DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•••••••• E•• M••••• F•••• L•••
Gross asset value
$95.5M
as of Dec 12, 2024; not a fund size
Peak GAV
$107M
highest filing
Owners
23
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
38 filings
Jan 24, 2018 to Dec 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$95.5M as of Dec 12, 2024
Jan 24, 2018$106M then
Owners23 as of Dec 12, 2024
Jan 24, 201810 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Standard BankLondon, United Kingdom · LEI F01VVKN4DRF2NWKGQ283
- Kotak Mahindra Bank LtdMumbai, India · LEI 335800E6GTTXKHXE2I75
- Stonecastle Cash Management, LLCNew York, New York · LEI 254900S2PO2TAWBIB667
- Univest National Bank And Trust CompanySouderton, Pennsylvania · LEI 549300LBK5BTNFKZJD14
- Wells FargoSan Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons