DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alphadyne Asset Management LP
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 39 filings
SEC status approved since Jul 9, 2010
RAUM
$165B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
121
35 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
3
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$165B as of Mar 31, 2026
Mar 30, 2012$9.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)121 as of Mar 31, 2026
Apr 1, 201344 then
Private funds3 as of Mar 31, 2026
Mar 30, 20124 then
RAUM +12% over the last fiscal year+29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $55BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $165B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$165B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $165B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Alphadyne Global Rates Master Fund, Ltd. | Hedge Fund | $58B | 81 | Mar 30, 2012 |
| Alphadyne International Master Fund, Ltd. | Hedge Fund | $50B | 271 | Mar 30, 2012 |
| Alphadyne International (Erisa) Master Fund Ltd. | Hedge Fund | $8.0B | 7 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Jason Ian Evans · President And Chief Risk Officercontrolsince 07/2024 · owns less than 5%
- Kim Philippe Khuong-Huu · Limited Partnercontrolsince 01/2017 · owns less than 5%
- Kim Philippe Khuong-Huu · Managing Membercontrolsince 11/2005 · owns 75% or more of Philippe Khuong-Huu LLC
- Kim Philippe Khuong-Huu · Sole Managercontrolsince 01/2020 · owns 75% or more of Alphadyne Gp Holdings LLC
- Joseph Mark Hyland · Chief Legal Officersince 07/2023 · owns less than 5%
- H Helen Kim · Chief Financial Officersince 07/2017 · owns less than 5%
- Ajay Mehra · Chief Compliance Officersince 09/2024 · owns less than 5%
Entity owners
- Alphadyne Gp Holdings LLC · General Partnerdirect · owns less than 5%
- Philippe Khuong-Huu LLC · Limited Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Alphadyne (Singapore) Pte. Ltd.investment adviserbanky
- Alphadyne Asset Management (Hong Kong) Limitedinvestment adviserbanky
- Alphadyne Asset Management (Uk) Llpinvestment adviserbanky
- Alphadyne Asset Management Holdings Limitedinvestment adviserbanky
- Alphadyne Capital, LLCbankpooled vehicle sponsory
- Whitney Peak Capital, LPinvestment adviserbankpooled vehicle sponsoryRAUM $80.2M
Advisers that list Alphadyne Asset Management LP as a related person
- 300269 y
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom16 employees
- Hong Kong, Hong Kong10 employees
- Hellerup, Denmark6 employees
- Singapore, Singapore6 employees
- Chiyoda-Ku, Tokyo, Japan5 employees
What changed
consecutive filings, newest first
- Advisory employees · 24 to 35Jan 29, 2026 to Mar 31, 2026
- Assets in custody · $147B to $165BJan 29, 2026 to Mar 31, 2026
- Employees · 105 to 121Jan 29, 2026 to Mar 31, 2026
- Discretionary RAUM · $147B to $165BJan 29, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $147B to $165BJan 29, 2026 to Mar 31, 2026
- RAUM · $147B to $165BJan 29, 2026 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 28, 2025
- Advisory employees · 21 to 24Dec 26, 2024 to Mar 31, 2025
- Assets in custody · $115B to $147BDec 26, 2024 to Mar 31, 2025
- Employees · 93 to 105Dec 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $115B to $147BDec 26, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $115B to $147BDec 26, 2024 to Mar 31, 2025
- RAUM · $115B to $147BDec 26, 2024 to Mar 31, 2025
- Other offices · 4 to 5Sep 12, 2024 to Dec 26, 2024
- Advisory employees · 20 to 21May 16, 2023 to Mar 28, 2024
- Assets in custody · $77B to $115BMay 16, 2023 to Mar 28, 2024
- Employees · 87 to 93May 16, 2023 to Mar 28, 2024
- Discretionary RAUM · $77B to $115BMay 16, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $77B to $115BMay 16, 2023 to Mar 28, 2024
- RAUM · $77B to $115BMay 16, 2023 to Mar 28, 2024
- Advisory employees · 21 to 20Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $39B to $77BMar 31, 2022 to Mar 31, 2023
- Employees · 88 to 87Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $39B to $77BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $39B to $77BMar 31, 2022 to Mar 31, 2023
- RAUM · $39B to $77BMar 31, 2022 to Mar 31, 2023
- Advisory employees · 17 to 21Jan 13, 2022 to Mar 31, 2022
- Assets in custody · $128B to $39BJan 13, 2022 to Mar 31, 2022
- Employees · 95 to 88Jan 13, 2022 to Mar 31, 2022
- Discretionary RAUM · $128B to $39BJan 13, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $128B to $39BJan 13, 2022 to Mar 31, 2022
- RAUM · $128B to $39BJan 13, 2022 to Mar 31, 2022
- Accounts · 4 to 3Dec 23, 2020 to Mar 31, 2021
- Advisory employees · 20 to 17Dec 23, 2020 to Mar 31, 2021
- Pooled vehicle clients · 4 to 3Dec 23, 2020 to Mar 31, 2021
- Assets in custody · $103B to $128BDec 23, 2020 to Mar 31, 2021
- Employees · 93 to 95Dec 23, 2020 to Mar 31, 2021
- Discretionary RAUM · $121B to $128BDec 23, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $121B to $128BDec 23, 2020 to Mar 31, 2021
- RAUM · $121B to $128BDec 23, 2020 to Mar 31, 2021
Signals
9 dated events
- Alphadyne Asset Management Lp reported RAUM $147.4B, up 28% from $115.3B (2024-12-26 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Donald Joseph Regan (Global Chief Executive Officer And Board Member) no longer on Schedule A of Alphadyne Asset Management Lp (listed 2024-03-28, absent 2024-09-12)Sep 12, 2024 · Control person left · inference
- Jason Ian Evans (President And Chief Risk Officer) appeared on Schedule A of Alphadyne Asset Management LpSep 12, 2024 · Control person joined · fact
- Alphadyne Asset Management Lp reported RAUM $115.3B, up 50% from $76.7B (2023-05-16 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Alphadyne Asset Management Lp reported RAUM $76.7B, up 95% from $39.3B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Alphadyne Asset Management Lp reported RAUM $39.3B, down 69% from $128.1B (2022-01-13 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Alphadyne Asset Management Lp reported RAUM $120.7B, up 38% from $87.7B (2020-01-30 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Joseph Bart Broadman (Board Member) no longer on Schedule A of Alphadyne Asset Management Lp (listed 2019-03-31, absent 2020-01-30)Jan 30, 2020 · Control person left · inference
- Alphadyne Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 27, 2017 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Alphadyne Asset Management LP · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ALPHADYNE-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ADYNE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-806-3700reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026