DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• C•••••• M••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 28 filings
SEC status approved since Sep 30, 2009
RAUM
$49.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
77%
$38.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$49.8M as of Mar 31, 2026
Mar 30, 2012$621M then
HNW client RAUM$38.6M as of Mar 31, 2026
Mar 30, 2018$40.3M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)4 as of Mar 31, 2026
Mar 28, 20139 then
Private funds1 as of Mar 31, 2026
Mar 30, 20123 then
RAUM -63% over the last fiscal year-25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $12.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -63%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $11.2M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$38.6M77%
- Pooled investment vehicles$11.2M23%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11.2M for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.77 fund_share=0.23 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• C•••••• F••••• L• | Private Equity Fund | $75.4M | 48 | Mar 29, 2024 |
| A•••• C•••••• O•••••• L•• | Hedge Fund | $43.1M | 10 | Mar 31, 2017 |
| A•••• C•••••• P•• M••••• F•••• L•••no longer reported | Hedge Fund | $35.9M | 27 | Mar 30, 2012 |
| A•••• C•••••• T•••••••• L•••no longer reported | Hedge Fund | $6.2M | 12 | Mar 30, 2016 |
| A•••• C•••••• S• M••••• F•••• L•••no longer reported | Hedge Fund | $3.3M | 19 | Mar 30, 2012 |
| A•••• C•••••• E•••• L• | Private Equity Fund | $425,000 | 4 | Mar 30, 2016 |
| A•••• C•••••• M••••• F•••• L•••no longer reported | Hedge Fund | $10,000 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• R••••• •••• · Founding Principal/President/Chief Investment Officer/Portfolio Managercontrolsince 07/2009 · owns 75% or more
- S••••••• M••••••• G• · Chief Operating Officer/Chief Financial Officer/Chief Compliance Officercontrolsince 01/2019 · owns less than 5%
- B••••• R••••• •••• · Membercontrolsince 07/2009 · owns 75% or more of Altai Capital Management, LLC
Entity owners
- A•••• C•••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A•••• C•••••• E•••• G• L••investment adviserpooled vehicle sponsorn
- A•••• C•••••• F••••• G• L••investment adviserpooled vehicle sponsorn
- A•••• C•••••• O••••• G•• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $136,068,000 to $49,819,000 (-63.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (219 comparable advisers, 5.0th percentile of changes)peers: independent wealth managers, under $100M (219) · 5.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 1Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $36.6M to $11.2MMar 31, 2025 to Mar 31, 2026
- Private funds · 2 to 1Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $136M to $49.8MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $99.4M to $38.6MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $36.6M to $11.2MMar 31, 2025 to Mar 31, 2026
- RAUM · $136M to $49.8MMar 31, 2025 to Mar 31, 2026
- Accounts · 7 to 4Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 4 to 3Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 2Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $119M to $36.6MMar 29, 2024 to Mar 31, 2025
- Employees · 5 to 4Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- HQ city · unset to Mar 29, 2024 to Mar 31, 2025
- HQ state · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 3 to 2Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $228M to $136MMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $109M to $99.4MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $119M to $36.6MMar 29, 2024 to Mar 31, 2025
- RAUM · $228M to $136MMar 29, 2024 to Mar 31, 2025
- Accounts · 5 to 7Mar 30, 2023 to Mar 29, 2024
- Pooled vehicle clients · 2 to 3Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $46.9M to $119MMar 30, 2023 to Mar 29, 2024
- HQ city · NEWPORT BEACH to unsetMar 30, 2023 to Mar 29, 2024
- HQ state · CA to unsetMar 30, 2023 to Mar 29, 2024
- Private funds · 2 to 3Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $119M to $228MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $71.8M to $109MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $46.9M to $119MMar 30, 2023 to Mar 29, 2024
- RAUM · $119M to $228MMar 30, 2023 to Mar 29, 2024
- Assets in custody · $109M to $46.9MMar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $195M to $119MMar 30, 2022 to Mar 30, 2023
- HNW RAUM · $86.8M to $71.8MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $109M to $46.9MMar 30, 2022 to Mar 30, 2023
- RAUM · $195M to $119MMar 30, 2022 to Mar 30, 2023
- Advisory employees · 3 to 4Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $113M to $109MMar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $191M to $195MMar 30, 2021 to Mar 30, 2022
- HNW RAUM · $78.2M to $86.8MMar 30, 2021 to Mar 30, 2022
Signals
3 dated events
- Altai Capital Management, L.P. reported RAUM $228.1M, up 92% from $118.7M (2023-03-30 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Ross Jonathan Leitner (Chief Operating Officer/Chief Financial Officer/Chief Compliance Officer) no longer on Schedule A of Altai Capital Management, L.P. (listed 2018-12-21, absent 2019-02-07)Feb 7, 2019 · Control person left · inference
- G Michael Scarola (Chief Operating Officer/Chief Financial Officer/Chief Compliance Officer) appeared on Schedule A of Altai Capital Management, L.P.Feb 7, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Altai Capital Management, L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 949-326-9611reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/ALTAI-CAPITAL-MANAGEMENT-L-P-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- ALTAI.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 949-326-9611reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026