RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Oct 18, 2021 · Boeme, Tx
- C••••••• formerJun 7, 2019 to Nov 24, 2021 · Boerne, Tx
- E•••••• C•••••• M••••••••• formerFeb 12, 2010 to Dec 20, 2019 · Boerne, Tx
- D••••• F•••••••• F•••••••• S•••••••• I••• unclassifiedAug 2, 2006 to Jan 4, 2010 · San Antonio, Tx
- C••••••• to C•••••••left Nov 24, 2021, registered Oct 18, 2021 (-37 days) · Other · moved with a team
- E•••••• C•••••• M••••••••• to C•••••••left Dec 20, 2019, registered Jun 7, 2019 (-196 days) · RIA to RIA · moved with a team
- D••••• F•••••••• F•••••••• S•••••••• I••• to E•••••• C•••••• M•••••••••left Jan 4, 2010, registered Feb 12, 2010 (39 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address