DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Access Financial Group, Inc.

Former SEC-registered adviserBethany, OklahomaCRD 113798SEC 801-68401IAPD
Latest filing Jul 28, 2016
First filing on the tape Feb 3, 2012 · 15 filings
RAUM
$71.1M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$71.1M as of Feb 5, 2016
Feb 3, 2012$95.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Feb 5, 2016
Feb 3, 20120 then
Employees (5.A)6 as of Feb 5, 2016
Feb 12, 201311 then
Private funds: no history
RAUM -25% over the last fiscal year-16% a year over threeIARs 5 to 3
Practice profile
derived from the filing of Jul 28, 2016; every figure names its basis
RAUM per advisor
$23.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$122,798derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-25%derivedbetween the last two annual amendments
Advisor growth, one year
-40%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
579reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Graton John Gillespie · Chief Compliance Officer/Presidentcontrol
    since 10/2007 · owns less than 5%
  • Graton John Gillespie · Trusteecontrol
    since 02/1996 · owns F of The John G. And Celeste Gillespie Revocable Trust Dated February 2, 1996
  • Celeste Susan Gillespie · Trusteecontrol
    since 02/1996 · owns F of The John G. And Celeste Gillespie Revocable Trust Dated February 2, 1996
Entity owners
  • The John G. And S. Celeste Gillespie Revocable Trust Dated February 2, 1996, John G. Gillespie & S. Celeste Gillespie, Trustees · Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • Info Access Inc.
    real estaten
Advisers that list Access Financial Group, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Commission compensation · true to false
    Feb 5, 2016 to Jun 15, 2016
  • Accounts · 780 to 579
    Dec 2, 2015 to Feb 5, 2016
  • Advisory employees · 5 to 3
    Dec 2, 2015 to Feb 5, 2016
  • BD registered reps · 4 to 3
    Dec 2, 2015 to Feb 5, 2016
  • Employees · 8 to 6
    Dec 2, 2015 to Feb 5, 2016
  • Insurance-licensed employees · 3 to 0
    Dec 2, 2015 to Feb 5, 2016
  • State-registered IARs · 5 to 3
    Dec 2, 2015 to Feb 5, 2016
  • Discretionary RAUM · $89.7M to $70.0M
    Dec 2, 2015 to Feb 5, 2016
  • Non-discretionary RAUM · $4.9M to $1.1M
    Dec 2, 2015 to Feb 5, 2016
  • RAUM · $94.6M to $71.1M
    Dec 2, 2015 to Feb 5, 2016
  • Related adviser · true to false
    Jan 28, 2015 to Jun 30, 2015
  • Accounts · 764 to 780
    Jan 7, 2015 to Jan 28, 2015
  • BD registered reps · 3 to 4
    Jan 7, 2015 to Jan 28, 2015
  • Discretionary RAUM · $93.4M to $89.7M
    Jan 7, 2015 to Jan 28, 2015
  • Non-discretionary RAUM · $1.6M to $4.9M
    Jan 7, 2015 to Jan 28, 2015
  • RAUM · $95.0M to $94.6M
    Jan 7, 2015 to Jan 28, 2015
  • Accounts · 881 to 764
    Oct 25, 2013 to Jan 28, 2014
  • Advisory employees · 6 to 5
    Oct 25, 2013 to Jan 28, 2014
  • BD registered reps · 5 to 3
    Oct 25, 2013 to Jan 28, 2014
  • Employees · 11 to 8
    Oct 25, 2013 to Jan 28, 2014
  • State-registered IARs · 6 to 5
    Oct 25, 2013 to Jan 28, 2014
  • Discretionary RAUM · $117M to $93.4M
    Oct 25, 2013 to Jan 28, 2014
  • Non-discretionary RAUM · $1.6M to $1.6M
    Oct 25, 2013 to Jan 28, 2014
  • RAUM · $118M to $95.0M
    Oct 25, 2013 to Jan 28, 2014
  • Accounts · 803 to 881
    Mar 14, 2012 to Feb 12, 2013
  • Advisory employees · unset to 6.0
    Mar 14, 2012 to Feb 12, 2013
  • BD registered reps · unset to 5.0
    Mar 14, 2012 to Feb 12, 2013
  • Employees · unset to 11.0
    Mar 14, 2012 to Feb 12, 2013
  • State-registered IARs · 0 to 6
    Mar 14, 2012 to Feb 12, 2013
  • Discretionary RAUM · $92.0M to $117M
    Mar 14, 2012 to Feb 12, 2013
  • Non-discretionary RAUM · $3.8M to $1.6M
    Mar 14, 2012 to Feb 12, 2013
  • RAUM · $95.9M to $118M
    Mar 14, 2012 to Feb 12, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026