DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Parentebeard Wealth Management LLC

Former SEC-registered adviserYork, PennsylvaniaCRD 152072SEC 801-70783IAPD
Latest filing Mar 31, 2014
First filing on the tape Mar 30, 2012 · 3 filings
RAUM
$768M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
15 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$768M as of Mar 31, 2014
Mar 30, 2012$594M then
HNW client RAUM: no history
State-registered IARs (5.B.3)15 as of Mar 31, 2014
Apr 1, 201310 then
Employees (5.A)26 as of Mar 31, 2014
Apr 1, 201323 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 10 to 15
Practice profile
derived from the filing of Mar 31, 2014; every figure names its basis
RAUM per advisor
$51.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
3.0derived5 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Custody
$123M, 16 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
646reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$123M for 16 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Douglas Scott Michael · Chief Operations Officercontrol
      since 10/2009 · owns less than 5%
    • Jasey Michelle Ross · Chief Compliance Officercontrol
      since 01/2011 · owns less than 5%
    • Keith Thomas Williams · Chief Executive Officercontrol
      since 10/2009 · owns less than 5%
    Entity owners
    • Parentebeard Holdings LLC · Managing Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    • Cherry Hill, NJ
    • Hanover, PA
    • Lancaster, PA
    • Wyomissing, PA
    What changed
    consecutive filings, newest first
    • Accounts · 625 to 646
      Apr 1, 2013 to Mar 31, 2014
    • Advisory employees · 10 to 15
      Apr 1, 2013 to Mar 31, 2014
    • Employees · 23 to 26
      Apr 1, 2013 to Mar 31, 2014
    • State-registered IARs · 10 to 15
      Apr 1, 2013 to Mar 31, 2014
    • Discretionary RAUM · $663M to $761M
      Apr 1, 2013 to Mar 31, 2014
    • Non-discretionary RAUM · $6.4M to $6.6M
      Apr 1, 2013 to Mar 31, 2014
    • RAUM · $669M to $768M
      Apr 1, 2013 to Mar 31, 2014
    • Advisory employees · unset to 10.0
      Mar 30, 2012 to Apr 1, 2013
    • Accounts · 621 to 625
      Mar 30, 2012 to Apr 1, 2013
    • BD registered reps · 0 to 1
      Mar 30, 2012 to Apr 1, 2013
    • Assets in custody · $116M to $123M
      Mar 30, 2012 to Apr 1, 2013
    • Employees · unset to 23.0
      Mar 30, 2012 to Apr 1, 2013
    • State-registered IARs · unset to 10.0
      Mar 30, 2012 to Apr 1, 2013
    • Discretionary RAUM · $587M to $663M
      Mar 30, 2012 to Apr 1, 2013
    • Non-discretionary RAUM · $6.5M to $6.4M
      Mar 30, 2012 to Apr 1, 2013
    • RAUM · $594M to $669M
      Mar 30, 2012 to Apr 1, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026