DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rmr Wealth Management
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 30 filings
SEC status approved since Nov 24, 2009
RAUM
$195M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
90%
$175M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$24.4M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$195M as of Mar 31, 2026
Mar 30, 2012$27.3M then
HNW client RAUM$135M as of Mar 31, 2026
Mar 30, 2018$51.5M then
State-registered IARs (5.B.3)7 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)7 as of Mar 31, 2026
Mar 15, 201313 then
Private funds: no history
RAUM +44% over the last fiscal year+22% a year over threeIARs 4 to 7
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $24.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $444,028derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +44%derivedbetween the last two annual amendments
- Advisor growth, one year
- +75%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +62%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $136M, 136 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$135M69%
- Individuals$40.0M20%
- Pension and profit-sharing plans$11.3M5.8%
- Charitable organizations$9.0M4.6%
- Individual clients
- 144reported
- HNW clients
- 34reported
- Pension plan clients
- 9reported
- Charitable clients
- 2reported
- Accounts
- 440reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $136M for 136 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian Todd Mayer | New York, Ny | Jan 7, 2010 | 30 y | 1 |
| Philip S. Rabinovich | New York, Ny | Jan 14, 2010 | 27 y | 1 |
| Lore Marie Gordon | New York, Ny | Feb 15, 2013 | 39 y | 0 |
| Mark Magnusen | New York, Ny | Oct 17, 2025 | 16 y | 7 |
| Richard Thomas TattoryCertified Financial Planner | Morrisville, Pa | Nov 19, 2025 | 37 y | 1 |
| Scott J Clements | New York, Ny | Dec 2, 2025 | 32 y | 8 |
| Edwin LugoChartered Financial Analyst | Westport, Ct | Jul 17, 2026 | 23 y | 1 |
| Joseph William Sullivan | Port St Lucie, Fl | Sep 4, 2026 | 23 y | 1 |
Advisor movement
1 left, 5 joined in 12 months
net +4 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- Frank Henry Chiappone to LPL Financial LLCMar 26, 2026 · RIA to affiliated broker-dealer or bank
- John J Fiorito to Wealthcare Advisory Partners LLCJan 5, 2023 · RIA to RIA
- Christopher Milne Gething to Atherean Asset Management LLCMar 3, 2014 · Other
Joined, latest
- Joseph William Sullivan from Forstmann Leff Associates LLCSep 4, 2026 · Other
- Edwin Lugo from Brown Capital Management, LLCJul 17, 2026 · Other
- Scott J Clements from Fountainhead AdvisorsDec 2, 2025 · RIA to RIA
- Richard Thomas Tattory from Fountainhead AdvisorsNov 19, 2025 · RIA to RIA
- Mark Magnusen from Moors & Cabot, IncOct 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- Frank Henry Chiappone from Etico Wealth Management LLCNov 21, 2019 · Other
- Philip S. Rabinovich from Mcginn, Smith Advisors LLCJan 14, 2010 · Other
- Brian Todd Mayer from Mcginn, Smith Advisors LLCJan 7, 2010 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Fountainhead AdvisorsNov 14, 2025 · Warren, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Todd Brian Mayer · Chief Compliance Officercontrolsince 11/2009 · owns less than 5%
- S. Philip Rabinovich · Managing Membercontrolsince 11/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 5 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 208.0 to 440.0 (+112.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +5.0% (3688 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 98% percentile
- client count surgeChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 110.0 to 178.0 (+62.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +3.0% (3310 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 98% percentile
- RAUM up 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $135,788,693 to $195,372,517 (+44.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +15.0% (4551 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 208 to 440Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 4 to 7Mar 28, 2025 to Mar 31, 2026
- BD registered reps · 4 to 5Mar 28, 2025 to Mar 31, 2026
- Charity clients · 0 to 2Mar 28, 2025 to Mar 31, 2026
- HNW clients · 28 to 34Mar 28, 2025 to Mar 31, 2026
- Individual clients · 82 to 144Mar 28, 2025 to Mar 31, 2026
- Pension plan clients · 8 to 9Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $87.7M to $136MMar 28, 2025 to Mar 31, 2026
- Employees · 4 to 7Mar 28, 2025 to Mar 31, 2026
- State-registered IARs · 4 to 7Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $126M to $184MMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $103M to $135MMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $23.3M to $40.0MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $9.4M to $11.3MMar 28, 2025 to Mar 31, 2026
- Pension RAUM · $9.4M to $11.3MMar 28, 2025 to Mar 31, 2026
- RAUM · $136M to $195MMar 28, 2025 to Mar 31, 2026
- Accounts · 202 to 208Mar 29, 2024 to Mar 28, 2025
- HNW clients · 27 to 28Mar 29, 2024 to Mar 28, 2025
- Individual clients · 70 to 82Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $75.4M to $87.7MMar 29, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $110M to $126MMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $91.9M to $103MMar 29, 2024 to Mar 28, 2025
- Individual RAUM · $17.7M to $23.3MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $7.9M to $9.4MMar 29, 2024 to Mar 28, 2025
- Pension RAUM · $7.9M to $9.4MMar 29, 2024 to Mar 28, 2025
- RAUM · $117M to $136MMar 29, 2024 to Mar 28, 2025
- Accounts · 226 to 202Jan 9, 2024 to Mar 29, 2024
- BD registered reps · 5 to 4Jan 9, 2024 to Mar 29, 2024
- HNW clients · 24 to 27Jan 9, 2024 to Mar 29, 2024
- Individual clients · 74 to 70Jan 9, 2024 to Mar 29, 2024
- Employees · 5 to 4Jan 9, 2024 to Mar 29, 2024
- Discretionary RAUM · $98.5M to $110MJan 9, 2024 to Mar 29, 2024
- HNW RAUM · $79.8M to $91.9MJan 9, 2024 to Mar 29, 2024
- Individual RAUM · $18.7M to $17.7MJan 9, 2024 to Mar 29, 2024
- Non-discretionary RAUM · $7.9M to $7.9MJan 9, 2024 to Mar 29, 2024
- Pension RAUM · $7.9M to $7.9MJan 9, 2024 to Mar 29, 2024
- RAUM · $106M to $117MJan 9, 2024 to Mar 29, 2024
- Accounts · 320 to 226Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 5 to 4Mar 30, 2022 to Mar 30, 2023
Signals
3 dated events
- Frank Henry Chiappone left Rmr Wealth Management for Lpl Financial Llc (registered 2026-03-20)Mar 26, 2026 · Advisor changed firm · fact
- 2 advisors left Fountainhead Advisors (Warren, NJ) for Rmr Wealth Management on the same dayNov 14, 2025 · Team lift-out · derived
- John J Fiorito left Rmr Wealth Management for Wealthcare Advisory Partners Llc (registered 2022-12-02)Jan 5, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- clientservice@rmrwm.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 212-785-4377reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- RMRWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-785-4377reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- rmrwm.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026