DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Strategic Income Management, LLC
Latest filing Aug 28, 2026
First filing on the tape Jan 18, 2012 · 44 filings
SEC status approved since Aug 30, 2010
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$1.0B
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$3.1B as of Aug 28, 2026
Jan 18, 2012$92.4M then
HNW client RAUM$0 as of Aug 28, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)3 as of Aug 28, 2026
Jan 18, 20120 then
Employees (5.A)6 as of Aug 28, 2026
Jan 2, 20137 then
Private funds1 as of Mar 30, 2021
Mar 27, 20181 then
RAUM +14% over the last fiscal year+22% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- $1.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $523MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.1B66%
- Pooled investment vehicles$446M14%
- Sovereign wealth funds$331M11%
- State and municipal entities$211M6.7%
- Insurance companies$78.0M2.5%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.8 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ryan Clare Larson | Seattle, Wa | Nov 4, 2010 | 18 y | 2 |
| Gary James PokrzywinskiChartered Financial Analyst | Seattle, Wa | Nov 4, 2010 | 33 y | 1 |
| Kevin Robert PowerChartered Financial Analyst | Seattle, Wa | Dec 16, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Gary James Pokrzywinski from Edge Asset Management, Inc.Nov 4, 2010 · Other
- Ryan Clare Larson from Wells Fargo AdvisorsNov 4, 2010 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sim Apex Value Fund LPno longer reported | Hedge Fund | $26,822 | 4 | Jun 29, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Thompson Timothy Black · Member, Elected Manager, Chief Compliance Officer, Coocontrolsince 08/2010 · owns 10% to 25%
- James Gary Pokrzywinski · Manager, Member, Lead Portfolio Manager, Presidentcontrolsince 08/2010 · owns 25% to 50%
- Clare Ryan Larson · Portfolio Manager, Membersince 01/2018 · owns 10% to 25%
- Lavern Brian Placzek · Membersince 09/2015 · owns 5% to 10%
- Robert Kevin Power · Member, Analystsince 01/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 7 to 6Mar 12, 2026 to May 11, 2026
- Discretionary RAUM · $2.7B to $3.1BAug 27, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $402M to $446MAug 27, 2025 to Mar 12, 2026
- RAUM · $2.7B to $3.1BAug 27, 2025 to Mar 12, 2026
- Accounts · 5 to 6Mar 15, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 15, 2024 to Mar 26, 2025
- State-registered IARs · 2 to 3Mar 15, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.9B to $2.7BMar 15, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $282M to $402MMar 15, 2024 to Mar 26, 2025
- RAUM · $1.9B to $2.7BMar 15, 2024 to Mar 26, 2025
- Employees · 5 to 7Feb 28, 2023 to Mar 15, 2024
- Discretionary RAUM · $1.7B to $1.9BFeb 28, 2023 to Mar 15, 2024
- Pooled vehicle RAUM · $132M to $282MFeb 28, 2023 to Mar 15, 2024
- RAUM · $1.7B to $1.9BFeb 28, 2023 to Mar 15, 2024
- Advisory employees · 4 to 3Mar 3, 2022 to Feb 28, 2023
- Employees · 7 to 5Mar 3, 2022 to Feb 28, 2023
- State-registered IARs · 3 to 2Mar 3, 2022 to Feb 28, 2023
- Discretionary RAUM · $1.8B to $1.7BMar 3, 2022 to Feb 28, 2023
- Pooled vehicle RAUM · $152M to $132MMar 3, 2022 to Feb 28, 2023
- RAUM · $1.8B to $1.7BMar 3, 2022 to Feb 28, 2023
- Pooled vehicle clients · 2 to 1Mar 30, 2021 to Mar 3, 2022
- Assets in custody · 884.0 to unsetMar 30, 2021 to Mar 3, 2022
- Custody of client assets · true to falseMar 30, 2021 to Mar 3, 2022
- Employees · 6 to 7Mar 30, 2021 to Mar 3, 2022
- Private funds · 1 to unsetMar 30, 2021 to Mar 3, 2022
- Discretionary RAUM · $1.4B to $1.8BMar 30, 2021 to Mar 3, 2022
- Pooled vehicle RAUM · $56.3M to $152MMar 30, 2021 to Mar 3, 2022
- RAUM · $1.4B to $1.8BMar 30, 2021 to Mar 3, 2022
- Assets in custody · $698,698 to $884Sep 16, 2020 to Mar 30, 2021
- Discretionary RAUM · $1.4B to $1.4BSep 16, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $49.8M to $56.3MSep 16, 2020 to Mar 30, 2021
- RAUM · $1.4B to $1.4BSep 16, 2020 to Mar 30, 2021
- Discretionary RAUM · $1.5B to $1.4BMar 23, 2020 to Sep 16, 2020
- Pooled vehicle RAUM · $49.0M to $49.8MMar 23, 2020 to Sep 16, 2020
- RAUM · $1.5B to $1.4BMar 23, 2020 to Sep 16, 2020
- Accounts · 6 to 5Mar 27, 2019 to Mar 23, 2020
- Assets in custody · $582,662 to $698,698Mar 27, 2019 to Mar 23, 2020
- Discretionary RAUM · $1.3B to $1.5BMar 27, 2019 to Mar 23, 2020
- Pooled vehicle RAUM · $45.4M to $49.0MMar 27, 2019 to Mar 23, 2020
- RAUM · $1.3B to $1.5BMar 27, 2019 to Mar 23, 2020
Signals
2 dated events
- Strategic Income Management, Llc reported RAUM $2.7B, up 43% from $1.9B (2024-03-15 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Strategic Income Management, Llc reported RAUM $1.8B, up 31% from $1.4B (2021-03-30 to 2022-03-03)Mar 3, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/strategic-income-management-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sim-llc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 206-608-3873reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026