DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•••••••• C•••••• M•••••••••

Asset manager (funds and pooled vehicles)Washington, District of ColumbiaCRD 153395SEC 801-71725websiteIAPD
Legal name M•••••••• C•••••• M••••••••• L••
Latest filing Apr 15, 2026
First filing on the tape Mar 29, 2012 · 80 filings
SEC status approved since Aug 12, 2010
RAUM
$140M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
80 filings and snapshots on the tape
RAUM$140M as of Apr 15, 2026
Sep 28, 2012$149M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 15, 2026
Sep 27, 20130 then
Employees (5.A)7 as of Apr 15, 2026
Sep 27, 201320 then
Private funds3 as of Apr 15, 2026
Sep 28, 20124 then
RAUM -17% over the last fiscal year-17% a year over threeIARs 1 to 0
Practice profile
derived from the filing of Apr 15, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$23.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-17%derivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$140M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
6reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      7 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•••••••• S•••• D••••••• F••• L•Other Private Fund$121M103Mar 29, 2012
      M•••••••• E•• M••••• F•••• L•••Hedge Fund$95.5M23Jan 24, 2018
      S••••••••• E•••••••• S••••••••no longer reportedPrivate Equity Fund$14.5M26Sep 30, 2015
      M•••••••• I•••• L•Private Equity Fund$5.3M50Mar 29, 2012
      M••••••••• L•Hedge Fund$3.5M51Mar 29, 2012
      A••••• A••••• F•••• L••Hedge Fund$824,4002Dec 10, 2013
      M•••••••• I• L• S••• L••••••••• T••••no longer reportedOther Private Fund$301,00064Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• S•••••••• M••••• · Member Of The Edf Investment Committeecontrol
        since 01/2018 · owns less than 5%
      • A•••••••• A•••••• N••• · Member Of The Edf Investment Committeecontrol
        since 01/2018 · owns less than 5%
      • E••••• L••• · Chief Risk Officer And Member Of The Investment Committeecontrol
        since 08/2021 · owns less than 5%
      • G•••••• J•••• M••••••• · Executive Chair Of The Board Of Mv Holdingcontrol
        since 10/2023 · owns less than 5%
      • H••••• A••••• · Member Of The Edf Investment Committeecontrol
        since 01/2018 · owns less than 5%
      • S••••••••• M•••• C•••••• · Presidentcontrol
        since 12/2024 · owns less than 5%
      • Y••••• D••••••• J•••• · Member Of The Investment Committeecontrol
        since 07/2020 · owns less than 5%
      • C•••• S•••••• · Chief Compliance Officer
        since 11/2021 · owns less than 5%
      Entity owners
      • D•• C•••••• G•••••• P•••••• H•••••• C••••••• L•• · Sole Member
        direct · owns 75% or more
      • D•• A•••• M••••••••• L•• · Sole Member
        indirect · owns 75% or more of D•• C•••••• G•••••• P•••••• H•••••• C••••••• L••
      • D•• C••••••• L•• · Sole Member
        indirect · owns 75% or more of D•• A•••• M••••••••• L••
      • D•• G•••••• L•• · Sole Member
        indirect · owns 75% or more of D•• C••••••• L••
      Related persons
      Schedule D 7.A
      • M•••••••• E•• G• L••
        bankpooled vehicle sponsorn
      • M•••••••• G•••••• P•••••• I• L••
        pooled vehicle sponsorn
      • M•••••••• G•••••• P•••••• P••• L••
        bankpooled vehicle sponsorn
      • M•••••••• G•••••• P•••••• S• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 10 to 6
        Oct 31, 2025 to Apr 15, 2026
      • Pooled vehicle clients · 10 to 6
        Oct 31, 2025 to Apr 15, 2026
      • Legal name · D•• A•••• M••••••••• L•• to M•••••••• C•••••• M••••••••• L••
        Oct 31, 2025 to Apr 15, 2026
      • Private funds · 5 to 3
        Oct 31, 2025 to Apr 15, 2026
      • Discretionary RAUM · $169M to $139M
        Oct 31, 2025 to Apr 15, 2026
      • Non-discretionary RAUM · $1.0M to $908,996
        Oct 31, 2025 to Apr 15, 2026
      • Pooled vehicle RAUM · $170M to $140M
        Oct 31, 2025 to Apr 15, 2026
      • RAUM · $170M to $140M
        Oct 31, 2025 to Apr 15, 2026
      • State-registered IARs · 1 to 0
        Mar 31, 2025 to Oct 31, 2025
      • Advisory employees · 6 to 3
        Dec 12, 2024 to Mar 31, 2025
      • Business name · D•• A•••• M••••••••• L•• to M•••••••• C•••••• M•••••••••
        Dec 12, 2024 to Mar 31, 2025
      • Employees · 11 to 7
        Dec 12, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Dec 12, 2024 to Mar 31, 2025
      • HQ city · BETHESDA to WASHINGTON
        Dec 12, 2024 to Mar 31, 2025
      • HQ state · MD to DC
        Dec 12, 2024 to Mar 31, 2025
      • Discretionary RAUM · $226M to $169M
        Dec 12, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · $824,400 to $1.0M
        Dec 12, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $226M to $170M
        Dec 12, 2024 to Mar 31, 2025
      • RAUM · $226M to $170M
        Dec 12, 2024 to Mar 31, 2025
      • Business name · M•••••••• C•••••• M••••••••• L•• to D•• A•••• M••••••••• L••
        Oct 16, 2024 to Dec 11, 2024
      • Legal name · DAI FUND MANAGEMENT LLC to D•• A•••• M••••••••• L••
        Sep 19, 2024 to Sep 20, 2024
      • Legal name · M•••••••• C•••••• M••••••••• L•• to DAI FUND MANAGEMENT LLC
        Aug 30, 2024 to Sep 19, 2024
      • Accounts · 11 to 10
        Jan 16, 2024 to Mar 29, 2024
      • Advisory employees · 13 to 6
        Jan 16, 2024 to Mar 29, 2024
      • Employees · 20 to 11
        Jan 16, 2024 to Mar 29, 2024
      • State-registered IARs · 0 to 1
        Jan 16, 2024 to Mar 29, 2024
      • Discretionary RAUM · $245M to $226M
        Jan 16, 2024 to Mar 29, 2024
      • Non-discretionary RAUM · $2.5M to $824,400
        Jan 16, 2024 to Mar 29, 2024
      • Pooled vehicle RAUM · $246M to $226M
        Jan 16, 2024 to Mar 29, 2024
      • RAUM · $247M to $226M
        Jan 16, 2024 to Mar 29, 2024
      • Advisory employees · 15 to 13
        Nov 18, 2022 to Mar 31, 2023
      • Employees · 22 to 20
        Nov 18, 2022 to Mar 31, 2023
      • Discretionary RAUM · $252M to $245M
        Nov 18, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $4.1M to $2.5M
        Nov 18, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $252M to $246M
        Nov 18, 2022 to Mar 31, 2023
      • RAUM · $256M to $247M
        Nov 18, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 11 to 10
        Sep 30, 2022 to Nov 18, 2022
      • Discretionary RAUM · $252M to $252M
        Sep 30, 2022 to Nov 18, 2022
      • Pooled vehicle RAUM · $253M to $252M
        Sep 30, 2022 to Nov 18, 2022
      • RAUM · $256M to $256M
        Sep 30, 2022 to Nov 18, 2022
      Signals
      42 dated events
      • Colleen Mary Schroeder (President) appeared on Schedule A of M•••••••• C•••••• M•••••••••
        Dec 12, 2024 · Control person joined · fact
      • Holmes Gilbert Crawford (Chairman Of The Board Of Mv Holding And Member Of The Investment Committee) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2024-10-16, absent 2024-12-11)
        Dec 11, 2024 · Control person left · inference
      • C. M•••••• A••• (Chief Executive Officer, Chief Investment Officer, Member Of The Investment Committee) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2024-10-16, absent 2024-12-11)
        Dec 11, 2024 · Control person left · inference
      • Edward Reid Gavin Wilson (Member Of The Board Of Mv Holding) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2024-03-29, absent 2024-06-26)
        Jun 26, 2024 · Control person left · inference
      • Edward Reid Gavin Wilson (Member Of The Board Of Mv Holding) appeared on Schedule A of M•••••••• C•••••• M•••••••••
        Jan 16, 2024 · Control person joined · fact
      • Meinhard Jean Gilson (Executive Chair Of The Board Of Mv Holding) appeared on Schedule A of M•••••••• C•••••• M•••••••••
        Oct 27, 2023 · Control person joined · fact
      • C. M•••••• A••• (Chief Executive Officer, Chief Investment Officer, Member Of The Investment Committee) appeared on Schedule A of M•••••••• C•••••• M•••••••••
        Oct 10, 2023 · Control person joined · fact
      • Paul Joshua Moraczewski (Chief Executive Officer, Chief Investment Officer, Member Of The Investment Committee, Member Of The Board Of Mv Holding) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2023-08-19, absent 2023-10-10)
        Oct 10, 2023 · Control person left · inference
      • R Bhakti Mirchandani (Member Of The Board, Gp Edf) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2023-03-31, absent 2023-07-17)
        Jul 17, 2023 · Control person left · inference
      • Kim Williams (Member Of The Board Of Mv+ Gp) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2023-03-31, absent 2023-07-17)
        Jul 17, 2023 · Control person left · inference
      • Benjamin Richard Butler (Member Of The Board Of Gp Sd, Mv+ Gp) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2023-03-31, absent 2023-07-17)
        Jul 17, 2023 · Control person left · inference
      • Whitlam John Macintosh (Member Of The Mvii Investment Committee) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2023-03-31, absent 2023-07-17)
        Jul 17, 2023 · Control person left · inference
      • Bowman W Cutter (Member Of The Investment Committee Of Mv+ Gp And Member Of The Board Of Mvii Gp) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2023-03-31, absent 2023-07-17)
        Jul 17, 2023 · Control person left · inference
      • Crenshaw Bruce Tully (Member Of The Mvii Investment Committee) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2023-03-31, absent 2023-07-17)
        Jul 17, 2023 · Control person left · inference
      • J. Nathan Horst (Chief Investment Officer) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2022-05-27, absent 2022-09-30)
        Sep 30, 2022 · Control person left · inference
      • Jairo Roberto Norton (Chief Financial Officer) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2022-01-07, absent 2022-05-27)
        May 27, 2022 · Control person left · inference
      • Alex J Hartzler (Member Of The Board Of Mv Ii Gp) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2022-01-07, absent 2022-05-27)
        May 27, 2022 · Control person left · inference
      • L Gregory Gaeddert (Member Of The Board Of Directors) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2021-11-30, absent 2021-12-23)
        Dec 23, 2021 · Control person left · inference
      • Laura Petrucci (Member Of The Board Of Directors) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2021-11-30, absent 2021-12-23)
        Dec 23, 2021 · Control person left · inference
      • R Phyllis Caldwell (Vice Chair Of The Board Of Directors) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2021-11-30, absent 2021-12-23)
        Dec 23, 2021 · Control person left · inference
      • M••• M••••••••• (Member Of The Board Of Directors) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2021-11-30, absent 2021-12-23)
        Dec 23, 2021 · Control person left · inference
      • Dennis Ronald Cordes (Chair Of The Board Of Directors) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2021-11-30, absent 2021-12-23)
        Dec 23, 2021 · Control person left · inference
      • N. Remy Kormos (General Counsel Of Mv) appeared on Schedule A of M•••••••• C•••••• M•••••••••
        Dec 23, 2021 · Control person joined · fact
      • Paul Joshua Moraczewski (Chief Operating Officer, Member Of The Board Of Mv Holding) appeared on Schedule A of M•••••••• C•••••• M•••••••••
        Dec 23, 2021 · Control person joined · fact
      • J. Nathan Horst (Chief Investment Officer) appeared on Schedule A of M•••••••• C•••••• M•••••••••
        Dec 23, 2021 · Control person joined · fact
      • Sothara Chin (Chief Compliance Officer) appeared on Schedule A of M•••••••• C•••••• M•••••••••
        Nov 30, 2021 · Control person joined · fact
      • Monika Scherer (General Counsel, Chief Compliance Officer And Member Of The Investment Committee) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2021-09-30, absent 2021-11-30)
        Nov 30, 2021 · Control person left · inference
      • Jairo Roberto Norton (Chief Financial Officer) appeared on Schedule A of M•••••••• C•••••• M•••••••••
        Sep 3, 2021 · Control person joined · fact
      • Abiskar Shrestha (Chief Financial Officer And Director Of Risk) no longer on Schedule A of M•••••••• C•••••• M••••••••• (listed 2021-01-14, absent 2021-09-03)
        Sep 3, 2021 · Control person left · inference
      • Lynn Exton (Member Of The Edf Investment Committee) appeared on Schedule A of M•••••••• C•••••• M•••••••••
        Jan 14, 2021 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/microvestreportedpublic record, Form ADV, Sep 18, 2026
      Website
      m••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      202-450-1630reportedpublic record, Form ADV, Apr 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026