DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• P•••••••
Legal name P•••••••• P••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Sep 2, 2015 · 29 filings
SEC status approved since Oct 2, 2015
RAUM
$176M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
4.2%
$7.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$176M as of Mar 25, 2026
Mar 2, 2016$45.0M then
HNW client RAUM$7.4M as of Mar 25, 2026
Jan 26, 2018$5.0M then
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 2, 20160 then
Employees (5.A)5 as of Mar 25, 2026
Mar 2, 20164 then
Private funds1 as of Mar 25, 2026
Mar 2, 20162 then
RAUM +11% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $87.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $176M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$168M96%
- High-net-worth individuals$7.4M4.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $176M for 2 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.04 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••••• L• | Other Private Fund | $163M | 56 | Jul 3, 2015 |
| P•••••••• C•• F••• L• | Other Private Fund | $6.4M | 1 | Jul 11, 2019 |
| P•••••••• V•••• O••••••••• F•••no longer reported | Other Private Fund | $3.0M | 6 | Jul 3, 2015 |
| P•••••••• A••••••••• I••••• F•••• L• | Other Private Fund | $2.7M | 22 | Jul 11, 2019 |
Owners and control persons
Schedule A and B, latest filing
- L•••••••• C•••••••• E•• · Chief Investment Officer And Co-Portfolio Managercontrolsince 04/2023 · owns 10% to 25%
- P••••••• D•••• L••••••• · Chief Executive Officer And Chief Compliance Officercontrolsince 04/2023 · owns 50% to 75%
- H•••••••• R•••••• B•••••• · Membercontrolsince 09/2023 · owns 25% to 50% of C••••••• A••••••••• L••
- M•••••• W••••••• E••• · Membercontrolsince 09/2023 · owns 25% to 50% of C••••••• A••••••••• L••
Entity owners
- C••••••• A••••••••• L•• · LLC Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 3 to 2Mar 26, 2025 to Mar 25, 2026
- Pooled vehicle clients · 2 to 1Mar 26, 2025 to Mar 25, 2026
- Assets in custody · $158M to $176MMar 26, 2025 to Mar 25, 2026
- Private funds · 2 to 1Mar 26, 2025 to Mar 25, 2026
- Discretionary RAUM · $158M to $176MMar 26, 2025 to Mar 25, 2026
- HNW RAUM · $8.2M to $7.4MMar 26, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $150M to $168MMar 26, 2025 to Mar 25, 2026
- RAUM · $158M to $176MMar 26, 2025 to Mar 25, 2026
- Assets in custody · $173M to $158MMay 30, 2024 to Mar 26, 2025
- Financial planning clients · unset to May 30, 2024 to Mar 26, 2025
- Other offices · 1 to 0May 30, 2024 to Mar 26, 2025
- Discretionary RAUM · $173M to $158MMay 30, 2024 to Mar 26, 2025
- HNW RAUM · $7.5M to $8.2MMay 30, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $165M to $150MMay 30, 2024 to Mar 26, 2025
- RAUM · $173M to $158MMay 30, 2024 to Mar 26, 2025
- Accounts · 4 to 3Mar 26, 2024 to May 30, 2024
- Pooled vehicle clients · 3 to 2Mar 26, 2024 to May 30, 2024
- Private funds · 3 to 2Mar 26, 2024 to May 30, 2024
- Assets in custody · $210M to $173MOct 16, 2023 to Mar 26, 2024
- Other offices · 0 to 1Oct 16, 2023 to Mar 26, 2024
- Discretionary RAUM · $191M to $173MOct 16, 2023 to Mar 26, 2024
- HNW RAUM · $7.2M to $7.5MOct 16, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $184M to $165MOct 16, 2023 to Mar 26, 2024
- RAUM · $191M to $173MOct 16, 2023 to Mar 26, 2024
- Discretionary RAUM · $210M to $191MAug 9, 2023 to Oct 16, 2023
- HNW RAUM · $7.7M to $7.2MAug 9, 2023 to Oct 16, 2023
- Pooled vehicle RAUM · $202M to $184MAug 9, 2023 to Oct 16, 2023
- RAUM · $210M to $191MAug 9, 2023 to Oct 16, 2023
- Accounts · 5 to 4May 16, 2023 to Jul 5, 2023
- Advisory activities · 4 to 3May 16, 2023 to Jul 5, 2023
- Assets in custody · $244M to $210MMay 16, 2023 to Jul 5, 2023
- Discretionary RAUM · $258M to $210MMay 16, 2023 to Jul 5, 2023
- HNW RAUM · $7.8M to $7.7MMay 16, 2023 to Jul 5, 2023
- Pooled vehicle RAUM · $236M to $202MMay 16, 2023 to Jul 5, 2023
- RAUM · $258M to $210MMay 16, 2023 to Jul 5, 2023
- Advisory employees · 2 to 3Mar 2, 2023 to Apr 17, 2023
- Employees · 4 to 5Mar 2, 2023 to Apr 17, 2023
- Advisory employees · 3 to 2Jan 4, 2023 to Mar 2, 2023
- Assets in custody · $224M to $244MJan 4, 2023 to Mar 2, 2023
- Employees · 5 to 4Jan 4, 2023 to Mar 2, 2023
Signals
5 dated events
- Bernard Rodney Herenton (Member) appeared on Schedule A of P•••••••• P•••••••Oct 16, 2023 · Control person joined · fact
- Eric Wendell Mackey (Member) appeared on Schedule A of P•••••••• P•••••••Oct 16, 2023 · Control person joined · fact
- Eda Caroline Lovelace (Chief Investment Officer) appeared on Schedule A of P•••••••• P•••••••Aug 9, 2023 · Control person joined · fact
- Nathaniel Floyd Tyler (Managing Member) no longer on Schedule A of P•••••••• P••••••• (listed 2023-01-04, absent 2023-03-02)Mar 2, 2023 · Control person left · inference
- P•••••••• P••••••• filed its initial SEC registration (Form ADV)Sep 2, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••••• P••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/918458reportedpublic record, Form ADV, Sep 18, 2026
- Website
- P••••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 901-755-4737reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026