RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Nov 27, 2019 · Boston, Ma
- B••••• A•••••••• L•• formerNov 8, 2016 to Oct 4, 2019 · B•••••, Ma
- W•••••• C•••••• M••••••••• L•• formerMar 4, 2010 to Nov 1, 2016 · Portsmouth, Nh
- W•••••• C•••••• M••••••••• L•• unclassifiedAug 15, 2008 to Mar 2, 2010 · Portsmouth, Nh
- B••••• A•••••••• L•• to C•••••••left Oct 4, 2019, registered Nov 27, 2019 (54 days) · Other · moved with a team
- W•••••• C•••••• M••••••••• L•• to B••••• A•••••••• L••left Nov 1, 2016, registered Nov 8, 2016 (7 days) · Other
- W•••••• C•••••• M••••••••• L•• to W•••••• C•••••• M••••••••• L••left Mar 2, 2010, registered Mar 4, 2010 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address