DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Arga Investment Management, LP
Latest filing Mar 30, 2026
First filing on the tape Aug 3, 2012 · 28 filings
SEC status approved since Aug 13, 2012
RAUM
$25B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$25B
derived; firm RAUM over IAPD count
Employees
49
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$25B as of Mar 30, 2026
Mar 26, 2013$1.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 26, 20131 then
Employees (5.A)49 as of Mar 30, 2026
Mar 26, 201313 then
Private funds6 as of Mar 30, 2026
Mar 26, 20132 then
RAUM +36% over the last fiscal year+33% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $25BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $332MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 31%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 49.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $2.0B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.7B39%
- State and municipal entities$7.3B30%
- Investment companies$5.7B23%
- Other investment advisers$1.4B5.6%
- Pension and profit-sharing plans$401M1.6%
- Corporations and businesses$75.6M0.3%
- Charitable organizations$28.1M0.1%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 74reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.0B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.68 institutional_share=0.31 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Avula Rama Krishna | Stamford, Ct | May 11, 2010 | 16 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Avula Rama Krishna from Arga Investment Management, LLCMay 11, 2010 · Other
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Arga Emerging Markets Equity Fund | Other Private Fund | $790M | 46 | Sep 9, 2013 |
| Arga Global Fund | Other Private Fund | $42.6M | 15 | Aug 3, 2012 |
| Arga Emerging Markets Ex China Fund | Other Private Fund | $32.3M | 4 | Jul 30, 2021 |
| Arga International Fund | Other Private Fund | $4.5M | 7 | Aug 3, 2012 |
| Arga International Small-Cap Fund | Other Private Fund | $3.7M | 5 | Mar 29, 2019 |
| Arga International Small-Cap Fund, LPno longer reported | Other Private Fund | $1.5M | 1 | Aug 31, 2016 |
| Arga Global Concentrated Fund, LPno longer reported | Other Private Fund | $1.2M | 1 | Aug 31, 2016 |
| Arga European Equity Fund, LPno longer reported | Other Private Fund | $180,378 | 1 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Peter Carman · Nonexecutive Chairmancontrolsince 08/2016 · owns less than 5%
- Neda Clark · Chief Compliance Officercontrolsince 09/2013 · owns less than 5%
- A. Rama Krishna · Chief Investment Officercontrolsince 04/2010 · owns 50% to 75%
- Israel Franklin David · Trusteecontrolsince 11/2009 · owns F of 2009 Krishna Family Trust
- A. Rama Krishna · Managing Membercontrolsince 11/2009 · owns 50% to 75% of Arga Group Holdings, LLC
Entity owners
- 2009 Krishna Family Trust · Memberdirect · owns 25% to 50%
- 2009 Krishna Family Trust · Memberindirect · owns 25% to 50% of Arga Group Holdings, LLC
- Arga Group Holdings, LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 68 to 74Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 27 to 25Mar 28, 2025 to Mar 30, 2026
- BD registered reps · 2 to 4Mar 28, 2025 to Mar 30, 2026
- Corporate clients · 5.0 to unsetMar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 15 to 21Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $1.1B to $2.0BMar 28, 2025 to Mar 30, 2026
- Employees · 53 to 49Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $18B to $25BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $318M to $401MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $6.1B to $9.7BMar 28, 2025 to Mar 30, 2026
- RAUM · $18B to $25BMar 28, 2025 to Mar 30, 2026
- Accounts · 62 to 68Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 23 to 27Mar 28, 2024 to Mar 28, 2025
- Corporate clients · unset to 5.0Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 10 to 15Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $873M to $1.1BMar 28, 2024 to Mar 28, 2025
- Employees · 43 to 53Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 28, 2025
- Private funds · 5 to 6Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $14B to $18BMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $316M to $318MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.8B to $6.1BMar 28, 2024 to Mar 28, 2025
- RAUM · $14B to $18BMar 28, 2024 to Mar 28, 2025
- Accounts · 56 to 62Sep 6, 2023 to Mar 28, 2024
- Advisory employees · 22 to 23Sep 6, 2023 to Mar 28, 2024
- BD registered reps · 4 to 2Sep 6, 2023 to Mar 28, 2024
- Pooled vehicle clients · 9 to 10Sep 6, 2023 to Mar 28, 2024
- Assets in custody · $574M to $873MSep 6, 2023 to Mar 28, 2024
- Employees · 40 to 43Sep 6, 2023 to Mar 28, 2024
- Discretionary RAUM · $10B to $14BSep 6, 2023 to Mar 28, 2024
- Pension RAUM · $265M to $316MSep 6, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.8B to $3.8BSep 6, 2023 to Mar 28, 2024
- RAUM · $10B to $14BSep 6, 2023 to Mar 28, 2024
- Accounts · 53 to 56Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 16 to 22Mar 30, 2022 to Mar 30, 2023
- BD registered reps · 3 to 4Mar 30, 2022 to Mar 30, 2023
- Charity clients · 0.0 to unsetMar 30, 2022 to Mar 30, 2023
- Pension plan clients · 0.0 to unsetMar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 8 to 9Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $501M to $574MMar 30, 2022 to Mar 30, 2023
Signals
8 dated events
- Arga Investment Management, Lp reported RAUM $24.6B, up 36% from $18.0B (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Arga Investment Management, Lp reported RAUM $18.0B, up 33% from $13.6B (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Arga Investment Management, Lp reported RAUM $13.6B, up 31% from $10.3B (2023-09-06 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- K Sholy Gopalan (Chief Operating Officer) no longer on Schedule A of Arga Investment Management, Lp (listed 2021-07-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Arga Investment Management, Lp reported RAUM $7.8B, up 57% from $5.0B (2021-01-13 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- K Sholy Gopalan (Chief Operating Officer) appeared on Schedule A of Arga Investment Management, LpJul 13, 2020 · Control person joined · fact
- Arga Investment Management, Lp reported RAUM $5.0B, up 37% from $3.6B (2019-03-29 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Arga Investment Management, Lp filed its initial SEC registration (Form ADV)Aug 3, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Arga Investment Management, LP · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ARGA-INVESTMENT-MANAGEMENT-LPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ARGAINVEST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-614-0800reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $25Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026