DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• F••••••••• I•••
Latest filing Jan 12, 2026
First filing on the tape Mar 10, 2016 · 23 filings
SEC status approved since Mar 14, 2016
RAUM
$229M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$202M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$229M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$229M as of Jan 12, 2026
Mar 23, 2017$352M then
HNW client RAUM$176M as of Jan 12, 2026
Mar 12, 2018$39.7M then
State-registered IARs (5.B.3)1 as of Jan 12, 2026
Mar 23, 20171 then
Employees (5.A)1 as of Jan 12, 2026
Mar 23, 201714 then
Private funds1 as of Feb 24, 2023
Feb 11, 20221 then
RAUM -72% over the last fiscal year-29% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jan 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $229MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 119derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.0MderivedHNW RAUM over HNW clients
- Average account
- $611,153derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -72%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -97%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$176M77%
- Individuals$26.5M12%
- Charitable organizations$15.1M6.6%
- Pension and profit-sharing plans$11.0M4.8%
- Corporations and businesses$249,8480.1%
- Individual clients
- 84reported
- HNW clients
- 35reported
- Pension plan clients
- 8reported
- Charitable clients
- 4reported
- Accounts
- 374reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• J•• A•••••••Certified Financial Planner, Personal Financial Specialist | Austin, Tx | Apr 14, 2010 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••• J•• A••••••• from S••••••••• A•••••• A•••••••• I•••Apr 14, 2010 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••••• F•••• L• | Hedge Fund | $7.5M | 7 | Apr 27, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• E•••• J•• · President, Chief Compliance Officer, Secretary, Treasurercontrolsince 02/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
8 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Jan 12, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $822,183,475 to $228,571,101, advisors 1 to 1, private clients 4041 to 119, offices 0 to 0 (2025-02-07 to 2026-01-12)peers: independent wealth managers, $100M to $500M (5,676)
- institutional to wealth shiftCombination · filing Jan 12, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $822,183,475 to $228,571,101, advisors 1 to 1, private clients 4041 to 119, offices 0 to 0 (2025-02-07 to 2026-01-12)peers: independent wealth managers, $100M to $500M (5,676)
- account count collapseChange between filings · filing Jan 12, 2026accounts (Item 5.F.2.f) moved from 4,489.0 to 374.0 (-92.0%) between the annual amendments of 2025-02-07 and 2026-01-12; the peer median change was +5.0% (3687 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 0.0% percentile
- RAUM down 50 %Change between filings · filing Jan 12, 2026RAUM (Item 5.F) moved from $822,183,475 to $228,571,101 (-72.0%) between the annual amendments of 2025-02-07 and 2026-01-12; the peer median change was +15.0% (4550 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 0.2% percentile
- client mix shiftChange between filings · filing Jan 12, 2026private-client share of RAUM moved from 41.0% to 88.0% between the annual amendments of 2025-02-07 and 2026-01-12peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Jan 12, 2026institutional share of RAUM moved from 59.0% to 12.0% between the annual amendments of 2025-02-07 and 2026-01-12peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Jan 12, 2026HNW share of RAUM moved from 14.0% to 77.0% between the annual amendments of 2025-02-07 and 2026-01-12peers: independent wealth managers, $100M to $500M (5,676)
- client count collapseChange between filings · filing Jan 12, 2026individual and HNW clients (Item 5.D) moved from 4,041.0 to 119.0 (-97.0%) between the annual amendments of 2025-02-07 and 2026-01-12; the peer median change was +3.0% (3309 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 409 to 374Jul 25, 2025 to Jan 12, 2026
- Charity clients · 3 to 4Jul 25, 2025 to Jan 12, 2026
- Corporate clients · 3 to 2Jul 25, 2025 to Jan 12, 2026
- HNW clients · 34 to 35Jul 25, 2025 to Jan 12, 2026
- Individual clients · 102 to 84Jul 25, 2025 to Jan 12, 2026
- Pension plan clients · 12 to 8Jul 25, 2025 to Jan 12, 2026
- Discretionary RAUM · $224M to $229MJul 25, 2025 to Jan 12, 2026
- HNW RAUM · $165M to $176MJul 25, 2025 to Jan 12, 2026
- Individual RAUM · $31.0M to $26.5MJul 25, 2025 to Jan 12, 2026
- Pension RAUM · $14.5M to $11.0MJul 25, 2025 to Jan 12, 2026
- RAUM · $224M to $229MJul 25, 2025 to Jan 12, 2026
- Accounts · 4,489 to 409Feb 7, 2025 to Jul 25, 2025
- Advisory activities · 3 to 2Feb 7, 2025 to Jul 25, 2025
- Charity clients · 6 to 3Feb 7, 2025 to Jul 25, 2025
- Corporate clients · 5 to 3Feb 7, 2025 to Jul 25, 2025
- HNW clients · 43 to 34Feb 7, 2025 to Jul 25, 2025
- Individual clients · 3,998 to 102Feb 7, 2025 to Jul 25, 2025
- Pension plan clients · 173 to 12Feb 7, 2025 to Jul 25, 2025
- Employees · 9 to 1Feb 7, 2025 to Jul 25, 2025
- Financial planning clients · unset to Feb 7, 2025 to Jul 25, 2025
- Discretionary RAUM · $822M to $224MFeb 7, 2025 to Jul 25, 2025
- HNW RAUM · $113M to $165MFeb 7, 2025 to Jul 25, 2025
- Individual RAUM · $225M to $31.0MFeb 7, 2025 to Jul 25, 2025
- Pension RAUM · $438M to $14.5MFeb 7, 2025 to Jul 25, 2025
- RAUM · $822M to $224MFeb 7, 2025 to Jul 25, 2025
- Accounts · 4,409 to 4,489May 8, 2024 to Jan 20, 2025
- Advisory activities · 5 to 3May 8, 2024 to Jan 20, 2025
- HNW clients · 47 to 43May 8, 2024 to Jan 20, 2025
- Individual clients · 4,221 to 3,998May 8, 2024 to Jan 20, 2025
- Pension plan clients · 130 to 173May 8, 2024 to Jan 20, 2025
- Discretionary RAUM · $641M to $822MMay 8, 2024 to Jan 20, 2025
- HNW RAUM · $108M to $113MMay 8, 2024 to Jan 20, 2025
- Individual RAUM · $204M to $225MMay 8, 2024 to Jan 20, 2025
- Non-discretionary RAUM · $7.2M to $0May 8, 2024 to Jan 20, 2025
- Pension RAUM · $292M to $438MMay 8, 2024 to Jan 20, 2025
- RAUM · $648M to $822MMay 8, 2024 to Jan 20, 2025
- Accounts · 4,641 to 4,409Nov 9, 2023 to Mar 4, 2024
- Charity clients · 5 to 6Nov 9, 2023 to Mar 4, 2024
- Corporate clients · 7 to 5Nov 9, 2023 to Mar 4, 2024
- HNW clients · 51 to 47Nov 9, 2023 to Mar 4, 2024
Signals
4 dated events
- A•••••••• F••••••••• I••• reported RAUM $224.3M, down 73% from $822.2M (2025-02-07 to 2025-07-25)Jul 25, 2025 · RAUM change · derived
- A•••••••• F••••••••• I••• reported RAUM $822.2M, up 27% from $647.9M (2024-05-08 to 2025-01-20)Jan 20, 2025 · RAUM change · derived
- A•••••••• F••••••••• I••• reported RAUM $515.9M, up 25% from $411.9M (2019-03-21 to 2020-03-11)Mar 11, 2020 · RAUM change · derived
- A•••••••• F••••••••• I••• filed its initial SEC registration (Form ADV)Mar 10, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 512-270-2050reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 512-270-2900reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/ATLAS-MARK-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-270-2900reportedpublic record, Form ADV, Jan 12, 2026
- Contact form
- a••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $229Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026