DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Planning Hawaii, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Itaat Husain | J. W. Cole Advisors, Inc. BD affiliated | Financial Planning Hawaii, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Dec 2, 2025 |
| Susan Diane Gabor | J. W. Cole Advisors, Inc. BD affiliated | Financial Planning Hawaii, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Mar 22, 2024 |
| Laurey Leiko Shibuya | J. W. Cole Advisors, Inc. BD affiliated | Financial Planning Hawaii, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Jan 21, 2022 |
| John Henry Robinson | Financial Advisers Of America, LLC other | Financial Planning Hawaii, Inc. independent RIA | Other | May 10, 2013 | Jul 15, 2010 |
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4 moves match.