DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• C•••••• A•••••••• L••
Latest filing Feb 3, 2026
First filing on the tape Mar 7, 2012 · 29 filings
SEC status approved since Aug 16, 2010
RAUM
$156M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$149M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$156M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$156M as of Feb 3, 2026
Mar 7, 2012$67.3M then
HNW client RAUM$148M as of Feb 3, 2026
Mar 26, 2018$13.0M then
State-registered IARs (5.B.3)1 as of Feb 3, 2026
Mar 7, 20120 then
Employees (5.A)1 as of Feb 3, 2026
Mar 28, 20135 then
Private funds1 as of Mar 24, 2023
Mar 7, 20121 then
RAUM +2.4% over the last fiscal year+2.0% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $156MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.3MderivedHNW RAUM over HNW clients
- Average account
- $4.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$148M95%
- Charitable organizations$4.8M3.1%
- Other investment advisers$2.9M1.8%
- Individuals$319,4540.2%
- Individual clients
- n/areported
- HNW clients
- 28reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 36reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.95 fund_share=0.02 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• S•••• M••• | Atlanta, Ga | May 5, 2011 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• C•••••• P••••••• M••••• L•••no longer reported | Hedge Fund | $76.8M | 29 | Mar 7, 2012 |
Owners and control persons
Schedule A and B, latest filing
- M•••• R•••••• S•••• · Managing Membercontrolsince 05/2007 · owns 50% to 75%
- W•••••• R••••• S•••• · Chief Compliance Officer/Cfocontrolsince 08/2007 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 34 to 36Nov 11, 2025 to Feb 3, 2026
- Discretionary RAUM · $153M to $156MNov 11, 2025 to Feb 3, 2026
- HNW RAUM · $142M to $148MNov 11, 2025 to Feb 3, 2026
- Individual RAUM · $295,902 to $319,454Nov 11, 2025 to Feb 3, 2026
- RAUM · $153M to $156MNov 11, 2025 to Feb 3, 2026
- Advisory employees · 2 to 1Mar 20, 2025 to Nov 11, 2025
- Employees · 2 to 1Mar 20, 2025 to Nov 11, 2025
- State-registered IARs · 2 to 1Mar 20, 2025 to Nov 11, 2025
- Accounts · 37 to 34Jun 17, 2024 to Mar 20, 2025
- HNW clients · 34 to 28Jun 17, 2024 to Mar 20, 2025
- Financial planning clients · unset to Jun 17, 2024 to Mar 20, 2025
- Discretionary RAUM · $167M to $153MJun 17, 2024 to Mar 20, 2025
- HNW RAUM · $163M to $142MJun 17, 2024 to Mar 20, 2025
- Individual RAUM · $299,581 to $295,902Jun 17, 2024 to Mar 20, 2025
- RAUM · $167M to $153MJun 17, 2024 to Mar 20, 2025
- Advisory employees · 3 to 2Mar 29, 2024 to Jun 17, 2024
- Employees · 3 to 2Mar 29, 2024 to Jun 17, 2024
- State-registered IARs · 3 to 2Mar 29, 2024 to Jun 17, 2024
- Accounts · 15 to 37Mar 24, 2023 to Mar 29, 2024
- Advisory activities · 2 to 1Mar 24, 2023 to Mar 29, 2024
- HNW clients · 7 to 34Mar 24, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3.0 to unsetMar 24, 2023 to Mar 29, 2024
- Assets in custody · 123951686.0 to unsetMar 24, 2023 to Mar 29, 2024
- Custody of client assets · true to falseMar 24, 2023 to Mar 29, 2024
- Private funds · 1 to unsetMar 24, 2023 to Mar 29, 2024
- Discretionary RAUM · $147M to $167MMar 24, 2023 to Mar 29, 2024
- HNW RAUM · $63.0M to $163MMar 24, 2023 to Mar 29, 2024
- Individual RAUM · $232,582 to $299,581Mar 24, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · 80359858.0 to unsetMar 24, 2023 to Mar 29, 2024
- RAUM · $147M to $167MMar 24, 2023 to Mar 29, 2024
- Accounts · 14 to 15Mar 30, 2022 to Mar 24, 2023
- Discretionary RAUM · $169M to $147MMar 30, 2022 to Mar 24, 2023
- HNW RAUM · $39.2M to $63.0MMar 30, 2022 to Mar 24, 2023
- Individual RAUM · $325,040 to $232,582Mar 30, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $127M to $80.4MMar 30, 2022 to Mar 24, 2023
- RAUM · $169M to $147MMar 30, 2022 to Mar 24, 2023
- Accounts · 12 to 14Mar 24, 2021 to Mar 30, 2022
- Assets in custody · $113M to $124MMar 24, 2021 to Mar 30, 2022
- Discretionary RAUM · $142M to $169MMar 24, 2021 to Mar 30, 2022
- HNW RAUM · $27.2M to $39.2MMar 24, 2021 to Mar 30, 2022
Signals
2 dated events
- Christopher James Lanigan (Managing Member) no longer on Schedule A of C•••• C•••••• A•••••••• L•• (listed 2024-03-29, absent 2024-06-17)Jun 17, 2024 · Control person left · inference
- C•••• C•••••• A•••••••• L•• reported RAUM $125.0M, down 64% from $347.0M (2017-08-31 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 404-442-2772reportedpublic record, Form ADV, Feb 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $156Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026