DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• C•••••• P••••••• L••
Latest filing Jun 11, 2026
First filing on the tape Mar 30, 2012 · 18 filings
SEC status approved since Jul 2, 2010
RAUM
$147M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$147M as of Jun 11, 2026
Mar 30, 2012$767M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 11, 2026
Mar 28, 20130 then
Employees (5.A)1 as of Jun 11, 2026
Mar 28, 201322 then
Private funds7 as of Jun 11, 2026
Mar 30, 201212 then
RAUM -15% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $20.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$147M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••• C•••••• P••••••• O••••••••• F••• I• L• | Private Equity Fund | $148M | 42 | Mar 30, 2012 |
| M•• I• ••••••••• L•no longer reported | Private Equity Fund | $78.6M | 42 | Mar 30, 2012 |
| M•• O••••••••• F••• A•• I••• L• | Private Equity Fund | $31.0M | 23 | Mar 27, 2015 |
| M•• C•••••••• ••••• L• | Private Equity Fund | $12.7M | 7 | Mar 30, 2012 |
| M••••• C•••••• P••••••• O••••••••• F••• I••• L• | Private Equity Fund | $11.0M | 61 | Mar 30, 2012 |
| M••••• C•••••• P••••••• O••••••••• F••• I••• L• | Private Equity Fund | $9.3M | 26 | Mar 28, 2013 |
| M••••• C•••••• P••••••• O••••••••• F••• I••••• L• | Private Equity Fund | $6.7M | 32 | Mar 28, 2013 |
| M•• O••••••••• F••• A•• H••••••• I••• L• | Private Equity Fund | $6.5M | 4 | Mar 27, 2015 |
| M•• I• •••••• L•no longer reported | Private Equity Fund | $1.6M | 29 | Mar 30, 2012 |
| M•• I• ••••• L•no longer reported | Private Equity Fund | $1.3M | 30 | Mar 30, 2012 |
| M•• I• ••••• H•••••••• L•no longer reported | Private Equity Fund | $895,268 | 13 | Mar 30, 2012 |
| M•• I• •••• H•••••••• L•no longer reported | Private Equity Fund | $764,249 | 8 | Mar 30, 2012 |
| M•• I• ••••••••• H•••••••• L• | Private Equity Fund | $716,044 | 10 | Mar 28, 2013 |
| M•• I• •••••••• H•••••••• L•no longer reported | Private Equity Fund | $559,355 | 14 | Mar 30, 2012 |
| M•• I• ••••••••• L•no longer reported | Private Equity Fund | $384,565 | 29 | Mar 30, 2012 |
| M•• C•••••••• ••••••••• L•no longer reported | Private Equity Fund | $270,926 | 2 | Mar 30, 2012 |
| M•• I• ••••••••• L• | Private Equity Fund | $115,644 | 32 | Mar 28, 2013 |
| M•• C•••••••• ••••••••• L•no longer reported | Private Equity Fund | $90,161 | 2 | Mar 30, 2012 |
| M•• I• ••••• L•••no longer reported | Private Equity Fund | $0 | 38 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- M•••••• K••••••• D•••• · Ceocontrolsince 06/2007 · owns less than 5%
- R•••• C••••••••• R•••• · Managing Directorcontrolsince 06/2016 · owns less than 5%
- W•••••••• O••••• R•••••• · General Counsel And Chief Compliance Officercontrolsince 01/2012 · owns less than 5%
- M•••••• K••••••• D•••• · Membercontrolsince 01/2019 · owns 75% or more of M•• M•••••• L••
- M•••••• K••••••• D•••• · Membercontrolsince 06/2007 · owns 25% to 50% of M••••• A•••• M••••••••• L•
Entity owners
- M••••• A•••• M••••••••• L• · Memberdirect · owns 75% or more
- M•• M•••••• L•• · General Partnerindirect · owns F of M••••• A•••• M••••••••• L•
- M••••• A•••• M••••••••• L• · Managing Memberindirect · owns F of M••••• C•••••• P••••••• L••
Related persons
Schedule D 7.A
- A•••••• C•••••• P••••••• I•• L•••••investment advisernRAUM $528M
- C•••••••• V•••••• P••••••• L••investment advisern
- F••••••• F•••••••• P••••••• L••investment advisernRAUM $4.1B
- M••••• • C•••••• L••broker-dealern
- M••••• A•••• C••••••• P•••••••investment advisernRAUM $288M
- S••••• C•••• I••••••••• M••••••••• L••investment advisernRAUM $1.7B
Advisers that list M••••• C•••••• P••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 0 to 1Mar 24, 2026 to Jun 11, 2026
- Employees · 0 to 1Mar 24, 2026 to Jun 11, 2026
- Discretionary RAUM · $173M to $147MMar 20, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $173M to $147MMar 20, 2025 to Mar 24, 2026
- RAUM · $173M to $147MMar 20, 2025 to Mar 24, 2026
- Accounts · 9 to 7Mar 25, 2024 to Mar 20, 2025
- Pooled vehicle clients · 9 to 7Mar 25, 2024 to Mar 20, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 20, 2025
- Private funds · 9 to 7Mar 25, 2024 to Mar 20, 2025
- Discretionary RAUM · $220M to $173MMar 25, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $220M to $173MMar 25, 2024 to Mar 20, 2025
- RAUM · $220M to $173MMar 25, 2024 to Mar 20, 2025
- Discretionary RAUM · $245M to $220MMar 24, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $245M to $220MMar 24, 2023 to Mar 25, 2024
- RAUM · $245M to $220MMar 24, 2023 to Mar 25, 2024
- Discretionary RAUM · $317M to $245MMar 24, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $317M to $245MMar 24, 2022 to Mar 24, 2023
- RAUM · $317M to $245MMar 24, 2022 to Mar 24, 2023
- Discretionary RAUM · $294M to $317MMar 26, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $294M to $317MMar 26, 2021 to Mar 24, 2022
- RAUM · $294M to $317MMar 26, 2021 to Mar 24, 2022
- Accounts · 10 to 9Mar 24, 2020 to Mar 26, 2021
- Pooled vehicle clients · 10 to 9Mar 24, 2020 to Mar 26, 2021
- Private funds · 10 to 9Mar 24, 2020 to Mar 26, 2021
- Discretionary RAUM · $461M to $294MMar 24, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $461M to $294MMar 24, 2020 to Mar 26, 2021
- RAUM · $461M to $294MMar 24, 2020 to Mar 26, 2021
- Discretionary RAUM · $581M to $461MMar 29, 2019 to Mar 24, 2020
- Pooled vehicle RAUM · $581M to $461MMar 29, 2019 to Mar 24, 2020
- RAUM · $581M to $461MMar 29, 2019 to Mar 24, 2020
- Discretionary RAUM · $467M to $581MJan 2, 2019 to Mar 29, 2019
- Pooled vehicle RAUM · $467M to $581MJan 2, 2019 to Mar 29, 2019
- RAUM · $467M to $581MJan 2, 2019 to Mar 29, 2019
- Accounts · 12 to 10Mar 31, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 10.0Mar 31, 2017 to Mar 29, 2018
- Other offices · unset to 0.0Mar 31, 2017 to Mar 29, 2018
- Private funds · 12 to 10Mar 31, 2017 to Mar 29, 2018
- Discretionary RAUM · $845M to $467MMar 31, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 467122826.0Mar 31, 2017 to Mar 29, 2018
- RAUM · $845M to $467MMar 31, 2017 to Mar 29, 2018
Signals
2 dated events
- M••••• C•••••• P••••••• L•• reported RAUM $294.1M, down 36% from $461.4M (2020-03-24 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- M••••• C•••••• P••••••• L•• reported RAUM $467.1M, down 45% from $845.5M (2017-03-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M••••• C•••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M••••• C•••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-719-5700reportedpublic record, Form ADV, Jun 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026