DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Eggerss Capital Management

Former SEC-registered adviserBoerne, TexasCRD 152890SEC 801-109959IAPD
Legal name Kresko Holdings Inc.
Latest filing Feb 1, 2019
First filing on the tape Mar 21, 2012 · 10 filings
RAUM
$150M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$147M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$150M as of Feb 1, 2019
Mar 29, 2012$45.0M then
HNW client RAUM$87.4M as of Feb 1, 2019
Mar 4, 2018$96.3M then
State-registered IARs (5.B.3)4 as of Feb 1, 2019
Mar 29, 20120 then
Employees (5.A)4 as of Feb 1, 2019
Mar 4, 20184 then
Private funds: no history
RAUM +2.9% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Feb 1, 2019; every figure names its basis
RAUM per advisor
$37.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
48derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$302,292derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+2.9%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+9.7%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$4.7M, 10 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$87.4M58%
  • Individuals$59.8M40%
  • Charitable organizations$2.3M1.6%
  • Corporations and businesses$614,4640.4%
Individual clients
150reported
HNW clients
42reported
Pension plan clients
0reported
Charitable clients
n/areported
Accounts
497reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$4.7M for 10 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Joseph Karl Eggerss · President / Chief Compliance Officer / Ceocontrol
      since 01/2010 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 438 to 497
      Mar 4, 2018 to Feb 1, 2019
    • Charity clients · 3.0 to unset
      Mar 4, 2018 to Feb 1, 2019
    • Corporate clients · 1.0 to unset
      Mar 4, 2018 to Feb 1, 2019
    • HNW clients · 43 to 42
      Mar 4, 2018 to Feb 1, 2019
    • Individual clients · 132 to 150
      Mar 4, 2018 to Feb 1, 2019
    • Assets in custody · $3.8M to $4.7M
      Mar 4, 2018 to Feb 1, 2019
    • Financial planning clients · 11-25 to 1-10
      Mar 4, 2018 to Feb 1, 2019
    • Discretionary RAUM · $144M to $147M
      Mar 4, 2018 to Feb 1, 2019
    • HNW RAUM · $96.3M to $87.4M
      Mar 4, 2018 to Feb 1, 2019
    • Individual RAUM · $47.8M to $59.8M
      Mar 4, 2018 to Feb 1, 2019
    • Non-discretionary RAUM · $2.4M to $3.2M
      Mar 4, 2018 to Feb 1, 2019
    • RAUM · $146M to $150M
      Mar 4, 2018 to Feb 1, 2019
    • Accounts · 351 to 438
      Mar 31, 2017 to Mar 4, 2018
    • Charity clients · unset to 3.0
      Mar 31, 2017 to Mar 4, 2018
    • Corporate clients · unset to 1.0
      Mar 31, 2017 to Mar 4, 2018
    • HNW clients · unset to 43.0
      Mar 31, 2017 to Mar 4, 2018
    • Individual clients · unset to 132.0
      Mar 31, 2017 to Mar 4, 2018
    • Pension plan clients · unset to 0.0
      Mar 31, 2017 to Mar 4, 2018
    • Pooled vehicle clients · unset to 0.0
      Mar 31, 2017 to Mar 4, 2018
    • Financial planning clients · 1-10 to 11-25
      Mar 31, 2017 to Mar 4, 2018
    • Other offices · unset to 0.0
      Mar 31, 2017 to Mar 4, 2018
    • Discretionary RAUM · $105M to $144M
      Mar 31, 2017 to Mar 4, 2018
    • HNW RAUM · unset to 96304871.0
      Mar 31, 2017 to Mar 4, 2018
    • Individual RAUM · unset to 47832931.0
      Mar 31, 2017 to Mar 4, 2018
    • Non-discretionary RAUM · $0 to $2.4M
      Mar 31, 2017 to Mar 4, 2018
    • Pension RAUM · unset to 0.0
      Mar 31, 2017 to Mar 4, 2018
    • Pooled vehicle RAUM · unset to 0.0
      Mar 31, 2017 to Mar 4, 2018
    • RAUM · $105M to $146M
      Mar 31, 2017 to Mar 4, 2018
    • HQ city · unset to BOERNE
      Jan 31, 2017 to Feb 15, 2017
    • HQ state · unset to TX
      Jan 31, 2017 to Feb 15, 2017
    • Accounts · 196 to 351
      Apr 18, 2012 to Jan 31, 2017
    • Advisory employees · unset to 4.0
      Apr 18, 2012 to Jan 31, 2017
    • Advisory activities · 2 to 3
      Apr 18, 2012 to Jan 31, 2017
    • Assets in custody · unset to 3753935.0
      Apr 18, 2012 to Jan 31, 2017
    • Custody of client assets · false to true
      Apr 18, 2012 to Jan 31, 2017
    • Employees · unset to 4.0
      Apr 18, 2012 to Jan 31, 2017
    • Financial planning clients · 0 to 1-10
      Apr 18, 2012 to Jan 31, 2017
    • HQ city · SAN ANTONIO to unset
      Apr 18, 2012 to Jan 31, 2017
    • HQ state · TX to unset
      Apr 18, 2012 to Jan 31, 2017
    • State-registered IARs · 0 to 4
      Apr 18, 2012 to Jan 31, 2017
    Signals
    1 dated events
    • Eggerss Capital Management filed its initial SEC registration (Form ADV)
      Jan 31, 2017 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026