DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lgl Partners, LLC

Former SEC-registered adviserWest Conshohocken, PennsylvaniaCRD 154070SEC 801-71542IAPD
Latest filing Apr 1, 2013
First filing on the tape Mar 29, 2012 · 3 filings
RAUM
$1.0B
reported, Item 5.F
Discretionary
51%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
6 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$78.2M gross assets
History
3 filings and snapshots on the tape
RAUM$1.0B as of Apr 1, 2013
Mar 29, 2012$812M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Apr 1, 2013
Mar 29, 20120 then
Employees (5.A): 14
Private funds2 as of Apr 1, 2013
Mar 29, 20122 then
RAUM +23% over the last fiscal yearIARs 0 to 1
Practice profile
derived from the filing of Apr 1, 2013; every figure names its basis
RAUM per advisor
$1.0BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$45.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
51%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
14.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+23%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody
$846,652, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
22reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$846,652 for 1 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Bala Capital Fund, LLCOther Private Fund$59.9M13Mar 29, 2012
      Bala Capital Opportunity Fund, LPOther Private Fund$18.3M3Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Scott Paul Gregorchuk · Managing Membercontrol
        since 05/2010 · owns 25% to 50%
      • James Brook Lenfest · Managing Membercontrol
        since 05/2010 · owns 25% to 50%
      • David William Luterman · Managing Membercontrol
        since 05/2010 · owns 25% to 50%
      • Clement James Mcgrath · Directorcontrol
        since 05/2010 · owns less than 5%
      • Fearon Christopher Brown · Chief Compliance Officer
        since 05/2012 · owns less than 5%
      Related persons
      Schedule D 7.A
      Advisers that list Lgl Partners, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 19 to 22
        Jun 29, 2012 to Apr 1, 2013
      • Advisory employees · unset to 6.0
        Jun 29, 2012 to Apr 1, 2013
      • BD registered reps · 0 to 2
        Jun 29, 2012 to Apr 1, 2013
      • Assets in custody · $1.1M to $846,652
        Jun 29, 2012 to Apr 1, 2013
      • Employees · unset to 14.0
        Jun 29, 2012 to Apr 1, 2013
      • State-registered IARs · 0 to 1
        Jun 29, 2012 to Apr 1, 2013
      • Discretionary RAUM · $473M to $513M
        Jun 29, 2012 to Apr 1, 2013
      • Non-discretionary RAUM · $370M to $488M
        Jun 29, 2012 to Apr 1, 2013
      • RAUM · $843M to $1.0B
        Jun 29, 2012 to Apr 1, 2013
      • Accounts · 25 to 19
        Mar 29, 2012 to Jun 29, 2012
      • Assets in custody · $218,329 to $1.1M
        Mar 29, 2012 to Jun 29, 2012
      • Discretionary RAUM · $466M to $473M
        Mar 29, 2012 to Jun 29, 2012
      • Non-discretionary RAUM · $347M to $370M
        Mar 29, 2012 to Jun 29, 2012
      • RAUM · $812M to $843M
        Mar 29, 2012 to Jun 29, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026