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SEC-registered adviser

R•••••• A•••• M•••••••••

Independent wealth managerMontreal, Quebec, CRD 154209SEC 801-71594websiteIAPD
Legal name R•••••• A•••• M••••••••• I•••
Latest filing Dec 10, 2025
First filing on the tape Dec 15, 2011 · 21 filings
SEC status approved since Jun 21, 2010
RAUM
$705M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$660M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$705M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$705M as of Dec 10, 2025
Dec 15, 2011$400M then
HNW client RAUM$660M as of Dec 10, 2025
Dec 5, 2017$435M then
State-registered IARs (5.B.3)0 as of Dec 10, 2025
Dec 21, 20120 then
Employees (5.A)8 as of Dec 10, 2025
Dec 21, 20128 then
Private funds: no history
RAUM +17% over the last fiscal year+0.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Dec 10, 2025; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$705MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
462derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.4MderivedHNW RAUM over HNW clients
Average account
$1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
6.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
8.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+2.7%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$660M94%
  • Charitable organizations$45.0M6.4%
Individual clients
0reported
HNW clients
462reported
Pension plan clients
0reported
Charitable clients
5reported
Accounts
467reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
N••••••• C•••••••Montreal, QuebecJun 15, 202115 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• D••••••• R••••• · Presidentcontrol
        since 02/2010 · owns less than 5%
      • S•••••••• D••••• J•••• · Chief Compliance Officer And Managing Directorcontrol
        since 02/2010 · owns less than 5%
      • B•••••••• D••••••• R••••• · Ownercontrol
        since 06/2014 · owns 75% or more of M•••• I••••••••• I•••
      • S•••••••• D••••• J•••• · Ownercontrol
        since 01/2021 · owns 75% or more of W•••••••• J••••••• I••••••••• I•••
      • B•••• D••••• G••••• · Portfolio Manager
        since 11/2020 · owns less than 5%
      • C•••••••• N••••••• · Director
        since 09/2011 · owns 5% to 10%
      • S•••••• M••••••• A••••• · Portfolio Manager
        since 02/2010 · owns less than 5%
      Entity owners
      • M•••• I••••••••• I••• · Owner
        direct · owns 50% to 75%
      • W•••••••• J••••••• I••••••••• I••• · Owner
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Toronto, Ontario, Canada1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 462 to 467
        Dec 20, 2024 to Dec 10, 2025
      • HNW clients · 457 to 462
        Dec 20, 2024 to Dec 10, 2025
      • Financial planning clients · 0 to 0
        Dec 20, 2024 to Dec 10, 2025
      • HQ state · unset to
        Dec 20, 2024 to Dec 10, 2025
      • Discretionary RAUM · $701M to $705M
        Dec 20, 2024 to Dec 10, 2025
      • HNW RAUM · $657M to $660M
        Dec 20, 2024 to Dec 10, 2025
      • RAUM · $701M to $705M
        Dec 20, 2024 to Dec 10, 2025
      • Accounts · 450 to 462
        Dec 10, 2023 to Dec 20, 2024
      • HNW clients · 445 to 457
        Dec 10, 2023 to Dec 20, 2024
      • Discretionary RAUM · $601M to $701M
        Dec 10, 2023 to Dec 20, 2024
      • HNW RAUM · $558M to $657M
        Dec 10, 2023 to Dec 20, 2024
      • RAUM · $601M to $701M
        Dec 10, 2023 to Dec 20, 2024
      • Accounts · 427 to 450
        Dec 17, 2022 to Dec 10, 2023
      • HNW clients · 421 to 445
        Dec 17, 2022 to Dec 10, 2023
      • Discretionary RAUM · $594M to $601M
        Dec 17, 2022 to Dec 10, 2023
      • HNW RAUM · $544M to $558M
        Dec 17, 2022 to Dec 10, 2023
      • Pension RAUM · $8.5M to $0
        Dec 17, 2022 to Dec 10, 2023
      • RAUM · $594M to $601M
        Dec 17, 2022 to Dec 10, 2023
      • Accounts · 411 to 427
        Dec 7, 2021 to Dec 17, 2022
      • Charity clients · 6 to 5
        Dec 7, 2021 to Dec 17, 2022
      • HNW clients · 404 to 421
        Dec 7, 2021 to Dec 17, 2022
      • Discretionary RAUM · $702M to $594M
        Dec 7, 2021 to Dec 17, 2022
      • HNW RAUM · $630M to $544M
        Dec 7, 2021 to Dec 17, 2022
      • Pension RAUM · $11.6M to $8.5M
        Dec 7, 2021 to Dec 17, 2022
      • RAUM · $702M to $594M
        Dec 7, 2021 to Dec 17, 2022
      • Accounts · 377 to 411
        Jun 15, 2021 to Dec 7, 2021
      • Charity clients · 0 to 6
        Jun 15, 2021 to Dec 7, 2021
      • HNW clients · 372 to 404
        Jun 15, 2021 to Dec 7, 2021
      • Discretionary RAUM · $564M to $702M
        Jun 15, 2021 to Dec 7, 2021
      • HNW RAUM · $505M to $630M
        Jun 15, 2021 to Dec 7, 2021
      • Pension RAUM · $9.9M to $11.6M
        Jun 15, 2021 to Dec 7, 2021
      • RAUM · $564M to $702M
        Jun 15, 2021 to Dec 7, 2021
      • Other offices · 2 to 1
        Apr 1, 2021 to May 6, 2021
      • Charity clients · 4 to 0
        Dec 10, 2020 to Apr 1, 2021
      • Pension plan clients · 1 to 0
        Dec 10, 2020 to Apr 1, 2021
      • Accounts · 360 to 377
        Jun 26, 2020 to Dec 10, 2020
      • Charity clients · 3 to 4
        Jun 26, 2020 to Dec 10, 2020
      • HNW clients · 356 to 372
        Jun 26, 2020 to Dec 10, 2020
      • Discretionary RAUM · $537M to $564M
        Jun 26, 2020 to Dec 10, 2020
      • HNW RAUM · $501M to $505M
        Jun 26, 2020 to Dec 10, 2020
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      i•••@r••••••.careportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      416-929-3174reportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      416-977-6494reportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      514-394-2770reportedpublished by the firm, firm site, Sep 17, 2026
      Website
      R••••••.CAreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      514-394-2776reportedpublic record, Form ADV, Dec 10, 2025
      Contact form
      r••••••.careportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $705Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026