DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P•••••••• C•• F••• L•
Gross asset value
$6.4M
as of Mar 26, 2024; not a fund size
Peak GAV
$9.0M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Jul 11, 2019 to Mar 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$6.4M as of Mar 26, 2024
Jul 11, 2019$6.0M then
Owners1 as of Mar 26, 2024
Jul 11, 20193 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Tennessee, United Statesreported
- Clients solicited
- yes, 25% of the adviser's clients investedreported
- Form D file number
- 021-368971reportedthe join to the Form D offering
- Type as written
- CLO FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaMemphis, Tennessee · LEI 9DJT3UXIJIZJI4WXO77
- Fidelity Brokerage Services LLCSmithfield, Rhode Island
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons