DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Hillsboro Advisors, LLC

Former SEC-registered adviserNashville, TennesseeCRD 153700SEC 801-71394IAPD
Latest filing Jan 19, 2023
First filing on the tape Mar 30, 2012 · 15 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jan 19, 2023
Mar 30, 20120 then
Employees (5.A)2 as of Jan 19, 2023
Mar 12, 20135 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jan 19, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Warren David Wiley III · President/Managing Membercontrol
      since 04/2010 · owns 25% to 50%
    • Warren David Wiley · Membercontrol
      since 05/2019 · owns 50% to 75%
    • Turner Angela Samol · Finop; Treasurer
      since 01/2023 · owns less than 5%
    • Mencio Alyson Stevens · Chief Compliance Officer-Ia Business; Secretary
      since 03/2017 · owns less than 5%
    Related persons
    Schedule D 7.A
    • &Partners
      broker-dealerinvestment advisernRAUM $30B
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • BD registered reps · 1 to 2
      May 1, 2017 to Mar 28, 2018
    • Employees · 1 to 2
      May 1, 2017 to Mar 28, 2018
    • Insurance-licensed employees · 1 to 2
      May 1, 2017 to Mar 28, 2018
    • Financial planning clients · unset to 0
      May 1, 2017 to Mar 28, 2018
    • State-registered IARs · 1 to 2
      May 1, 2017 to Mar 28, 2018
    • Other offices · unset to 0.0
      May 1, 2017 to Mar 28, 2018
    • BD registered reps · 5 to 1
      Mar 12, 2013 to Mar 14, 2013
    • Employees · 5 to 1
      Mar 12, 2013 to Mar 14, 2013
    • Insurance-licensed employees · 3 to 1
      Mar 12, 2013 to Mar 14, 2013
    • State-registered IARs · 2 to 1
      Mar 12, 2013 to Mar 14, 2013
    • Advisory employees · unset to 0.0
      Mar 30, 2012 to Mar 12, 2013
    • BD registered reps · unset to 5.0
      Mar 30, 2012 to Mar 12, 2013
    • Employees · unset to 5.0
      Mar 30, 2012 to Mar 12, 2013
    • State-registered IARs · 0 to 2
      Mar 30, 2012 to Mar 12, 2013
    Signals
    6 dated events
    • David Warren Wiley Iii left Hillsboro Advisors, Llc for &Partners (registered 2025-01-01)
      Aug 21, 2023 · Advisor changed firm · fact
    • Alyson Mencio Stevens no longer registered at Hillsboro Advisors, Llc; no later IA registration on IAPD
      Aug 21, 2023 · Advisor departure · fact
    • Wiley Ann Hunt (Limited Partner) no longer on Schedule A of Hillsboro Advisors, Llc (listed 2020-01-29, absent 2021-03-05)
      Mar 5, 2021 · Control person left · inference
    • Hendricks Price Wiley (Limited Partner) no longer on Schedule A of Hillsboro Advisors, Llc (listed 2020-01-29, absent 2021-03-05)
      Mar 5, 2021 · Control person left · inference
    • Griffin David Patterson (Member) no longer on Schedule A of Hillsboro Advisors, Llc (listed 2019-03-18, absent 2019-05-14)
      May 14, 2019 · Control person left · inference
    • Warren David Wiley (Member) appeared on Schedule A of Hillsboro Advisors, Llc
      May 14, 2019 · Control person joined · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026