DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••• F•••••••• P••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Apr 8, 2013 · 28 filings
SEC status approved since May 7, 2013
RAUM
$4.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
14
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$4.1B as of Mar 25, 2026
Mar 3, 2014$113M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 3, 20140 then
Employees (5.A)24 as of Mar 25, 2026
Mar 3, 20146 then
Private funds14 as of Mar 25, 2026
Mar 3, 20141 then
RAUM +3.1% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $214MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••••• F•••• L••• L••• F••• I• L• | Hedge Fund | $576M | 63 | Mar 26, 2020 |
| F••••••• F•••• L••• L••• F••• V• L• | Hedge Fund | $429M | 145 | Aug 26, 2021 |
| F••••••• S•••••••• C• F••• L• | Hedge Fund | $183M | 1 | May 29, 2022 |
| F••••••• F•••••••• P••••••• 1••• F••• L• | Hedge Fund | $120M | 5 | Nov 24, 2021 |
| F••••••• F•••• L••• L••• F••• I•• L• | Hedge Fund | $117M | 110 | Mar 16, 2016 |
| F••••••• F•••• L••• L••• F••• V•• ••••••••• L• | Hedge Fund | $103M | 3 | Aug 22, 2022 |
| F••••••• F•••• L••• L••• F••• V• L• | Hedge Fund | $74.3M | 46 | Nov 27, 2023 |
| F••••••• F•••• L••• L••• F••• I•• ••••••••• L• | Hedge Fund | $49.6M | 38 | Mar 16, 2016 |
| F••••••• F•••••••• S••• F••• L• | Hedge Fund | $31.4M | 50 | Apr 8, 2013 |
| F••••••• F•••• L••• L••• F••• I••• ••••••••• L• | Hedge Fund | $31.1M | 3 | Aug 24, 2020 |
| F••••••• F•••• L••• L••• F••• V• ••••••••• L• | Hedge Fund | $30.4M | 4 | Aug 27, 2024 |
| F••••••• F•••• L••• L••• F••• I•••• ••••••••• L• | Hedge Fund | $9.5M | 2 | Mar 16, 2016 |
| F••••••• F•••• L••• L••• F••• I•••• L• | Hedge Fund | $4.8M | 2 | Mar 16, 2016 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• M••••••• M• · Managing Directorcontrolsince 09/2012 · owns less than 5%
- H••••• J•••••• S•••••• · Managing Directorcontrolsince 09/2012 · owns less than 5%
- P••••••• S••••••• A•••••• · Managing Directorcontrolsince 09/2012 · owns less than 5%
- W•••••• J•••••• V•••••• · Chief Compliance Officercontrolsince 09/2012 · owns less than 5%
- M•••••• K••••••• D•••• · Membercontrolsince 06/2007 · owns 25% to 50% of M••••• A•••• M••••••••• L•
- M•••••• K••••••• D•••• · Membercontrolsince 01/2019 · owns 75% or more of M•• M•••••• L••
Entity owners
- M••••• F••••••• H••••••• L•• · Sole And Managing Memberdirect · owns 75% or more
- M•• M•••••• L•• · General Partnerindirect · owns F of M••••• A•••• M••••••••• L•
- M••••• A•••• M••••••••• L• · Sole And Managing Memberindirect · owns 75% or more of M••••• F••••••• H••••••• L••
Related persons
Schedule D 7.A
- A•••••• C•••••• P••••••• I•• L•••••investment advisernRAUM $528M
- C•••••••• V•••••• P••••••• L••investment adviserpooled vehicle sponsorn
- M••••• • C•••••• L••broker-dealern
- M••••• A•••• C••••••• P•••••••investment advisernRAUM $288M
- M••••• C•••••• P••••••• L••investment adviserpooled vehicle sponsornRAUM $147M
- S••••• C•••• I••••••••• M••••••••• L••investment advisernRAUM $1.7B
Advisers that list F••••••• F•••••••• P••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Mequon, WI5 employees
What changed
consecutive filings, newest first
- Accounts · 18 to 19May 20, 2025 to Mar 25, 2026
- Advisory employees · 17 to 18May 20, 2025 to Mar 25, 2026
- Pooled vehicle clients · 18 to 19May 20, 2025 to Mar 25, 2026
- Employees · 22 to 24May 20, 2025 to Mar 25, 2026
- Discretionary RAUM · $4.0B to $4.1BMay 20, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $4.0B to $4.1BMay 20, 2025 to Mar 25, 2026
- RAUM · $4.0B to $4.1BMay 20, 2025 to Mar 25, 2026
- Financial planning clients · unset to Mar 16, 2025 to May 20, 2025
- Private funds · 13 to 14Mar 16, 2025 to May 20, 2025
- Accounts · 17 to 18Aug 27, 2024 to Mar 16, 2025
- Advisory employees · 16 to 17Aug 27, 2024 to Mar 16, 2025
- Pooled vehicle clients · 17 to 18Aug 27, 2024 to Mar 16, 2025
- Employees · 21 to 22Aug 27, 2024 to Mar 16, 2025
- Discretionary RAUM · $3.4B to $4.0BAug 27, 2024 to Mar 16, 2025
- Pooled vehicle RAUM · $3.4B to $4.0BAug 27, 2024 to Mar 16, 2025
- RAUM · $3.4B to $4.0BAug 27, 2024 to Mar 16, 2025
- Advisory employees · 15 to 16Mar 25, 2024 to Aug 27, 2024
- Employees · 20 to 21Mar 25, 2024 to Aug 27, 2024
- Private funds · 12 to 13Mar 25, 2024 to Aug 27, 2024
- Accounts · 16 to 17Nov 27, 2023 to Mar 5, 2024
- Advisory employees · 14 to 15Nov 27, 2023 to Mar 5, 2024
- Pooled vehicle clients · 16 to 17Nov 27, 2023 to Mar 5, 2024
- Employees · 19 to 20Nov 27, 2023 to Mar 5, 2024
- Discretionary RAUM · $2.9B to $3.4BNov 27, 2023 to Mar 5, 2024
- Pooled vehicle RAUM · $2.9B to $3.4BNov 27, 2023 to Mar 5, 2024
- RAUM · $2.9B to $3.4BNov 27, 2023 to Mar 5, 2024
- Private funds · 11 to 12Mar 9, 2023 to Nov 27, 2023
- Accounts · 13 to 16Aug 22, 2022 to Mar 9, 2023
- Advisory employees · 15 to 14Aug 22, 2022 to Mar 9, 2023
- Pooled vehicle clients · 13 to 16Aug 22, 2022 to Mar 9, 2023
- Employees · 20 to 19Aug 22, 2022 to Mar 9, 2023
- Discretionary RAUM · $2.7B to $2.9BAug 22, 2022 to Mar 9, 2023
- Pooled vehicle RAUM · $2.7B to $2.9BAug 22, 2022 to Mar 9, 2023
- RAUM · $2.7B to $2.9BAug 22, 2022 to Mar 9, 2023
- Private funds · 10 to 11May 29, 2022 to Aug 22, 2022
- Private funds · 9 to 10Mar 22, 2022 to May 29, 2022
- Accounts · 10 to 13Nov 24, 2021 to Mar 22, 2022
- Advisory employees · 14 to 15Nov 24, 2021 to Mar 22, 2022
- Pooled vehicle clients · 10 to 13Nov 24, 2021 to Mar 22, 2022
- Employees · 18 to 20Nov 24, 2021 to Mar 22, 2022
Signals
5 dated events
- F••••••• F•••••••• P••••••• L•• reported RAUM $2.7B, up 33% from $2.0B (2021-11-24 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- James David Allen (Managing Director) no longer on Schedule A of F••••••• F•••••••• P••••••• L•• (listed 2020-08-24, absent 2021-03-14)Mar 14, 2021 · Control person left · inference
- F••••••• F•••••••• P••••••• L•• reported RAUM $1.8B, up 34% from $1.3B (2019-03-28 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- F••••••• F•••••••• P••••••• L•• reported RAUM $1.2B, up 28% from $912.1M (2017-03-22 to 2018-03-09)Mar 9, 2018 · RAUM change · derived
- F••••••• F•••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Apr 8, 2013 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- Linkedin.com/company/freeport-financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-281-4600reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026