DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Archpoint Investors
Legal name Archpoint Investors LLC
Latest filing Mar 3, 2026
First filing on the tape Mar 30, 2012 · 24 filings
SEC status approved since Oct 8, 2009
RAUM
$4.1B
reported, Item 5.F
Discretionary
19%
of RAUM
Private clients
93%
$3.9B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$4.1B as of Mar 3, 2026
Mar 30, 2012$408M then
HNW client RAUM$3.9B as of Mar 3, 2026
Mar 31, 2018$964M then
State-registered IARs (5.B.3)0 as of Mar 3, 2026
Mar 30, 20120 then
Employees (5.A)11 as of Mar 3, 2026
Apr 1, 20135 then
Private funds2 as of Mar 3, 2026
Mar 7, 20221 then
RAUM +12% over the last fiscal year+9.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $143MderivedHNW RAUM over HNW clients
- Average account
- $14.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 19%derivedof RAUM
- Institutional
- 5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.9B93%
- Charitable organizations$232M5.6%
- Pooled investment vehicles$38.1M0.9%
- Individual clients
- n/areported
- HNW clients
- 27reported
- Pension plan clients
- n/areported
- Charitable clients
- 9reported
- Accounts
- 287reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.93 fund_share=0.01 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Archpoint Barb, LP | Other Private Fund | $29.8M | 49 | Feb 8, 2023 |
| Archpoint Bolttech, LP | Other Private Fund | $8.4M | 6 | Mar 7, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Jose Alfredo Botty · Chief Executive Officer And Membercontrolsince 10/2009 · owns 75% or more
- Michael Alex Paul · Chief Compliance Officercontrolsince 06/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
- Botty Investors, LLC Dba Archpoint Investorspooled vehicle sponsorn
- Botty Investors, LLC Dba Archpoint Investorspooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 3, 2026HNW RAUM per HNW client of $143,088,911 against a peer median of $3,645,749 (1308 comparable advisers, 100.0th percentile, 69.2 robust deviations)peers: independent wealth managers, $1B to $5B (1,308) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 236 to 287Mar 6, 2025 to Mar 3, 2026
- Charity clients · 7 to 9Mar 6, 2025 to Mar 3, 2026
- HNW clients · 28 to 27Mar 6, 2025 to Mar 3, 2026
- Employees · 9 to 11Mar 6, 2025 to Mar 3, 2026
- Discretionary RAUM · $731M to $792MMar 6, 2025 to Mar 3, 2026
- HNW RAUM · $3.5B to $3.9BMar 6, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $3.0B to $3.3BMar 6, 2025 to Mar 3, 2026
- Pooled vehicle RAUM · $36.1M to $38.1MMar 6, 2025 to Mar 3, 2026
- RAUM · $3.7B to $4.1BMar 6, 2025 to Mar 3, 2026
- Accounts · 212 to 236Sep 4, 2024 to Mar 6, 2025
- Charity clients · unset to 7.0Sep 4, 2024 to Mar 6, 2025
- HNW clients · 29 to 28Sep 4, 2024 to Mar 6, 2025
- Financial planning clients · 0 to 0Sep 4, 2024 to Mar 6, 2025
- Legal name · BOTTY INVESTORS LLC to ARCHPOINT INVESTORS LLCSep 4, 2024 to Mar 6, 2025
- Discretionary RAUM · $662M to $731MSep 4, 2024 to Mar 6, 2025
- HNW RAUM · $3.1B to $3.5BSep 4, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $2.7B to $3.0BSep 4, 2024 to Mar 6, 2025
- Pooled vehicle RAUM · $39.0M to $36.1MSep 4, 2024 to Mar 6, 2025
- RAUM · $3.3B to $3.7BSep 4, 2024 to Mar 6, 2025
- Accounts · 261 to 212Oct 2, 2023 to Mar 1, 2024
- Advisory activities · 3 to 4Oct 2, 2023 to Mar 1, 2024
- HNW clients · 27 to 29Oct 2, 2023 to Mar 1, 2024
- Discretionary RAUM · $598M to $662MOct 2, 2023 to Mar 1, 2024
- HNW RAUM · $2.9B to $3.1BOct 2, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $2.5B to $2.7BOct 2, 2023 to Mar 1, 2024
- Pooled vehicle RAUM · $34.2M to $39.0MOct 2, 2023 to Mar 1, 2024
- RAUM · $3.1B to $3.3BOct 2, 2023 to Mar 1, 2024
- Accounts · 155 to 261May 3, 2022 to Feb 8, 2023
- Advisory employees · 4 to 5May 3, 2022 to Feb 8, 2023
- HNW clients · 24 to 27May 3, 2022 to Feb 8, 2023
- Pooled vehicle clients · 1 to 2May 3, 2022 to Feb 8, 2023
- Assets in custody · $6.7M to $0May 3, 2022 to Feb 8, 2023
- Custody of client assets · true to falseMay 3, 2022 to Feb 8, 2023
- Employees · 8 to 9May 3, 2022 to Feb 8, 2023
- Private funds · 1 to 2May 3, 2022 to Feb 8, 2023
- Discretionary RAUM · $2.1B to $598MMay 3, 2022 to Feb 8, 2023
- HNW RAUM · $2.6B to $2.9BMay 3, 2022 to Feb 8, 2023
- Non-discretionary RAUM · $623M to $2.5BMay 3, 2022 to Feb 8, 2023
- Pooled vehicle RAUM · $6.7M to $34.2MMay 3, 2022 to Feb 8, 2023
- RAUM · $2.7B to $3.1BMay 3, 2022 to Feb 8, 2023
Signals
5 dated events
- Archpoint Investors reported RAUM $2.7B, up 53% from $1.8B (2021-06-25 to 2022-03-07)Mar 7, 2022 · RAUM change · derived
- Michael Alex Paul (Chief Compliance Officer) appeared on Schedule A of Archpoint InvestorsJun 25, 2021 · Control person joined · fact
- John Ralph Lipford (Chief Compliance Officer) no longer on Schedule A of Archpoint Investors (listed 2021-03-31, absent 2021-06-25)Jun 25, 2021 · Control person left · inference
- Archpoint Investors reported RAUM $1.8B, up 56% from $1.1B (2020-06-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Archpoint Investors reported RAUM $980.2M, up 31% from $747.3M (2017-04-28 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Archpoint Investors · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business email
- contact@archpointinvestors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 786-810-3660reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/archpoint-investorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ARCHPOINTINVESTORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 786-810-3660reportedpublic record, Form ADV, Mar 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026