DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

K•• W••••• M••••••••• I•••

Independent wealth managerGeneva, IllinoisCRD 152002SEC 801-132456websiteIAPD
Latest filing Aug 17, 2026
First filing on the tape Apr 11, 2025 · 4 filings
SEC status approved since Apr 22, 2025
RAUM
$112M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$112M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$37.4M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$112M as of Aug 17, 2026
Apr 11, 2025$101M then
HNW client RAUM$74.5M as of Aug 17, 2026
Apr 11, 2025$66.1M then
State-registered IARs (5.B.3)3 as of Aug 17, 2026
Apr 11, 20253 then
Employees (5.A)6 as of Aug 17, 2026
Apr 11, 20255 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$37.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
50derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$208,620derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+2.1%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$74.5M66%
  • Individuals$37.8M34%
Individual clients
112reported
HNW clients
37reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
538reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••••• F••••• M•••••Geneva, IlJan 4, 201021 y2
D•••• A• S•••••••••Geneva, IlMay 4, 20179 y0
M•••••• T•••••• M•••••Geneva, IlAug 21, 202313 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Geneva, Il · principal300
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 507 to 538
      Apr 11, 2025 to Mar 12, 2026
    • HNW clients · 35 to 37
      Apr 11, 2025 to Mar 12, 2026
    • Individual clients · 111 to 112
      Apr 11, 2025 to Mar 12, 2026
    • Employees · 5 to 6
      Apr 11, 2025 to Mar 12, 2026
    • Financial planning clients · 26-50 to 1-10
      Apr 11, 2025 to Mar 12, 2026
    • Discretionary RAUM · $101M to $112M
      Apr 11, 2025 to Mar 12, 2026
    • HNW RAUM · $66.1M to $74.5M
      Apr 11, 2025 to Mar 12, 2026
    • Individual RAUM · $34.4M to $37.8M
      Apr 11, 2025 to Mar 12, 2026
    • RAUM · $101M to $112M
      Apr 11, 2025 to Mar 12, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Business phone
    630-232-9097reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/kdm-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
    Website
    KDMWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    (630) 232-9097reportedpublic record, Form ADV, Aug 17, 2026
    Contact form
    kdmwealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $37.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026