DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• C•••••• P•••••••• L••
Legal name P•••••••• T••••••••
Latest filing Apr 1, 2026
First filing on the tape Apr 2, 2012 · 17 filings
SEC status approved since Dec 2, 2019
RAUM
$10.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.1%
$112,457 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$10.6M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$10.6M as of Apr 1, 2026
Apr 2, 2012$930M then
HNW client RAUM$112,457 as of Apr 1, 2026
Apr 1, 2025$90,486 then
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Apr 2, 20120 then
Employees (5.A)4 as of Apr 1, 2026
Jun 4, 20205 then
Private funds: no history
RAUM -3.0% over the last fiscal year-1.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $10.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $5.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$10.5M99%
- High-net-worth individuals$112,4571.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $10.5M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• E••• D••••••••• | Arvada, Co | Jan 1, 2026 | 26 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• P••••• R••• P••••••••• to M•••• W••••• A•••••••Nov 20, 2015 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• J••• E••• · Ceocontrolsince 06/2016 · owns 50% to 75% of G•••••• Investments Inc
- D••••••••• J••• E••• · Cco, Ceosince 04/2016 · owns less than 5%
Entity owners
- G•••••• I••••••••• I••• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 5 to 4Apr 1, 2025 to Apr 1, 2026
- Discretionary RAUM · $11.0M to $10.6MApr 1, 2025 to Apr 1, 2026
- HNW RAUM · $90,486 to $112,457Apr 1, 2025 to Apr 1, 2026
- RAUM · $11.0M to $10.6MApr 1, 2025 to Apr 1, 2026
- Wrap assets (manager) · $10.9M to $10.5MApr 1, 2025 to Apr 1, 2026
- Accounts · 1 to 2Mar 29, 2024 to Apr 1, 2025
- Employees · 4 to 5Mar 29, 2024 to Apr 1, 2025
- Financial planning clients · 1-10 to 0Mar 29, 2024 to Apr 1, 2025
- HQ city · unset to Mar 29, 2024 to Apr 1, 2025
- HQ state · unset to Mar 29, 2024 to Apr 1, 2025
- Discretionary RAUM · $12.0M to $11.0MMar 29, 2024 to Apr 1, 2025
- HNW RAUM · unset to 90486.0Mar 29, 2024 to Apr 1, 2025
- RAUM · $12.0M to $11.0MMar 29, 2024 to Apr 1, 2025
- Wrap assets (manager) · $11.1M to $10.9MMar 29, 2024 to Apr 1, 2025
- Accounts · 95 to 1Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $11.1M to $12.0MMar 30, 2023 to Mar 29, 2024
- RAUM · $11.1M to $12.0MMar 30, 2023 to Mar 29, 2024
- Accounts · 1 to 95Aug 20, 2022 to Mar 30, 2023
- Discretionary RAUM · $13.4M to $11.1MAug 20, 2022 to Mar 30, 2023
- RAUM · $13.4M to $11.1MAug 20, 2022 to Mar 30, 2023
- Wrap assets (manager) · $13.4M to $11.1MAug 20, 2022 to Mar 30, 2023
- Employees · 5 to 4May 26, 2021 to Mar 29, 2022
- Financial planning clients · unset to 1-10May 26, 2021 to Mar 29, 2022
- Organization form · Limited Liability Company to CorporationMay 26, 2021 to Mar 29, 2022
- Discretionary RAUM · $10.8M to $13.4MMay 26, 2021 to Mar 29, 2022
- RAUM · $10.8M to $13.4MMay 26, 2021 to Mar 29, 2022
- Wrap assets (manager) · $10.8M to $13.4MMay 26, 2021 to Mar 29, 2022
- Legal name · G•••••• C•••••• P•••••••• L•• to PORTFOLIO THINKTANKMar 29, 2021 to May 26, 2021
- Discretionary RAUM · $10.7M to $10.8MJun 4, 2020 to Mar 29, 2021
- RAUM · $10.7M to $10.8MJun 4, 2020 to Mar 29, 2021
- Wrap assets (manager) · unset to 10794560.0Jun 4, 2020 to Mar 29, 2021
- Wrap assets (sponsor) · unset to 0.0Jun 4, 2020 to Mar 29, 2021
- Accounts · 69 to 1Oct 29, 2019 to Jun 4, 2020
- Other offices · 1 to 0Oct 29, 2019 to Jun 4, 2020
- Discretionary RAUM · $15.5M to $10.7MOct 29, 2019 to Jun 4, 2020
- RAUM · $15.5M to $10.7MOct 29, 2019 to Jun 4, 2020
- Accounts · 0 to 69Sep 20, 2012 to Oct 29, 2019
- Advisory employees · unset to 1.0Sep 20, 2012 to Oct 29, 2019
- Advisory activities · 5 to 3Sep 20, 2012 to Oct 29, 2019
- Employees · unset to 5.0Sep 20, 2012 to Oct 29, 2019
Signals
1 dated events
- G•••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Oct 29, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/portfolio-thinktankreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/gravity-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- gravityinvestments.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 9704728489reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $10.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026