DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Whitney Peak Capital, LP

Former SEC-registered adviserBoston, MassachusettsCRD 300269SEC 801-114694websiteIAPD
Latest filing Mar 31, 2025
First filing on the tape Jan 10, 2019 · 14 filings
SEC status approved since Feb 14, 2019
RAUM
$80.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$80.2M as of Mar 31, 2025
Mar 29, 2020$277M then
HNW client RAUM$0 as of Mar 28, 2024
Mar 29, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2025
Mar 29, 20200 then
Employees (5.A)1 as of Mar 31, 2025
Mar 29, 20204 then
Private funds3 as of Mar 31, 2025
Mar 29, 20207 then
RAUM -46% over the last fiscal year-31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$26.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-46%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$80.2M100%
Individual clients
0reported
HNW clients
n/areported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      7 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Wpc Institutional Fund I Segregated PortfolioHedge Fund$52.4M4Jun 14, 2019
      Wpc Institutional Fund II Segregated PortfolioHedge Fund$49.7M2Jun 14, 2019
      Cicc Short Term Bond Fund Segregated PortfolioHedge Fund$38.9M3Jun 14, 2019
      Wpc Institutional Fund III Segregated Portfoliono longer reportedHedge Fund$27.1M1Jun 14, 2019
      Cypress LPno longer reportedHedge Fund$6.7M1Jun 14, 2019
      Cypress II LPHedge Fund$6.6M26Mar 29, 2020
      Whitney Peak Special Situations Fund, LPno longer reportedHedge Fund$1.6M1Mar 29, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • Alfred Kenneth Minklei · Chief Compliance Officer, Chief Executive Officer And Chief Investment Officercontrol
        since 12/2018 · owns 25% to 50%
      • Kim Philippe Khuong-Huu · Managing Membercontrol
        since 11/2005 · owns 75% or more of Philippe Khuong-Huu LLC
      Entity owners
      • Alphadyne Asset Management LP · Owner
        direct · owns 50% to 75%
      • Alphadyne Gp Holdings LLC · General Partner
        direct · owns less than 5%
      • Alphadyne Gp Holdings LLC · General Partner
        indirect · owns F of Alphadyne Asset Management LP
      • Philippe Khuong-Huu LLC · Limited Partner
        indirect · owns 75% or more of Alphadyne Asset Management LP
      Related persons
      Schedule D 7.A
      Advisers that list Whitney Peak Capital, LP as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 3
        Mar 28, 2024 to Mar 31, 2025
      • Advisory employees · 3 to 1
        Mar 28, 2024 to Mar 31, 2025
      • HNW clients · 0.0 to unset
        Mar 28, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 4 to 3
        Mar 28, 2024 to Mar 31, 2025
      • Employees · 3 to 1
        Mar 28, 2024 to Mar 31, 2025
      • Private funds · 4 to 3
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $148M to $80.2M
        Mar 28, 2024 to Mar 31, 2025
      • HNW RAUM · 0.0 to unset
        Mar 28, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $148M to $80.2M
        Mar 28, 2024 to Mar 31, 2025
      • RAUM · $148M to $80.2M
        Mar 28, 2024 to Mar 31, 2025
      • Advisory employees · 2 to 3
        Mar 31, 2023 to Mar 28, 2024
      • Employees · 4 to 3
        Mar 31, 2023 to Mar 28, 2024
      • Discretionary RAUM · $218M to $148M
        Mar 31, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $218M to $148M
        Mar 31, 2023 to Mar 28, 2024
      • RAUM · $218M to $148M
        Mar 31, 2023 to Mar 28, 2024
      • Advisory employees · 4 to 2
        Nov 8, 2022 to Mar 31, 2023
      • Discretionary RAUM · $249M to $218M
        Nov 8, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $249M to $218M
        Nov 8, 2022 to Mar 31, 2023
      • RAUM · $249M to $218M
        Nov 8, 2022 to Mar 31, 2023
      • Discretionary RAUM · $291M to $249M
        Nov 16, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $291M to $249M
        Nov 16, 2021 to Mar 30, 2022
      • RAUM · $291M to $249M
        Nov 16, 2021 to Mar 30, 2022
      • Accounts · 7 to 4
        Jan 15, 2021 to Mar 29, 2021
      • Pooled vehicle clients · 7 to 4
        Jan 15, 2021 to Mar 29, 2021
      • Private funds · 7 to 4
        Jan 15, 2021 to Mar 29, 2021
      • Discretionary RAUM · $277M to $291M
        Jan 15, 2021 to Mar 29, 2021
      • Pooled vehicle RAUM · $277M to $291M
        Jan 15, 2021 to Mar 29, 2021
      • RAUM · $277M to $291M
        Jan 15, 2021 to Mar 29, 2021
      • Related bank · false to true
        May 21, 2020 to Jan 15, 2021
      • Succession · true to false
        May 21, 2020 to Jan 15, 2021
      • Business name · WHITNEY PEAK CAPITAL, LLC to WHITNEY PEAK CAPITAL, LP
        Mar 29, 2020 to May 21, 2020
      • Legal name · WHITNEY PEAK CAPITAL, LLC to WHITNEY PEAK CAPITAL, LP
        Mar 29, 2020 to May 21, 2020
      • Organization form · Limited Liability Company to Limited Partnership
        Mar 29, 2020 to May 21, 2020
      • Accounts · 9 to 7
        Dec 5, 2019 to Mar 29, 2020
      • Advisory activities · 2 to 1
        Dec 5, 2019 to Mar 29, 2020
      • Pooled vehicle clients · 5 to 7
        Dec 5, 2019 to Mar 29, 2020
      • Assets in custody · $240M to $0
        Dec 5, 2019 to Mar 29, 2020
      • Employees · 5 to 4
        Dec 5, 2019 to Mar 29, 2020
      • Private funds · 5 to 7
        Dec 5, 2019 to Mar 29, 2020
      • Discretionary RAUM · $377M to $277M
        Dec 5, 2019 to Mar 29, 2020
      Signals
      4 dated events
      • Whitney Peak Capital, Lp no longer on the SEC adviser roster (last listed 2025-06-02, RAUM $80.2M)
        Jul 1, 2025 · Left the SEC roster · derived
      • Kim Philippe Khuong-Huu (Managing Member) appeared on Schedule A of Whitney Peak Capital, Lp
        Jan 15, 2021 · Control person joined · fact
      • Whitney Peak Capital, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
        May 21, 2020 · Succession (Item 4) · fact
      • Whitney Peak Capital, Llc filed its initial SEC registration (Form ADV)
        Jan 10, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026