        since 09/2007 · owns 5% to 10%
      • C•••••••• C••••••• M••••••• · Member
        since 02/2008 · owns F of E•• M••• L••
      • D••••• H•••••• H••••• · Member
        since 02/2008 · owns F of E•• M••• L••
      • L• G••••••• V•••••• · Member
        since 02/2008 · owns F of E•• M••• L••
      Entity owners
      • E•• M••• L•• · General Partner
        direct · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • E••••••• C•••••• P•••••••
        investment adviserpooled vehicle sponsornRAUM $568M
      • E•• M•••••• I• L•
        investment adviserpooled vehicle sponsorn
      • E••••••• C•••••• P•••••••
        investment adviserpooled vehicle sponsoryRAUM $1.1B
      • E•• M••• A•••••••• L••
        pooled vehicle sponsorn
      • E••••••• C•••••• A••••••• L•
        investment adviserpooled vehicle sponsorn
      • E••••••• C•••••• A•••••••• L••
        pooled vehicle sponsorn
      • E••••••• C•••••• A••••••••• I•• L••
        pooled vehicle sponsorn
      • E••••••• C•••••• A••••••••• I• L•
        pooled vehicle sponsorn
      • G•• C•••••••• L••
        pooled vehicle sponsorn
      • I•••• H••••••• D••••••• L••
        pooled vehicle sponsorn
      • S•••• C•••••••• L••
        pooled vehicle sponsorn
      Advisers that list E••••••• C•••••• P••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Abidjan, Cote de Ivoire (Ivory Coast)6 employees
      • Nairobi, Kenya6 employees
      • Johannesburg, South Africa3 employees
      • Paris, France3 employees
      What changed
      consecutive filings, newest first
      • Assets in custody · $3.4M to $331,088
        Mar 28, 2019 to Apr 1, 2020
      • Employees · 30 to 27
        Mar 28, 2019 to Apr 1, 2020
      • Other offices · 6 to 4
        Mar 28, 2019 to Apr 1, 2020
      • Discretionary RAUM · $3.4M to $331,085
        Mar 28, 2019 to Apr 1, 2020
      • Pooled vehicle RAUM · $3.4M to $331,085
        Mar 28, 2019 to Apr 1, 2020
      • RAUM · $3.4M to $331,085
        Mar 28, 2019 to Apr 1, 2020
      • Accounts · 2 to 1
        Mar 30, 2018 to Mar 28, 2019
      • Advisory employees · 32 to 22
        Mar 30, 2018 to Mar 28, 2019
      • Pooled vehicle clients · 2 to 1
        Mar 30, 2018 to Mar 28, 2019
      • Assets in custody · $3.6M to $3.4M
        Mar 30, 2018 to Mar 28, 2019
      • Employees · 32 to 30
        Mar 30, 2018 to Mar 28, 2019
      • Other offices · 7 to 6
        Mar 30, 2018 to Mar 28, 2019
      • Private funds · 2 to 1
        Mar 30, 2018 to Mar 28, 2019
      • Discretionary RAUM · $3.6M to $3.4M
        Mar 30, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $3.6M to $3.4M
        Mar 30, 2018 to Mar 28, 2019
      • RAUM · $3.6M to $3.4M
        Mar 30, 2018 to Mar 28, 2019
      • Advisory employees · 26 to 32
        Mar 30, 2017 to Mar 30, 2018
      • Charity clients · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Corporate clients · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • HNW clients · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Individual clients · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Pension plan clients · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 2.0
        Mar 30, 2017 to Mar 30, 2018
      • Assets in custody · $16.1M to $3.6M
        Mar 30, 2017 to Mar 30, 2018
      • Employees · 33 to 32
        Mar 30, 2017 to Mar 30, 2018
      • Other offices · unset to 7.0
        Mar 30, 2017 to Mar 30, 2018
      • Discretionary RAUM · $4.0M to $3.6M
        Mar 30, 2017 to Mar 30, 2018
      • HNW RAUM · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Individual RAUM · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Pension RAUM · unset to 0.0
        Mar 30, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 3611678.0
        Mar 30, 2017 to Mar 30, 2018
      • RAUM · $4.0M to $3.6M
        Mar 30, 2017 to Mar 30, 2018
      • Accounts · 1 to 2
        Apr 1, 2016 to Mar 30, 2017
      • Discretionary RAUM · $12.5M to $4.0M
        Apr 1, 2016 to Mar 30, 2017
      • RAUM · $12.5M to $4.0M
        Apr 1, 2016 to Mar 30, 2017
      • Discretionary RAUM · $18.6M to $12.5M
        Jul 9, 2015 to Apr 1, 2016
      • RAUM · $18.6M to $12.5M
        Jul 9, 2015 to Apr 1, 2016
      • Advisory employees · 1 to 26
        Mar 31, 2014 to Mar 31, 2015
      • Assets in custody · $17.2M to $16.1M
        Mar 31, 2014 to Mar 31, 2015
      • Employees · 2 to 33
        Mar 31, 2014 to Mar 31, 2015
      Signals
      1 dated events
      • Leonard Michael Jansa (Limited Partner) no longer on Schedule A of E••••••• C•••••• P••••••• (listed 2018-03-30, absent 2019-03-28)
        Mar 28, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026