DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• M••••••••• C••••••• L••
Latest filing Jul 15, 2026
First filing on the tape Mar 29, 2012 · 34 filings
SEC status approved since Apr 1, 2010
RAUM
$475M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$238M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
20
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$475M as of Jul 15, 2026
Mar 29, 2012$328M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jul 15, 2026
Mar 29, 20120 then
Employees (5.A)6 as of Jul 15, 2026
Apr 1, 20136 then
Private funds20 as of Jul 15, 2026
Mar 29, 201215 then
RAUM -0.8% over the last fiscal year-1.1% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
- RAUM per advisor
- $238MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $23.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$475M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 20reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••• W••••• C••••• | Dallas, Tx | Apr 1, 2010 | 35 y | 0 |
| G•••••• T••••• G••••••• | Dallas, Tx | Apr 1, 2010 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• T• H••••• to J••• M••••• S••••••••• L••Feb 1, 2021 · Other
Joined, latest
none on the tape
Private funds
45 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• P•••••• C••••••••• F••• I••• L•••no longer reported | Private Equity Fund | $108M | 113 | Mar 29, 2012 |
| C•• L••••••• S••••••••• L•no longer reported | Private Equity Fund | $53.2M | 74 | Mar 2, 2015 |
| C•• L••••••• S•••••••• E••••• F••• X••• L• | Private Equity Fund | $47.2M | 71 | Feb 28, 2019 |
| C•• T•• F••• V• L• | Private Equity Fund | $45.2M | 59 | Mar 27, 2023 |
| C•• W••••••• S••••••••• L•no longer reported | Private Equity Fund | $42.5M | 86 | Mar 28, 2014 |
| C••••• P•••••• C••••••••• F••• I•• L• | Private Equity Fund | $41.8M | 64 | Feb 23, 2018 |
| C•• L••••••• S•••••••• R••• E••••• F••• V•••• L• | Private Equity Fund | $40.7M | 74 | Feb 23, 2018 |
| C•• A••••• S••••• F••• I• L• | Private Equity Fund | $37.3M | 82 | Mar 19, 2021 |
| C•• H••••••••• G••••• I•• L• | Private Equity Fund | $31.3M | 54 | Mar 24, 2022 |
| C••••• P•••••• C••••••••• F••• I•• L• | Private Equity Fund | $31.2M | 108 | Mar 21, 2016 |
| C•• L••••••••• S•••••••• S••• L• | Private Equity Fund | $28.1M | 79 | Mar 29, 2017 |
| C•• L••••••• S•••••••• E••••• F••• X•• L• | Private Equity Fund | $24.8M | 79 | Feb 23, 2018 |
| C•• M••••••• S•• L• | Private Equity Fund | $21.9M | 47 | Mar 19, 2021 |
| C••••• P•••••• C••••••••• F••• I•• L•••no longer reported | Private Equity Fund | $21.3M | 163 | Mar 29, 2012 |
| C•• T••• G••••• F••• I••• L• | Private Equity Fund | $20.3M | 40 | Mar 27, 2023 |
| C•• A•••••••• S••• L•••no longer reported | Private Equity Fund | $17.7M | 51 | Apr 1, 2013 |
| C•• T•• S•••••• O••••••••• F••• I• L• | Private Equity Fund | $17.0M | 27 | Feb 22, 2024 |
| C•• W••••••• S••• L•••no longer reported | Private Equity Fund | $16.2M | 134 | Mar 29, 2012 |
| C•• A••••••• S••• L•••no longer reported | Private Equity Fund | $15.3M | 58 | Apr 1, 2013 |
| C••••• P•••••• C••••••••• F••• I• •••••• L• | Private Equity Fund | $15.3M | 7 | Feb 23, 2018 |
| C•• B•• M••••••••• S••• L• | Private Equity Fund | $14.6M | 39 | Feb 3, 2020 |
| C•• L••••••••• I•• S•• L• | Private Equity Fund | $14.4M | 31 | Feb 3, 2020 |
| C•• R•••• F••• V• L• | Private Equity Fund | $14.4M | 29 | Mar 27, 2023 |
| C•••••• T••• G••••• I•• L• | Private Equity Fund | $13.2M | 21 | Feb 3, 2020 |
| C•• A•••• S•• L• | Private Equity Fund | $13.0M | 44 | Feb 22, 2024 |
| C•• B••••• E••••• I•• L•no longer reported | Private Equity Fund | $12.7M | 66 | Mar 28, 2014 |
| C•• G•• S•• L•no longer reported | Private Equity Fund | $11.7M | 61 | Mar 28, 2014 |
| C•• L••••••••• S•••••••• S••• L• | Private Equity Fund | $8.0M | 108 | Mar 29, 2017 |
| C•• L••••••••• I•• S•• ••••• L• | Private Equity Fund | $7.4M | 8 | Feb 3, 2020 |
| C•• S•••••••• S•• L• | Private Equity Fund | $6.8M | 41 | Mar 19, 2021 |
| C•• A••• A•• A•• S••• L•no longer reported | Private Equity Fund | $4.3M | 90 | Mar 21, 2016 |
| C••••••• E••••• F••• V• L•••no longer reported | Private Equity Fund | $2.9M | 96 | Mar 29, 2012 |
| C•• P••••• S••• L•no longer reported | Private Equity Fund | $2.6M | 2 | Mar 29, 2012 |
| C••••• P•••••• C•••••• E••••• F•••• L•••no longer reported | Private Equity Fund | $1.9M | 153 | Mar 29, 2012 |
| C•• E••••• S•• ••• L•••no longer reported | Private Equity Fund | $1.3M | 60 | Mar 29, 2012 |
| C•• W••••••• I• S••• L•no longer reported | Private Equity Fund | $300,835 | 15 | Mar 29, 2012 |
| C•• B•••• M•••••••• L•••no longer reported | Private Equity Fund | $283,631 | 30 | Mar 29, 2012 |
| C•• P•••••• A••• 5•• L•••no longer reported | Private Equity Fund | $282,023 | 32 | Apr 1, 2013 |
| C••••• P•••••• C•••••• F••• V•• L•no longer reported | Private Equity Fund | $172,148 | 126 | Mar 29, 2012 |
| C•• W••••••• P•• D••• S••• L•••no longer reported | Private Equity Fund | $166,908 | 72 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• M•••••• M•••• · Assistant Secretary, Managing Director, Analysis And Investor Relationscontrolsince 01/2023 · owns less than 5%
- C••••• C•••••••• C••••••••• B••••• · Directorcontrolsince 01/2023 · owns less than 5%
- C•••••• R••••• C••••••• · Managing Director, Co-Ceocontrolsince 01/2023 · owns less than 5%
- C•••••• R••••• W••••• · Co-Ceo/President/Managing Membercontrolsince 01/2023 · owns 75% or more
- G•••••••• G••••••• T••••• · Chief Compliance Officer/Chief Financial Officer/Secretary/Treasurercontrolsince 01/2011 · owns less than 5%
- S••••• K••••••••• R••••• · Director, Finance And Accountingcontrolsince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
- C•• A••••• S••••• F••• I• G•• L•pooled vehicle sponsorn
- C•• A•••• S•• G•• L•pooled vehicle sponsorn
- C•• B•• M••••••••• G•• L•pooled vehicle sponsorn
- C•• H••••••••• G••••• I• G•• L•pooled vehicle sponsorn
- C•• L••••••• S•••••••• E••••• F••• X• G•• L•pooled vehicle sponsorn
- C•• L••••••• S•••••••• E••••• F••• X•• G•• L•pooled vehicle sponsorn
- C•• L••••••• S•••••••• R••• E••••• F••• V••• G•• L•pooled vehicle sponsorn
- C•• L••••••••• S•••••••• S•• G•• L•pooled vehicle sponsorn
- C•• L••••••••• I•• S•• G•• L•pooled vehicle sponsorn
- C•• L••••••••• S•••••••• S•• G•• L•pooled vehicle sponsorn
- C•• M••••••• S•• G•• L•pooled vehicle sponsorn
- C•• R•••• F••• V• G•• L•pooled vehicle sponsorn
- C•• S•••••••• S•• G•• L•pooled vehicle sponsorn
- C•• T•• F••• V• G•• L•pooled vehicle sponsorn
- C•• T•• S•••••• O••••••••• F••• I• G•• L•pooled vehicle sponsorn
- C•• T••• G••••• F••• I•• G•• L•pooled vehicle sponsorn
- C•••••• T••• G••••• I• G•• L•pooled vehicle sponsorn
- C••••••• F••• I• G•• L•pooled vehicle sponsorn
- C•••••• F••• I• G•• L•pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $469M to $475MFeb 23, 2026 to Jul 15, 2026
- Pooled vehicle RAUM · $469M to $475MFeb 23, 2026 to Jul 15, 2026
- RAUM · $469M to $475MFeb 23, 2026 to Jul 15, 2026
- Discretionary RAUM · $458M to $469MJul 18, 2025 to Feb 23, 2026
- Pooled vehicle RAUM · $458M to $469MJul 18, 2025 to Feb 23, 2026
- RAUM · $458M to $469MJul 18, 2025 to Feb 23, 2026
- Financial planning clients · unset to Feb 26, 2025 to Jul 18, 2025
- Discretionary RAUM · $479M to $458MFeb 26, 2025 to Jul 18, 2025
- Pooled vehicle RAUM · $479M to $458MFeb 26, 2025 to Jul 18, 2025
- RAUM · $479M to $458MFeb 26, 2025 to Jul 18, 2025
- Private funds · 21 to 20Jul 26, 2024 to Feb 26, 2025
- Accounts · 21 to 20Jul 26, 2024 to Feb 26, 2025
- Pooled vehicle clients · 21 to 20Jul 26, 2024 to Feb 26, 2025
- Employees · 5 to 6Jul 26, 2024 to Feb 26, 2025
- Discretionary RAUM · $494M to $479MJul 26, 2024 to Feb 26, 2025
- Pooled vehicle RAUM · $494M to $479MJul 26, 2024 to Feb 26, 2025
- RAUM · $494M to $479MJul 26, 2024 to Feb 26, 2025
- Discretionary RAUM · $507M to $494MFeb 22, 2024 to Jul 26, 2024
- Pooled vehicle RAUM · $507M to $494MFeb 22, 2024 to Jul 26, 2024
- RAUM · $507M to $494MFeb 22, 2024 to Jul 26, 2024
- Accounts · 19 to 21Aug 2, 2023 to Feb 22, 2024
- Pooled vehicle clients · 19 to 21Aug 2, 2023 to Feb 22, 2024
- Private funds · 19 to 21Aug 2, 2023 to Feb 22, 2024
- Discretionary RAUM · $478M to $507MAug 2, 2023 to Feb 22, 2024
- Pooled vehicle RAUM · $478M to $507MAug 2, 2023 to Feb 22, 2024
- RAUM · $478M to $507MAug 2, 2023 to Feb 22, 2024
- Discretionary RAUM · $491M to $478MMar 27, 2023 to Aug 2, 2023
- Pooled vehicle RAUM · $491M to $478MMar 27, 2023 to Aug 2, 2023
- RAUM · $491M to $478MMar 27, 2023 to Aug 2, 2023
- Accounts · 17 to 19Jul 29, 2022 to Mar 27, 2023
- Pooled vehicle clients · 17 to 19Jul 29, 2022 to Mar 27, 2023
- Private funds · 17 to 19Jul 29, 2022 to Mar 27, 2023
- Discretionary RAUM · $484M to $491MJul 29, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $484M to $491MJul 29, 2022 to Mar 27, 2023
- RAUM · $484M to $491MJul 29, 2022 to Mar 27, 2023
- Discretionary RAUM · $499M to $484MMar 24, 2022 to Jul 29, 2022
- Pooled vehicle RAUM · $499M to $484MMar 24, 2022 to Jul 29, 2022
- RAUM · $499M to $484MMar 24, 2022 to Jul 29, 2022
- Accounts · 16 to 17Jul 12, 2021 to Mar 24, 2022
- Pooled vehicle clients · 16 to 17Jul 12, 2021 to Mar 24, 2022
Signals
5 dated events
- R••••• K•••••••• S•••• (Director, Finance And Accounting) appeared on Schedule A of C••••• M••••••••• C••••••• L••Feb 22, 2024 · Control person joined · fact
- B••••• C•••••••• C••••• C••••••• (Director) appeared on Schedule A of C••••• M••••••••• C••••••• L••Feb 22, 2024 · Control person joined · fact
- Taylor M•••••• H••••• (Managing Director / Coo / Treasurer / Secretary) no longer on Schedule A of C••••• M••••••••• C••••••• L•• (listed 2020-06-24, absent 2021-03-19)Mar 19, 2021 · Control person left · inference
- Marie Monica Aughtry (Assistant Secretary) appeared on Schedule A of C••••• M••••••••• C••••••• L••Mar 19, 2021 · Control person joined · fact
- C••••• M••••••••• C••••••• L•• reported RAUM $369.1M, down 28% from $514.5M (2018-07-31 to 2019-02-28)Feb 28, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- C••••• M••••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••• M••••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- carsoncapital.com/homereportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214.999.1000reportedpublic record, Form ADV, Jul 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $238Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026