DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Slo Money Managers
Legal name Paul & Co. Wealth Management, Inc.
Latest filing Jan 23, 2026
First filing on the tape Jul 2, 2024 · 8 filings
SEC status approved since Aug 6, 2024
RAUM
$165M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$140M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$82.3M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$165M as of Jan 23, 2026
Jan 17, 2025$132M then
HNW client RAUM$101M as of Jan 23, 2026
Jan 17, 2025$76.2M then
State-registered IARs (5.B.3)2 as of Jan 23, 2026
Jan 17, 20252 then
Employees (5.A)2 as of Jan 23, 2026
Jan 17, 20252 then
Private funds: no history
RAUM +25% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jan 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $82.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 70derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $306,133derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$101M62%
- Individuals$38.9M24%
- Pension and profit-sharing plans$19.0M12%
- Corporations and businesses$5.4M3.3%
- Individual clients
- 78reported
- HNW clients
- 62reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 538reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul Andrew ParottiCertified Financial Planner | Atascadero, Ca | Aug 6, 2024 | 18 y | 3 |
| Sarah Marie Anderson | Atascadero, Ca | Aug 6, 2024 | 20 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Paul Andrew Parotti from Money Managers, Inc.Aug 6, 2024 · RIA to a newly registered adviser
- Sarah Marie Anderson from Money Managers, Inc.Aug 6, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Money Managers, Inc.Oct 21, 2024 · Las Vegas, Nv
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Paul Parotti · Ceo/Ccocontrolsince 12/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atascadero, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 529 to 538Dec 19, 2025 to Jan 23, 2026
- HNW clients · 54 to 62Dec 19, 2025 to Jan 23, 2026
- Individual clients · 83 to 78Dec 19, 2025 to Jan 23, 2026
- Discretionary RAUM · $132M to $165MDec 19, 2025 to Jan 23, 2026
- HNW RAUM · $76.2M to $101MDec 19, 2025 to Jan 23, 2026
- Individual RAUM · $34.5M to $38.9MDec 19, 2025 to Jan 23, 2026
- Pension RAUM · $15.9M to $19.0MDec 19, 2025 to Jan 23, 2026
- RAUM · $132M to $165MDec 19, 2025 to Jan 23, 2026
- Accounts · 503 to 529Oct 25, 2024 to Jan 17, 2025
- Advisory employees · 1 to 2Oct 25, 2024 to Jan 17, 2025
- HNW clients · 53 to 54Oct 25, 2024 to Jan 17, 2025
- Pension plan clients · 11 to 5Oct 25, 2024 to Jan 17, 2025
- Employees · 1 to 2Oct 25, 2024 to Jan 17, 2025
- Insurance-licensed employees · 1 to 0Oct 25, 2024 to Jan 17, 2025
- Financial planning clients · 0 to 1-10Oct 25, 2024 to Jan 17, 2025
- State-registered IARs · 1 to 2Oct 25, 2024 to Jan 17, 2025
- Discretionary RAUM · $132M to $132MOct 25, 2024 to Jan 17, 2025
- HNW RAUM · $76.6M to $76.2MOct 25, 2024 to Jan 17, 2025
- Individual RAUM · $30.9M to $34.5MOct 25, 2024 to Jan 17, 2025
- Pension RAUM · $19.8M to $15.9MOct 25, 2024 to Jan 17, 2025
- RAUM · $132M to $132MOct 25, 2024 to Jan 17, 2025
- Accounts · 0 to 503Sep 23, 2024 to Oct 25, 2024
- Corporate clients · 0 to 3Sep 23, 2024 to Oct 25, 2024
- HNW clients · 0 to 53Sep 23, 2024 to Oct 25, 2024
- Individual clients · 0 to 83Sep 23, 2024 to Oct 25, 2024
- Pension plan clients · 0 to 11Sep 23, 2024 to Oct 25, 2024
- Discretionary RAUM · $0 to $132MSep 23, 2024 to Oct 25, 2024
- HNW RAUM · $0 to $76.6MSep 23, 2024 to Oct 25, 2024
- Individual RAUM · $0 to $30.9MSep 23, 2024 to Oct 25, 2024
- Pension RAUM · $0 to $19.8MSep 23, 2024 to Oct 25, 2024
- RAUM · $0 to $132MSep 23, 2024 to Oct 25, 2024
- Financial planning clients · unset to 0Jul 2, 2024 to Jul 29, 2024
Signals
2 dated events
- 2 advisors left Money Managers, Inc. (Las Vegas, NV) for Slo Money Managers on the same dayOct 21, 2024 · Team lift-out · derived
- Slo Money Managers filed its initial SEC registration (Form ADV)Jul 2, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 805-460-7232reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 805-460-7233reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- slomoneymanagers.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (805) 460-7232reportedpublic record, Form ADV, Jan 23, 2026
- Contact form
- slomoneymanagers.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- slomoneymanagers.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026