DFX Intelligence
RIA Intelligence
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SEC-registered adviser
K•••• F•••••••• S••••••••
Legal name K•••• F•••••••• S••••••••• L••
Latest filing Mar 10, 2026
First filing on the tape Nov 28, 2011 · 30 filings
SEC status approved since Apr 15, 2010
RAUM
$295M
reported, Item 5.F
Discretionary
63%
of RAUM
Private clients
85%
$251M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$147M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$295M as of Mar 10, 2026
Mar 9, 2012$81.3M then
HNW client RAUM$204M as of Mar 10, 2026
Mar 22, 2018$49.2M then
State-registered IARs (5.B.3)2 as of Mar 10, 2026
Mar 9, 20120 then
Employees (5.A)4 as of Mar 10, 2026
Feb 20, 20131 then
Private funds: no history
RAUM +15% over the last fiscal year+20% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $147MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 84derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $501,652derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 63%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -33%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Custody
- $89.3M, 109 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$204M77%
- Individuals$47.1M18%
- Pension and profit-sharing plans$6.7M2.5%
- Charitable organizations$4.1M1.6%
- Corporations and businesses$2.7M1.0%
- Individual clients
- 102reported
- HNW clients
- 65reported
- Pension plan clients
- 7reported
- Charitable clients
- 2reported
- Accounts
- 588reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $89.3M for 109 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• D•••• K••••Certified Financial Planner | Calabasas, Ca | May 3, 2010 | 30 y | 2 |
| L••••• R•••• T••••••• | Calabasas, Ca | Feb 2, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• D•••• K•••• from C•••••••• I••••••••• R••••••• A•••••••• I•••May 3, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• J•••••• D•••• · Managing Member/President/Chief Compliance Officercontrolsince 04/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Calabasas, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 10, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $256,865,225 to $294,971,249, advisors 2 to 2, private clients 251 to 167, offices 0 to 0 (2025-03-27 to 2026-03-10)peers: independent wealth managers, $100M to $500M (5,678)
- HNW share shiftChange between filings · filing Mar 10, 2026HNW share of RAUM moved from 50.0% to 69.0% between the annual amendments of 2025-03-27 and 2026-03-10peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Charity clients · 4 to 2Nov 19, 2025 to Mar 10, 2026
- Corporate clients · 3 to 2Nov 19, 2025 to Mar 10, 2026
- HNW clients · 62 to 65Nov 19, 2025 to Mar 10, 2026
- Individual clients · 189 to 102Nov 19, 2025 to Mar 10, 2026
- Pension plan clients · 5 to 7Nov 19, 2025 to Mar 10, 2026
- Assets in custody · $77.3M to $89.3MNov 19, 2025 to Mar 10, 2026
- Discretionary RAUM · $139M to $186MNov 19, 2025 to Mar 10, 2026
- HNW RAUM · $127M to $204MNov 19, 2025 to Mar 10, 2026
- Individual RAUM · $84.0M to $47.1MNov 19, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $118M to $109MNov 19, 2025 to Mar 10, 2026
- Pension RAUM · $10.4M to $6.7MNov 19, 2025 to Mar 10, 2026
- RAUM · $257M to $295MNov 19, 2025 to Mar 10, 2026
- Accounts · 517 to 588Mar 18, 2024 to Mar 27, 2025
- Advisory employees · 1 to 2Mar 18, 2024 to Mar 27, 2025
- Corporate clients · 2 to 3Mar 18, 2024 to Mar 27, 2025
- HNW clients · 41 to 62Mar 18, 2024 to Mar 27, 2025
- Pension plan clients · 6 to 5Mar 18, 2024 to Mar 27, 2025
- Assets in custody · $55.7M to $77.3MMar 18, 2024 to Mar 27, 2025
- Employees · 3 to 4Mar 18, 2024 to Mar 27, 2025
- Financial planning clients · 11-25 to 11-25Mar 18, 2024 to Mar 27, 2025
- State-registered IARs · 1 to 2Mar 18, 2024 to Mar 27, 2025
- Discretionary RAUM · $118M to $139MMar 18, 2024 to Mar 27, 2025
- HNW RAUM · $135M to $127MMar 18, 2024 to Mar 27, 2025
- Individual RAUM · $48.6M to $84.0MMar 18, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $103M to $118MMar 18, 2024 to Mar 27, 2025
- Pension RAUM · $3.4M to $10.4MMar 18, 2024 to Mar 27, 2025
- RAUM · $221M to $257MMar 18, 2024 to Mar 27, 2025
- Accounts · 513 to 517Jun 5, 2023 to Mar 18, 2024
- Assets in custody · $54.7M to $55.7MJun 5, 2023 to Mar 18, 2024
- Discretionary RAUM · $95.4M to $118MJun 5, 2023 to Mar 18, 2024
- HNW RAUM · $67.1M to $135MJun 5, 2023 to Mar 18, 2024
- Individual RAUM · $73.2M to $48.6MJun 5, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $76.4M to $103MJun 5, 2023 to Mar 18, 2024
- Pension RAUM · $2.8M to $3.4MJun 5, 2023 to Mar 18, 2024
- RAUM · $172M to $221MJun 5, 2023 to Mar 18, 2024
- Accounts · 477 to 513Mar 7, 2022 to Mar 30, 2023
- Charity clients · 5 to 4Mar 7, 2022 to Mar 30, 2023
- HNW clients · 38 to 41Mar 7, 2022 to Mar 30, 2023
- Individual clients · 184 to 189Mar 7, 2022 to Mar 30, 2023
- Pension plan clients · 10 to 6Mar 7, 2022 to Mar 30, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@k•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 310-237-6491reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 310-997-2884reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/krane-financial-solutionsreportedpublic record, Form ADV, Sep 21, 2026
- Website
- K••••FINANCIALS••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 310-989-0934reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- k•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $147Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026