DFX Intelligence
RIA Intelligence
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SEC-registered adviser
R•• W••••• A••••••• L••
Latest filing Jan 20, 2026
First filing on the tape Oct 2, 2024 · 4 filings
SEC status approved since Nov 4, 2024
RAUM
$110M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
97%
$107M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$110M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$110M as of Jan 20, 2026
Feb 17, 2025$99.8M then
HNW client RAUM$96.6M as of Jan 20, 2026
Feb 17, 2025$88.3M then
State-registered IARs (5.B.3)1 as of Jan 20, 2026
Feb 17, 20251 then
Employees (5.A)1 as of Jan 20, 2026
Feb 17, 20251 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Jan 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $110MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $552,347derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$96.6M87%
- Individuals$10.9M9.8%
- Pension and profit-sharing plans$3.0M2.7%
- Individual clients
- 30reported
- HNW clients
- 39reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 200reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• T••••• R••Certified Financial Planner, Chartered Financial Analyst | Raleigh, Nc | Jun 15, 2010 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••••• T••••• R•• from C••••• A•••••• N••••••• L••Jun 15, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••• S••••••• T••••• · Managing Member/Chief Compliance Officercontrolsince 04/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 214 to 200Sep 30, 2025 to Jan 20, 2026
- HNW clients · 33 to 39Sep 30, 2025 to Jan 20, 2026
- Discretionary RAUM · $95.5M to $106MSep 30, 2025 to Jan 20, 2026
- HNW RAUM · $88.3M to $96.6MSep 30, 2025 to Jan 20, 2026
- Individual RAUM · $8.4M to $10.9MSep 30, 2025 to Jan 20, 2026
- Non-discretionary RAUM · $4.2M to $4.4MSep 30, 2025 to Jan 20, 2026
- Pension RAUM · $2.8M to $3.0MSep 30, 2025 to Jan 20, 2026
- RAUM · $99.8M to $110MSep 30, 2025 to Jan 20, 2026
- Financial planning clients · 0 to 0Feb 17, 2025 to Sep 30, 2025
- Accounts · 212 to 214Oct 2, 2024 to Feb 17, 2025
- HNW clients · 13 to 33Oct 2, 2024 to Feb 17, 2025
- Individual clients · 50 to 30Oct 2, 2024 to Feb 17, 2025
- Discretionary RAUM · $95.7M to $95.5MOct 2, 2024 to Feb 17, 2025
- HNW RAUM · $73.3M to $88.3MOct 2, 2024 to Feb 17, 2025
- Individual RAUM · $30.7M to $8.4MOct 2, 2024 to Feb 17, 2025
- Non-discretionary RAUM · $10.5M to $4.2MOct 2, 2024 to Feb 17, 2025
- Pension RAUM · $2.0M to $2.8MOct 2, 2024 to Feb 17, 2025
- RAUM · $106M to $99.8MOct 2, 2024 to Feb 17, 2025
Signals
1 dated events
- R•• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)Oct 2, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- s••••@i•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 909-518-2134reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 909-962-8023reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/reh-wealth-advisors-llcreportedpublic record, Form ADV, Sep 21, 2026
- Website
- w••.i•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 909-518-2134reportedpublic record, Form ADV, Jan 20, 2026
- Contact form
- i•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $110Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026