DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Financial Planning Hawaii, Inc.
Latest filing Sep 8, 2026
First filing on the tape Feb 17, 2026 · 2 filings
SEC status approved since Feb 6, 2026
RAUM
$382M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$382M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$95.6M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$382M as of Sep 8, 2026
Feb 17, 2026$382M then
HNW client RAUM$324M as of Sep 8, 2026
Feb 17, 2026$324M then
State-registered IARs (5.B.3)3 as of Sep 8, 2026
Feb 17, 20263 then
Employees (5.A)5 as of Sep 8, 2026
Feb 17, 20265 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $95.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $545,455derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$324M85%
- Individuals$58.6M15%
- Individual clients
- 139reported
- HNW clients
- 102reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 701reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Henry Robinson | Honolulu, Hi | Jul 15, 2010 | 37 y | 4 |
| Susan Diane GaborCertified Financial Planner | Saylorsburg, Pa | Mar 22, 2024 | 26 y | 3 |
| Itaat Husain | Honolulu, Hi | Dec 2, 2025 | 28 y | 3 |
| Laurey Leiko Shibuya | Honolulu, Hi | Feb 24, 2026 | 10 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Itaat Husain from J. W. Cole Advisors, Inc.Dec 2, 2025 · Affiliated broker-dealer or bank to independent RIA
- Susan Diane Gabor from J. W. Cole Advisors, Inc.Mar 22, 2024 · Affiliated broker-dealer or bank to independent RIA
- Laurey Leiko Shibuya from J. W. Cole Advisors, Inc.Jan 21, 2022 · Affiliated broker-dealer or bank to independent RIA
- John Henry Robinson from Financial Advisers Of America, LLCJul 15, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Henry John Robinson · Chief Executive Officercontrolsince 03/2010 · owns less than 5%
- M Paul Mallory · Chief Compliance Officersince 12/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Honolulu, Hi · principal | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Feb 17, 2026 to Sep 8, 2026
- Related adviser · false to unsetFeb 17, 2026 to Sep 8, 2026
- Related bank · false to unsetFeb 17, 2026 to Sep 8, 2026
- Related broker-dealer · false to unsetFeb 17, 2026 to Sep 8, 2026
- Related insurance company · false to unsetFeb 17, 2026 to Sep 8, 2026
- Succession · false to unsetFeb 17, 2026 to Sep 8, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- sue@fphawaii.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 808-450-3615reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/financial-planning-hawaiireportedpublic record, Form ADV, Sep 17, 2026
- Website
- fphawaii.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 808-564-0654reportedpublic record, Form ADV, Sep 8, 2026
- Contact form
- fphawaii.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fphawaii.com/team-member-01/john-robinsonreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026