DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• A•••• M••••••••• L••
Latest filing Feb 6, 2026
First filing on the tape Jan 23, 2020 · 11 filings
SEC status approved since Feb 25, 2020
RAUM
$143M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$143M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$71.3M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$143M as of Feb 6, 2026
Jan 22, 2021$140M then
HNW client RAUM$139M as of Feb 6, 2026
Jan 22, 2021$137M then
State-registered IARs (5.B.3)2 as of Feb 6, 2026
Jan 22, 20212 then
Employees (5.A)2 as of Feb 6, 2026
Jan 22, 20212 then
Private funds: no history
RAUM -10% over the last fiscal year+7.9% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $71.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 7derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $27.8MderivedHNW RAUM over HNW clients
- Average account
- $10.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$139M98%
- Individuals$3.5M2.5%
- Individual clients
- 9reported
- HNW clients
- 5reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 14reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• L•• L••••••••Chartered Financial Analyst | Mckinney, Tx | Mar 4, 2010 | 23 y | 1 |
| J••••••• R••••• L••••••••Chartered Financial Analyst | Mckinney, Tx | Apr 10, 2017 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T•••• L•• L•••••••• from F•••••••• I••••••••• M••••••••• I•••Mar 4, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••••••• T••••• L•• · President, Secretary, & Chief Compliance Officercontrolsince 08/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mckinney, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $159M to $143MFeb 7, 2025 to Feb 6, 2026
- HNW RAUM · $156M to $139MFeb 7, 2025 to Feb 6, 2026
- Individual RAUM · $3.4M to $3.5MFeb 7, 2025 to Feb 6, 2026
- RAUM · $159M to $143MFeb 7, 2025 to Feb 6, 2026
- Accounts · 15 to 14Jan 29, 2024 to Feb 7, 2025
- Individual clients · 10 to 9Jan 29, 2024 to Feb 7, 2025
- Financial planning clients · 0 to 0Jan 29, 2024 to Feb 7, 2025
- Discretionary RAUM · $131M to $159MJan 29, 2024 to Feb 7, 2025
- HNW RAUM · $127M to $156MJan 29, 2024 to Feb 7, 2025
- Individual RAUM · $3.5M to $3.4MJan 29, 2024 to Feb 7, 2025
- RAUM · $131M to $159MJan 29, 2024 to Feb 7, 2025
- Accounts · 16 to 15Jan 20, 2023 to Jan 29, 2024
- HNW clients · 6 to 5Jan 20, 2023 to Jan 29, 2024
- Discretionary RAUM · $114M to $131MJan 20, 2023 to Jan 29, 2024
- HNW RAUM · $111M to $127MJan 20, 2023 to Jan 29, 2024
- Individual RAUM · $2.8M to $3.5MJan 20, 2023 to Jan 29, 2024
- RAUM · $114M to $131MJan 20, 2023 to Jan 29, 2024
- Accounts · 17 to 16Jan 6, 2022 to Jan 20, 2023
- Individual clients · 11 to 10Jan 6, 2022 to Jan 20, 2023
- Discretionary RAUM · $127M to $114MJan 6, 2022 to Jan 20, 2023
- HNW RAUM · $123M to $111MJan 6, 2022 to Jan 20, 2023
- Individual RAUM · $3.2M to $2.8MJan 6, 2022 to Jan 20, 2023
- RAUM · $127M to $114MJan 6, 2022 to Jan 20, 2023
- Discretionary RAUM · $137M to $127MOct 28, 2021 to Jan 6, 2022
- HNW RAUM · $134M to $123MOct 28, 2021 to Jan 6, 2022
- Individual RAUM · $3.4M to $3.2MOct 28, 2021 to Jan 6, 2022
- RAUM · $137M to $127MOct 28, 2021 to Jan 6, 2022
- Accounts · 15 to 17Jan 25, 2021 to Oct 28, 2021
- Individual clients · 9 to 11Jan 25, 2021 to Oct 28, 2021
- Discretionary RAUM · $142M to $137MJan 25, 2021 to Oct 28, 2021
- HNW RAUM · $139M to $134MJan 25, 2021 to Oct 28, 2021
- Individual RAUM · $3.1M to $3.4MJan 25, 2021 to Oct 28, 2021
- RAUM · $142M to $137MJan 25, 2021 to Oct 28, 2021
- Discretionary RAUM · $140M to $142MJan 22, 2021 to Jan 25, 2021
- HNW RAUM · $137M to $139MJan 22, 2021 to Jan 25, 2021
- Individual RAUM · $3.0M to $3.1MJan 22, 2021 to Jan 25, 2021
- RAUM · $140M to $142MJan 22, 2021 to Jan 25, 2021
- Discretionary RAUM · $91.1M to $140MMay 4, 2020 to Jan 22, 2021
- HNW RAUM · $88.9M to $137MMay 4, 2020 to Jan 22, 2021
- Individual RAUM · $2.2M to $3.0MMay 4, 2020 to Jan 22, 2021
Signals
1 dated events
- K••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 23, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 214-425-7027reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- K•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-425-7027reportedpublic record, Form ADV, Feb 6, 2026
- Team page
- k•••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026