DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Performa Limited (US), LLC
Latest filing Jul 22, 2026
First filing on the tape Jul 17, 2012 · 26 filings
SEC status approved since Jul 23, 2012
RAUM
$4.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$4.5B as of Jul 22, 2026
Mar 27, 2013$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 22, 2026
Mar 27, 20132 then
Employees (5.A)18 as of Jul 22, 2026
Mar 27, 20137 then
Private funds2 as of Jul 22, 2026
Mar 28, 20142 then
RAUM +21% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $26.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 50%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $320M, 43 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$2.3B50%
- Pooled investment vehicles$2.2B50%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 168reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $320M for 43 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.5 institutional_share=0.5 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Performa (US) Intermediate Bond Fund | Other Private Fund | $136M | 0 | Mar 28, 2014 |
| Performa (US) Equity Fund | Other Private Fund | $23.7M | 0 | Mar 12, 2019 |
| Performa (US) High Yield Fund | Other Private Fund | $20.6M | 0 | Mar 28, 2018 |
| Performa (US) International Equity Fund | Other Private Fund | $8.0M | 0 | Mar 23, 2021 |
| Ansonborough Liquid Macro Fund, LP | Hedge Fund | $427,067 | 1 | Mar 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Marie Kathy Cavaco · Chief Compliance Officercontrolsince 08/2012 · owns 5% to 10%
- Michael Jason Golder · Portfolio Managercontrolsince 08/2012 · owns 5% to 10%
- Thompson David Kilborn · Managing Member, Chief Investment Officer & Presidentcontrolsince 04/2010 · owns 50% to 75%
- Michael Scott Mcintyre · Portfolio Managercontrolsince 08/2012 · owns 5% to 10%
- Scott Robert Mildrum · Economic & Macro Quantitative Strategistcontrolsince 09/2013 · owns 5% to 10%
- Martin Sandi Prescott · Head Of Client Servicecontrolsince 04/2013 · owns 5% to 10%
Entity owners
- Performa Limited Holdings, L.P. · De Limited Partnershipdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- P.R.P. Performa Ltdinvestment advisery
- Performa Limited Partners I, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Burlington, VT6 employees
What changed
consecutive filings, newest first
- Accounts · 145 to 168Mar 24, 2025 to Mar 19, 2026
- Assets in custody · $231M to $320MMar 24, 2025 to Mar 19, 2026
- Employees · 15 to 18Mar 24, 2025 to Mar 19, 2026
- Private funds · 5 to 2Mar 24, 2025 to Mar 19, 2026
- Discretionary RAUM · $3.7B to $4.5BMar 24, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $2.0B to $2.2BMar 24, 2025 to Mar 19, 2026
- RAUM · $3.7B to $4.5BMar 24, 2025 to Mar 19, 2026
- Accounts · 114 to 145Apr 24, 2024 to Mar 24, 2025
- Pooled vehicle clients · 10 to 7Apr 24, 2024 to Mar 24, 2025
- Assets in custody · $227M to $231MApr 24, 2024 to Mar 24, 2025
- Employees · 16 to 15Apr 24, 2024 to Mar 24, 2025
- Financial planning clients · unset to Apr 24, 2024 to Mar 24, 2025
- Discretionary RAUM · $3.4B to $3.7BApr 24, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $2.0B to $2.0BApr 24, 2024 to Mar 24, 2025
- RAUM · $3.4B to $3.7BApr 24, 2024 to Mar 24, 2025
- Accounts · 99 to 114Dec 12, 2023 to Mar 21, 2024
- Assets in custody · $162M to $227MDec 12, 2023 to Mar 21, 2024
- Employees · 15 to 16Dec 12, 2023 to Mar 21, 2024
- State-registered IARs · 1 to 0Dec 12, 2023 to Mar 21, 2024
- Discretionary RAUM · $2.9B to $3.4BDec 12, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $1.7B to $2.0BDec 12, 2023 to Mar 21, 2024
- RAUM · $2.9B to $3.4BDec 12, 2023 to Mar 21, 2024
- Accounts · 115 to 99Mar 29, 2022 to Mar 23, 2023
- Assets in custody · $179M to $162MMar 29, 2022 to Mar 23, 2023
- Discretionary RAUM · $2.4B to $2.9BMar 29, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $1.6B to $1.7BMar 29, 2022 to Mar 23, 2023
- RAUM · $2.4B to $2.9BMar 29, 2022 to Mar 23, 2023
- Accounts · 65 to 115Mar 23, 2021 to Mar 29, 2022
- Pooled vehicle clients · 8 to 10Mar 23, 2021 to Mar 29, 2022
- Assets in custody · $131M to $179MMar 23, 2021 to Mar 29, 2022
- Employees · 16 to 15Mar 23, 2021 to Mar 29, 2022
- Discretionary RAUM · $2.0B to $2.4BMar 23, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $1.5B to $1.6BMar 23, 2021 to Mar 29, 2022
- RAUM · $2.0B to $2.4BMar 23, 2021 to Mar 29, 2022
- Accounts · 56 to 65Jul 23, 2020 to Mar 23, 2021
- Assets in custody · $82.1M to $131MJul 23, 2020 to Mar 23, 2021
- Private funds · 4 to 5Jul 23, 2020 to Mar 23, 2021
- Discretionary RAUM · $2.0B to $2.0BJul 23, 2020 to Mar 23, 2021
- Pooled vehicle RAUM · $1.5B to $1.5BJul 23, 2020 to Mar 23, 2021
- RAUM · $2.0B to $2.0BJul 23, 2020 to Mar 23, 2021
Signals
1 dated events
- Ansonborough Capital Management, Llc filed its initial SEC registration (Form ADV)Jul 17, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/performaltd/reportedpublic record, Form ADV, Sep 17, 2026
- Website
- PERFORMALTD.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 843-297-4940reportedpublic record, Form ADV, Jul 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026