DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A••••• C•••••• M••••••••• L••

Former SEC-registered adviserBethany, OklahomaCRD 153558SEC 801-71387IAPD
Latest filing Feb 4, 2015
First filing on the tape Feb 8, 2012 · 5 filings
RAUM
$3.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$3.7M as of Feb 4, 2015
Feb 8, 2012$4.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Feb 4, 2015
Feb 8, 20120 then
Employees (5.A)3 as of Feb 4, 2015
Feb 7, 20133 then
Private funds: no history
RAUM +7.8% over the last fiscal year-8.0% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 4, 2015; every figure names its basis
RAUM per advisor
$1.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$80,558derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+7.8%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, subscriptionreportedItem 5.E
Advisory activities
portfolio management for individuals, publications, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
46reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • G••••••••• J•••• G••••• · Chief Executive Officer/Manager/Chief Compliance Officercontrol
    since 11/2009 · owns less than 5%
  • V••••••••• B••••••• H•••• · Chief Investment Officer/Managercontrol
    since 11/2009 · owns less than 5%
  • G••••••••• J•••• G••••• · T••••••control
    since 02/1996 · owns F of The J••• G. And C•••••• G•••••••• R•••••••• Trust D•••• F••••••• 2, 1996
  • G••••••••• S••••• C•••••• · T••••••control
    since 02/1996 · owns F of The J••• G. And C•••••• G•••••••• R•••••••• Trust D•••• F••••••• 2, 1996
  • V••••••••• B••••••• H•••• · T••••••control
    since 11/2009 · owns F of T•• B•••••• V••••••••• R•••••••• T•••• D•••• N••••••• 5• 2•••• B•••••• V••••••••• T••••••
Entity owners
  • T•• B•••••• V••••••••• R•••••••• T•••• D•••• N••••••• 5• 2•••• B•••••• V••••••••• T•••••• · Member
    direct · owns 25% to 50%
  • T•• J••• G• A•• S• C•••••• G•••••••• R•••••••• T•••• D•••• F••••••• 2• 1••• · Member
    direct · owns 50% to 75%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 40 to 46
    Jan 28, 2014 to Feb 4, 2015
  • Discretionary RAUM · $3.4M to $3.7M
    Jan 28, 2014 to Feb 4, 2015
  • RAUM · $3.4M to $3.7M
    Jan 28, 2014 to Feb 4, 2015
  • Accounts · 37 to 40
    Jun 3, 2013 to Jan 28, 2014
  • BD registered reps · 3 to 2
    Jun 3, 2013 to Jan 28, 2014
  • Discretionary RAUM · $3.9M to $3.4M
    Jun 3, 2013 to Jan 28, 2014
  • RAUM · $3.9M to $3.4M
    Jun 3, 2013 to Jan 28, 2014
  • Accounts · 33 to 37
    Feb 8, 2012 to Feb 7, 2013
  • Advisory employees · unset to 3.0
    Feb 8, 2012 to Feb 7, 2013
  • BD registered reps · unset to 3.0
    Feb 8, 2012 to Feb 7, 2013
  • Employees · unset to 3.0
    Feb 8, 2012 to Feb 7, 2013
  • State-registered IARs · 0 to 3
    Feb 8, 2012 to Feb 7, 2013
  • Discretionary RAUM · $4.8M to $3.9M
    Feb 8, 2012 to Feb 7, 2013
  • RAUM · $4.8M to $3.9M
    Feb 8, 2012 to Feb 7, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026