DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Weyland Capital Management LLC

Former SEC-registered adviserPortsmouth, New HampshireCRD 152790SEC 801-71082IAPD
Latest filing Aug 2, 2016
First filing on the tape Mar 15, 2012 · 11 filings
RAUM
$173M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$173M as of Mar 22, 2016
Mar 15, 2012$183M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 22, 2016
Mar 5, 20130 then
Employees (5.A)3 as of Mar 22, 2016
Mar 5, 20133 then
Private funds: no history
RAUM -7.0% over the last fiscal year+2.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 2, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-7.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
137reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Herrick Polly Henkel · Ceo, Chief Compliance Officer, Elected Managercontrol
    since 01/2010 · owns less than 5%
  • Herrick Polly Henkel · Membercontrol
    since 05/1995 · owns 75% or more of Weyland Financial Group LLC
  • Francis John O'Reilly · Chief Investment Officer
    since 01/2013 · owns 5% to 10%
Entity owners
  • Weyland Financial Group LLC · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Discretionary RAUM · $176M to $164M
    Mar 11, 2015 to Mar 22, 2016
  • Non-discretionary RAUM · $10.7M to $9.4M
    Mar 11, 2015 to Mar 22, 2016
  • RAUM · $186M to $173M
    Mar 11, 2015 to Mar 22, 2016
  • Accounts · 138 to 137
    Jun 3, 2014 to Mar 11, 2015
  • Discretionary RAUM · $168M to $176M
    Jun 3, 2014 to Mar 11, 2015
  • Non-discretionary RAUM · $10.6M to $10.7M
    Jun 3, 2014 to Mar 11, 2015
  • RAUM · $179M to $186M
    Jun 3, 2014 to Mar 11, 2015
  • Advisory employees · 3 to 2
    Mar 11, 2014 to Jun 3, 2014
  • Employees · 4 to 3
    Mar 11, 2014 to Jun 3, 2014
  • Accounts · 142 to 138
    Dec 3, 2013 to Mar 11, 2014
  • Discretionary RAUM · $151M to $168M
    Dec 3, 2013 to Mar 11, 2014
  • Non-discretionary RAUM · $11.7M to $10.6M
    Dec 3, 2013 to Mar 11, 2014
  • RAUM · $163M to $179M
    Dec 3, 2013 to Mar 11, 2014
  • Advisory employees · 2 to 3
    Mar 5, 2013 to Dec 3, 2013
  • Employees · 3 to 4
    Mar 5, 2013 to Dec 3, 2013
  • Advisory employees · 3 to 2
    Jan 16, 2013 to Mar 5, 2013
  • Employees · 4 to 3
    Jan 16, 2013 to Mar 5, 2013
  • Discretionary RAUM · $169M to $151M
    Jan 16, 2013 to Mar 5, 2013
  • Non-discretionary RAUM · $13.6M to $11.7M
    Jan 16, 2013 to Mar 5, 2013
  • RAUM · $183M to $163M
    Jan 16, 2013 to Mar 5, 2013
  • Advisory employees · unset to 3.0
    Jun 5, 2012 to Jan 16, 2013
  • Employees · unset to 4.0
    Jun 5, 2012 to Jan 16, 2013
  • State-registered IARs · unset to 0.0
    Jun 5, 2012 to Jan 16, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026