DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Money Managers, Inc.
Latest filing Jun 20, 2025
First filing on the tape Feb 8, 2022 · 8 filings
SEC status approved since Mar 9, 2022
RAUM
$53.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$51.3M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$17.7M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$53.2M as of Jun 20, 2025
Feb 28, 2023$121M then
HNW client RAUM$23.3M as of Jun 20, 2025
Feb 28, 2023$62.8M then
State-registered IARs (5.B.3)3 as of Jun 20, 2025
Feb 28, 20230 then
Employees (5.A)4 as of Jun 20, 2025
Feb 28, 20235 then
Private funds: no history
RAUM -65% over the last fiscal yearIARs 0 to 3
Practice profile
derived from the filing of Jun 20, 2025; every figure names its basis
- RAUM per advisor
- $17.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $182,701derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -65%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -61%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$28.0M54%
- High-net-worth individuals$23.3M45%
- Pension and profit-sharing plans$982,0661.9%
- Individual clients
- 119reported
- HNW clients
- 16reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 291reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Marc Samuel Aarons | Las Vegas, Nv | Nov 10, 2009 | 24 y | 2 |
| Max Scott Abrams | Orange, Ca | Feb 11, 2022 | 39 y | 0 |
| Fredrik Douglas Whitley | Las Vegas, Nv | Nov 15, 2022 | 23 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Paul Andrew Parotti to Slo Money ManagersOct 21, 2024 · RIA to a newly registered adviser
- Sarah Marie Anderson to Slo Money ManagersOct 21, 2024 · RIA to a newly registered adviser
Joined, latest
- Fredrik Douglas Whitley from Centaurus Financial, Inc.Nov 15, 2022 · Affiliated broker-dealer or bank to independent RIA
- Paul Andrew Parotti from Garcia Wealth Management Group, Inc.Apr 7, 2015 · Other
- Marc Samuel Aarons from Financial Advisers Of America, LLCNov 10, 2009 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Slo Money ManagersOct 21, 2024 · Las Vegas, Nv
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Samuel Marc Aarons · President, Cco And Ceocontrolsince 09/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Las Vegas, Nv · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Orange, CA3 employees
- Las Vegas, NV1 employees
- Redlands, CA1 employees
What changed
consecutive filings, newest first
- State-registered IARs · 0 to 3Apr 30, 2025 to May 15, 2025
- Other offices · 2 to 3Apr 30, 2025 to May 15, 2025
- Accounts · 701 to 291Oct 21, 2024 to Apr 30, 2025
- Advisory employees · 5 to 3Oct 21, 2024 to Apr 30, 2025
- Advisory activities · 3 to 4Oct 21, 2024 to Apr 30, 2025
- BD registered reps · 4 to 0Oct 21, 2024 to Apr 30, 2025
- Corporate clients · 7.0 to unsetOct 21, 2024 to Apr 30, 2025
- HNW clients · 44 to 16Oct 21, 2024 to Apr 30, 2025
- Individual clients · 306 to 119Oct 21, 2024 to Apr 30, 2025
- Pension plan clients · 5 to 7Oct 21, 2024 to Apr 30, 2025
- Assets in custody · 121467134.0 to unsetOct 21, 2024 to Apr 30, 2025
- Custody of client assets · true to falseOct 21, 2024 to Apr 30, 2025
- Employees · 5 to 4Oct 21, 2024 to Apr 30, 2025
- HQ city · unset to LAS VEGASOct 21, 2024 to Apr 30, 2025
- HQ state · unset to NVOct 21, 2024 to Apr 30, 2025
- Other offices · 3 to 2Oct 21, 2024 to Apr 30, 2025
- Discretionary RAUM · $153M to $53.2MOct 21, 2024 to Apr 30, 2025
- HNW RAUM · $57.4M to $23.3MOct 21, 2024 to Apr 30, 2025
- Individual RAUM · $72.4M to $28.0MOct 21, 2024 to Apr 30, 2025
- Pension RAUM · $16.9M to $982,066Oct 21, 2024 to Apr 30, 2025
- RAUM · $153M to $53.2MOct 21, 2024 to Apr 30, 2025
- Accounts · 665 to 701Feb 28, 2023 to Mar 1, 2024
- BD registered reps · 0 to 4Feb 28, 2023 to Mar 1, 2024
- Corporate clients · unset to 7.0Feb 28, 2023 to Mar 1, 2024
- HNW clients · 177 to 44Feb 28, 2023 to Mar 1, 2024
- Individual clients · 31 to 306Feb 28, 2023 to Mar 1, 2024
- Insurance-licensed employees · 1 to 0Feb 28, 2023 to Mar 1, 2024
- Discretionary RAUM · $110M to $153MFeb 28, 2023 to Mar 1, 2024
- HNW RAUM · $62.8M to $57.4MFeb 28, 2023 to Mar 1, 2024
- Individual RAUM · $41.7M to $72.4MFeb 28, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $11.7M to $0Feb 28, 2023 to Mar 1, 2024
- Pension RAUM · $11.7M to $16.9MFeb 28, 2023 to Mar 1, 2024
- RAUM · $121M to $153MFeb 28, 2023 to Mar 1, 2024
- Accounts · 574 to 665Feb 15, 2022 to Feb 28, 2023
- Advisory employees · 3 to 5Feb 15, 2022 to Feb 28, 2023
- HNW clients · 50 to 177Feb 15, 2022 to Feb 28, 2023
- Individual clients · 236 to 31Feb 15, 2022 to Feb 28, 2023
- Assets in custody · $18.8M to $121MFeb 15, 2022 to Feb 28, 2023
- Employees · 3 to 5Feb 15, 2022 to Feb 28, 2023
- Insurance-licensed employees · 0 to 1Feb 15, 2022 to Feb 28, 2023
Signals
6 dated events
- Money Managers, Inc. no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $53.2M)Aug 1, 2025 · Left the SEC roster · derived
- Money Managers, Inc. reported RAUM $53.2M, down 65% from $153.4M (2024-10-21 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- Sarah Marie Anderson left Money Managers, Inc. for Slo Money Managers (registered 2024-08-06)Oct 21, 2024 · Advisor changed firm · fact
- Paul Andrew Parotti left Money Managers, Inc. for Slo Money Managers (registered 2024-08-06)Oct 21, 2024 · Advisor changed firm · fact
- 2 advisors left Money Managers, Inc. (Las Vegas, NV) for Slo Money Managers on the same dayOct 21, 2024 · Team lift-out · derived
- Money Managers, Inc. filed its initial SEC registration (Form ADV)Feb 8, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- lvmoneymanagers.comreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $17.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026