DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Horan Capital Advisors, LLC
Latest filing Mar 30, 2025
First filing on the tape Jan 14, 2013 · 47 filings
SEC status approved since Jan 25, 2013
RAUM
$596M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
92%
$551M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$596M as of Mar 30, 2025
Jan 21, 2014$183M then
HNW client RAUM$515M as of Mar 30, 2025
Feb 23, 2018$265M then
State-registered IARs (5.B.3)0 as of Mar 30, 2025
Jan 21, 20141 then
Employees (5.A)14 as of Mar 30, 2025
Jan 21, 201412 then
Private funds: no history
RAUM +12% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $796,688derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
- Custody
- $360M, 165 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$515M86%
- Individuals$36.0M6.0%
- Corporations and businesses$34.7M5.8%
- Pension and profit-sharing plans$10.1M1.7%
- Charitable organizations$123,3650.0%
- Individual clients
- 84reported
- HNW clients
- 125reported
- Pension plan clients
- 8reported
- Charitable clients
- 1reported
- Accounts
- 748reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $360M for 165 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Terence Lee Horan to Horan Wealth, LLCJun 10, 2025 · RIA to a newly registered adviser
- Todd Alan Poellein to Horan Wealth, LLCMay 14, 2025 · RIA to a newly registered adviser
- Todd Hibner to Horan Wealth, LLCMay 14, 2025 · RIA to a newly registered adviser
- Mark Allen Bennett to Horan Wealth, LLCMay 14, 2025 · RIA to a newly registered adviser
- David Ian Templeton to Horan Wealth, LLCMay 12, 2025 · RIA to a newly registered adviser
- Matthew Francis Antenucci to Mccarley & Cook Financial PlannersNov 10, 2023 · RIA to RIA
- Nicholas Connor Reilly to Constellation Wealth Advisors, LLCFeb 6, 2019 · RIA to RIA
Joined, latest
- Terence Lee Horan from Horan Wealth ManagementApr 6, 2010 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Horan Wealth, LLCMay 12, 2025 · Cincinnati, Oh · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Mark Bennett · Vice Presidentcontrolsince 04/2017 · owns 25% to 50%
- Lee Terence Horan · Presidentcontrolsince 02/2019 · owns less than 5%
- Alan Todd Poellein · Senior Portfolio Managercontrolsince 01/2021 · owns 5% to 10%
- Ian David Templeton · Chief Compliance Officercontrolsince 04/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
- Horan Wealth Managementbroker-dealerinvestment advisernRAUM $698M
Advisers that list Horan Capital Advisors, LLC as a related person
- 40794 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 719 to 748Sep 23, 2024 to Mar 30, 2025
- HNW clients · 124 to 125Sep 23, 2024 to Mar 30, 2025
- Individual clients · 82 to 84Sep 23, 2024 to Mar 30, 2025
- Assets in custody · $302M to $360MSep 23, 2024 to Mar 30, 2025
- Discretionary RAUM · $515M to $554MSep 23, 2024 to Mar 30, 2025
- HNW RAUM · $448M to $515MSep 23, 2024 to Mar 30, 2025
- Individual RAUM · $32.0M to $36.0MSep 23, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $18.9M to $42.0MSep 23, 2024 to Mar 30, 2025
- Pension RAUM · $17.4M to $10.1MSep 23, 2024 to Mar 30, 2025
- RAUM · $534M to $596MSep 23, 2024 to Mar 30, 2025
- Related broker-dealer · true to falseSep 23, 2024 to Mar 30, 2025
- Advisory employees · 4 to 5Mar 28, 2024 to Sep 23, 2024
- Assets in custody · unset to 302046392.0Mar 28, 2024 to Sep 23, 2024
- Custody of client assets · false to trueMar 28, 2024 to Sep 23, 2024
- Employees · 11 to 14Mar 28, 2024 to Sep 23, 2024
- Accounts · 759 to 719Nov 10, 2023 to Mar 28, 2024
- Corporate clients · 6 to 7Nov 10, 2023 to Mar 28, 2024
- HNW clients · 147 to 124Nov 10, 2023 to Mar 28, 2024
- Individual clients · 108 to 82Nov 10, 2023 to Mar 28, 2024
- Employees · 10 to 11Nov 10, 2023 to Mar 28, 2024
- Financial planning clients · 26-50 to 0Nov 10, 2023 to Mar 28, 2024
- State-registered IARs · 6 to 0Nov 10, 2023 to Mar 28, 2024
- Discretionary RAUM · $441M to $515MNov 10, 2023 to Mar 28, 2024
- HNW RAUM · $367M to $448MNov 10, 2023 to Mar 28, 2024
- Individual RAUM · $44.8M to $32.0MNov 10, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $42.1M to $18.9MNov 10, 2023 to Mar 28, 2024
- Pension RAUM · $32.2M to $17.4MNov 10, 2023 to Mar 28, 2024
- RAUM · $483M to $534MNov 10, 2023 to Mar 28, 2024
- Accounts · 538 to 759Mar 30, 2022 to Mar 29, 2023
- Charity clients · 0 to 1Mar 30, 2022 to Mar 29, 2023
- HNW clients · 99 to 147Mar 30, 2022 to Mar 29, 2023
- Individual clients · 109 to 108Mar 30, 2022 to Mar 29, 2023
- Pension plan clients · 7 to 8Mar 30, 2022 to Mar 29, 2023
- Pooled vehicle clients · 0.0 to unsetMar 30, 2022 to Mar 29, 2023
- Employees · 6 to 10Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $408M to $441MMar 30, 2022 to Mar 29, 2023
- HNW RAUM · $320M to $367MMar 30, 2022 to Mar 29, 2023
- Individual RAUM · $35.5M to $44.8MMar 30, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $5.0M to $42.1MMar 30, 2022 to Mar 29, 2023
- Pension RAUM · $34.7M to $32.2MMar 30, 2022 to Mar 29, 2023
Signals
11 dated events
- Horan Capital Advisors, Llc no longer on the SEC adviser roster (last listed 2025-06-02, RAUM $595.9M)Jul 1, 2025 · Left the SEC roster · derived
- Terence Lee Horan left Horan Capital Advisors, Llc for Horan Wealth, Llc (registered 2025-07-08)Jun 10, 2025 · Advisor changed firm · fact
- Mark Allen Bennett left Horan Capital Advisors, Llc for Horan Wealth, Llc (registered 2025-05-14)May 14, 2025 · Advisor changed firm · fact
- Todd Hibner left Horan Capital Advisors, Llc for Horan Wealth, Llc (registered 2025-05-14)May 14, 2025 · Advisor changed firm · fact
- Todd Alan Poellein left Horan Capital Advisors, Llc for Horan Wealth, Llc (registered 2025-05-14)May 14, 2025 · Advisor changed firm · fact
- David Ian Templeton left Horan Capital Advisors, Llc for Horan Wealth, Llc (registered 2025-05-12)May 12, 2025 · Advisor changed firm · fact
- Horan Capital Advisors, LLC's advisors moved to Horan Wealth, LLC (Cincinnati, OH): 4 of 5 registered, within 2 daysMay 12, 2025 · Firm absorbed (people side) · derived
- Robert James Hendricks (Chief Financial Officer) no longer on Schedule A of Horan Capital Advisors, Llc (listed 2023-11-10, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Matthew Francis Antenucci left Horan Capital Advisors, Llc for Mccarley & Cook Financial Planners (registered 2023-11-20)Nov 10, 2023 · Advisor changed firm · fact
- Alan Todd Poellein (Senior Portfolio Manager) appeared on Schedule A of Horan Capital Advisors, LlcMar 30, 2021 · Control person joined · fact
- Horan Capital Advisors, Llc filed its initial SEC registration (Form ADV)Jan 14, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026