DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F•••• Z••• C•••••• M••••••••• L••
Latest filing Feb 25, 2026
First filing on the tape Mar 30, 2012 · 48 filings
SEC status approved since Feb 22, 2010
RAUM
$774M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
95%
$733M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$111M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$774M as of Feb 25, 2026
Mar 30, 2012$134M then
HNW client RAUM$606M as of Feb 25, 2026
Mar 7, 2018$222M then
State-registered IARs (5.B.3)7 as of Feb 25, 2026
Mar 30, 20120 then
Employees (5.A)7 as of Feb 25, 2026
Jan 18, 20137 then
Private funds: no history
RAUM +15% over the last fiscal year+18% a year over threeIARs 8 to 7
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $111MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 148derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $406,438derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$606M78%
- Individuals$127M16%
- Pension and profit-sharing plans$23.0M3.0%
- Corporations and businesses$16.5M2.1%
- Charitable organizations$1.2M0.2%
- Individual clients
- 587reported
- HNW clients
- 452reported
- Pension plan clients
- 12reported
- Charitable clients
- 5reported
- Accounts
- 1,904reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• K•••• F••••Certified Financial Planner, Chartered Financial Consultant | Garden City, Ny | Mar 3, 2010 | 37 y | 0 |
| R•••••• J••••• Z•••Certified Financial Planner | Garden City, Ny | Mar 3, 2010 | 33 y | 0 |
| S••••• R••••• A••••••Chartered Financial Consultant | Garden City, Ny | Mar 1, 2021 | 32 y | 0 |
| R••• M•••••• H••••Certified Financial Planner | Garden City, Ny | Mar 1, 2021 | 13 y | 0 |
| C••• D•••••• F•••• | Garden City, Ny | Apr 4, 2022 | 12 y | 0 |
| S••••• G••••• G••••••Certified Financial Planner | Garden City, Ny | Jan 31, 2024 | 14 y | 0 |
| G••• S• S•••• | Cushing, Me | Feb 20, 2024 | 33 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••••• R••••• to N•• A•••••• S•••••••• L••Oct 30, 2015 · Other
Joined, latest
- G••• S• S•••• from W•••• F•••• A•••••••Feb 20, 2024 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••• D••••••• K•••• · Managing Membercontrolsince 02/2010 · owns 50% to 75%
- Z•••• R••••••• J••••• · Managing Member & Chief Compliance Officercontrolsince 02/2010 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Garden City, Ny · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,823 to 1,904Mar 7, 2025 to Feb 25, 2026
- Advisory employees · 8 to 7Mar 7, 2025 to Feb 25, 2026
- BD registered reps · 8 to 7Mar 7, 2025 to Feb 25, 2026
- Charity clients · 3 to 5Mar 7, 2025 to Feb 25, 2026
- Corporate clients · 15 to 17Mar 7, 2025 to Feb 25, 2026
- HNW clients · 431 to 452Mar 7, 2025 to Feb 25, 2026
- Individual clients · 580 to 587Mar 7, 2025 to Feb 25, 2026
- Employees · 8 to 7Mar 7, 2025 to Feb 25, 2026
- State-registered IARs · 8 to 7Mar 7, 2025 to Feb 25, 2026
- Discretionary RAUM · $660M to $757MMar 7, 2025 to Feb 25, 2026
- HNW RAUM · $513M to $606MMar 7, 2025 to Feb 25, 2026
- Individual RAUM · $119M to $127MMar 7, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $12.6M to $16.7MMar 7, 2025 to Feb 25, 2026
- Pension RAUM · $26.0M to $23.0MMar 7, 2025 to Feb 25, 2026
- RAUM · $672M to $774MMar 7, 2025 to Feb 25, 2026
- Accounts · 1,604 to 1,823Mar 12, 2024 to Mar 7, 2025
- Advisory employees · 6 to 8Mar 12, 2024 to Mar 7, 2025
- BD registered reps · 6 to 8Mar 12, 2024 to Mar 7, 2025
- Corporate clients · 14 to 15Mar 12, 2024 to Mar 7, 2025
- HNW clients · 395 to 431Mar 12, 2024 to Mar 7, 2025
- Individual clients · 501 to 580Mar 12, 2024 to Mar 7, 2025
- Employees · 6 to 8Mar 12, 2024 to Mar 7, 2025
- Financial planning clients · 1-10 to 1-10Mar 12, 2024 to Mar 7, 2025
- State-registered IARs · 6 to 8Mar 12, 2024 to Mar 7, 2025
- Discretionary RAUM · $540M to $660MMar 12, 2024 to Mar 7, 2025
- HNW RAUM · $424M to $513MMar 12, 2024 to Mar 7, 2025
- Individual RAUM · $92.5M to $119MMar 12, 2024 to Mar 7, 2025
- Non-discretionary RAUM · $8.8M to $12.6MMar 12, 2024 to Mar 7, 2025
- Pension RAUM · $21.0M to $26.0MMar 12, 2024 to Mar 7, 2025
- RAUM · $549M to $672MMar 12, 2024 to Mar 7, 2025
- Accounts · 1,525 to 1,604Feb 20, 2024 to Mar 12, 2024
- Charity clients · 2 to 3Feb 20, 2024 to Mar 12, 2024
- Corporate clients · 12 to 14Feb 20, 2024 to Mar 12, 2024
- HNW clients · 779 to 395Feb 20, 2024 to Mar 12, 2024
- Individual clients · 717 to 501Feb 20, 2024 to Mar 12, 2024
- Pension plan clients · 13 to 12Feb 20, 2024 to Mar 12, 2024
- Discretionary RAUM · $463M to $540MFeb 20, 2024 to Mar 12, 2024
- HNW RAUM · $362M to $424MFeb 20, 2024 to Mar 12, 2024
- Individual RAUM · $80.7M to $92.5MFeb 20, 2024 to Mar 12, 2024
- Non-discretionary RAUM · $7.4M to $8.8MFeb 20, 2024 to Mar 12, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 516-746-0300reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 516-746-9000reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/F••••-Z•••-CAPITAL-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- F••••Z•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (516) 746-9000reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- flynnzito.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- flynnzito.com/team/doug-flynnreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $111Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026