DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Corient Shc Wealth Management (US) LP
Latest filing Jul 13, 2026
First filing on the tape Mar 28, 2012 · 59 filings
SEC status approved since Oct 7, 2009
RAUM
$2.3B
reported, Item 5.F
Discretionary
62%
of RAUM
Private clients
99%
$2.3B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
36
22 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$2.3B as of Jul 13, 2026
Mar 28, 2012$17.2M then
HNW client RAUM$2.3B as of Jul 13, 2026
Mar 26, 2018$2.0B then
State-registered IARs (5.B.3)1 as of Jul 13, 2026
Mar 28, 20120 then
Employees (5.A)36 as of Jul 13, 2026
Apr 1, 201315 then
Private funds1 as of Jul 13, 2026
Apr 1, 20131 then
RAUM -61% over the last fiscal year-2.1% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $2.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $31.9MderivedHNW RAUM over HNW clients
- Average account
- $18.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 62%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 36.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -61%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $323M, 31 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.3B99%
- Investment companies$12.1M0.5%
- Individual clients
- n/areported
- HNW clients
- 73reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 130reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $323M for 31 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.99 fund_share=0.01 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- John Salvatore Tassone to Cw Advisors, LLCJun 10, 2026 · RIA to RIA
Joined, latest
- John Salvatore Tassone from LidoMay 17, 2022 · RIA to RIA
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Green Mountain (US) Fund, LPno longer reported | Other Private Fund | $31.7M | 4 | Apr 1, 2013 |
| Bala Capital Opportunity Fund, LPno longer reported | Other Private Fund | $18.7M | 5 | Mar 26, 2014 |
| Fft Private Investment Fund II LP | $12.1M | 22 | Jul 13, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Mitchell Keith Bloomfield · Chief Executive Officercontrolsince 01/2017 · owns less than 5%
- Ragnar William Gearhart · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- Scott Paul Gregorchuk · Vice Chairmancontrolsince 01/2017 · owns less than 5%
- Richard Jonathan Walsh · Chief Compliance Officercontrolsince 03/2025 · owns less than 5%
- Emile Daniel Pinto · Controllercontrolsince 04/2018 · owns 50% to 75% of Stanhope Capital Group Sa
- Patrick Andrew Mehalko · Chief Investment Officersince 01/2019 · owns less than 5%
- Marc Peter Ortiz · Chief Operating Officersince 07/2023 · owns less than 5%
Entity owners
- Corient Group Gp LLC (US) · General Partnerdirect · owns less than 5%
- Corient Partners US LP · Ownerdirect · owns 75% or more
- Fwm Holdings, LLC · Managing Memberdirect · owns 75% or more
- Stanhope Capital (Switzerland) Sa · Memberindirect · owns 75% or more of Fwm Holdings, LLC
- Stanhope Capital Group Sa · Shareholderindirect · owns 75% or more of Stanhope Capital (Switzerland) Sa
Related persons
Schedule D 7.A
- Corient Shc Partners (US) LPinvestment adviserpooled vehicle sponsornRAUM $1.7B
- Optima Asset Management LPinvestment adviserpooled vehicle sponsornRAUM $892M
- Optima Managers Gp Mm LLCpooled vehicle sponsorn
- Optima Managers LLCpooled vehicle sponsorn
- Portman Square General Partner Sarlbankn
- Spv Manager Gp LLCpooled vehicle sponsorn
- Stanhope Capital, Llpinvestment adviserbankpooled vehicle sponsornRAUM $16B
Advisers that list Corient Shc Wealth Management (US) LP as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Philadelphia, Pa · principal | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Palm Beach, FL9 employees
- New York, NY3 employees
- Boston, MA2 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 13, 2026WALSH, JONATHAN, RICHARD (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-07-18 and 2026-07-13peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 13, 2026GREGORCHUK, PAUL, SCOTT (VICE CHAIRMAN) left Schedule A between the filings of 2023-07-18 and 2026-07-13peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 13, 2026PINTO, DANIEL, EMILE (CONTROLLER) left Schedule A between the filings of 2023-07-18 and 2026-07-13peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 13, 2026GEARHART, WILLIAM, RAGNAR (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-07-18 and 2026-07-13peers: independent wealth managers, $1B to $5B (1,360)
- discretionary share shiftChange between filings · filing Mar 27, 2026discretionary share of RAUM moved from 20.0% to 62.0% between the annual amendments of 2025-03-31 and 2026-03-27peers: independent wealth managers, $1B to $5B (1,360)
- RAUM down 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $6,051,403,909 to $2,343,505,235 (-61.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +17.0% (1297 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 0.1% percentile
What changed
consecutive filings, newest first
- Business name · FFT WEALTH MANAGEMENT to CORIENT SHC WEALTH MANAGEMENT (US) LPJun 30, 2026 to Jul 13, 2026
- Legal name · FFT WEALTH MANAGEMENT LLC to CORIENT SHC WEALTH MANAGEMENT (US) LPJun 30, 2026 to Jul 13, 2026
- Succession · true to falseJun 30, 2026 to Jul 13, 2026
- Advisory employees · 24 to 22Mar 27, 2026 to Jun 30, 2026
- Employees · 38 to 36Mar 27, 2026 to Jun 30, 2026
- State-registered IARs · 2 to 1Mar 27, 2026 to Jun 30, 2026
- Organization form · Limited Liability Company to Limited PartnershipMar 27, 2026 to Jun 30, 2026
- Related broker-dealer · false to trueMar 27, 2026 to Jun 30, 2026
- Related insurance company · false to trueMar 27, 2026 to Jun 30, 2026
- Succession · false to trueMar 27, 2026 to Jun 30, 2026
- Accounts · 116 to 130Mar 31, 2025 to Mar 27, 2026
- Advisory employees · 26 to 24Mar 31, 2025 to Mar 27, 2026
- Advisory activities · 3 to 4Mar 31, 2025 to Mar 27, 2026
- BD registered reps · 1 to 0Mar 31, 2025 to Mar 27, 2026
- HNW clients · 65 to 73Mar 31, 2025 to Mar 27, 2026
- Pooled vehicle clients · 1.0 to unsetMar 31, 2025 to Mar 27, 2026
- Assets in custody · $2.4B to $323MMar 31, 2025 to Mar 27, 2026
- Employees · 45 to 38Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.2B to $1.5BMar 31, 2025 to Mar 27, 2026
- HNW RAUM · $6.1B to $2.3BMar 31, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $4.9B to $880MMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · 0.0 to unsetMar 31, 2025 to Mar 27, 2026
- RAUM · $6.1B to $2.3BMar 31, 2025 to Mar 27, 2026
- Advisory employees · 22 to 26Apr 4, 2024 to Mar 31, 2025
- BD registered reps · 0 to 1Apr 4, 2024 to Mar 31, 2025
- HNW clients · 55 to 65Apr 4, 2024 to Mar 31, 2025
- Pooled vehicle clients · unset to 1.0Apr 4, 2024 to Mar 31, 2025
- Assets in custody · $330M to $2.4BApr 4, 2024 to Mar 31, 2025
- Employees · 30 to 45Apr 4, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 51-100Apr 4, 2024 to Mar 31, 2025
- State-registered IARs · 0 to 2Apr 4, 2024 to Mar 31, 2025
- Private funds · unset to 1Apr 4, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.9B to $1.2BApr 4, 2024 to Mar 31, 2025
- HNW RAUM · $3.1B to $6.1BApr 4, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $1.3B to $4.9BApr 4, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · unset to 0.0Apr 4, 2024 to Mar 31, 2025
- RAUM · $3.1B to $6.1BApr 4, 2024 to Mar 31, 2025
- Accounts · 648 to 116Apr 4, 2024 to Mar 31, 2025
- Accounts · 296 to 648Nov 17, 2023 to Mar 29, 2024
- Advisory employees · 14 to 22Nov 17, 2023 to Mar 29, 2024
Signals
11 dated events
- Fft Wealth Management reported succeeding to the business of Fft Wealth Management (Form ADV Item 4)Jun 30, 2026 · Succession (Item 4) · fact
- John Salvatore Tassone left Corient Shc Wealth Management (Us) Lp for Cw Advisors, Llc (registered 2026-08-07)Jun 10, 2026 · Advisor changed firm · fact
- Corient Shc Wealth Management (Us) Lp reported RAUM $2.3B, down 61% from $6.1B (2025-03-31 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Corient Shc Wealth Management (Us) Lp reported RAUM $6.1B, up 94% from $3.1B (2024-04-04 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Corient Shc Wealth Management (Us) Lp reported RAUM $3.1B, up 25% from $2.5B (2023-11-17 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Corient Shc Wealth Management (Us) Lp reported RAUM $2.5B, down 32% from $3.7B (2023-01-30 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Ragnar William Gearhart (Chief Compliance Officer) appeared on Schedule A of Corient Shc Wealth Management (Us) LpApr 11, 2022 · Control person joined · fact
- Corient Shc Wealth Management (Us) Lp reported RAUM $3.7B, up 153% from $1.4B (2022-01-05 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Emile Daniel Pinto (Controller) appeared on Schedule A of Corient Shc Wealth Management (Us) LpApr 15, 2021 · Control person joined · fact
- Corient Shc Wealth Management (Us) Lp reported RAUM $1.4B, down 37% from $2.2B (2019-01-11 to 2019-03-30)Mar 30, 2019 · RAUM change · derived
- David William Luterman (Chief Investment Officer) no longer on Schedule A of Corient Shc Wealth Management (Us) Lp (listed 2018-09-27, absent 2019-01-03)Jan 3, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Fft Wealth Management · Independent Sponsorsshared crd · capital_provider
- Corient Shc Wealth Management (US) LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fft-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- corient.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-545-6100reportedpublic record, Form ADV, Jul 13, 2026
- Contact form
- corient.com/us/en/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026