DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC other | $1595B | +20% | 31 | $51B | 0.3% | 100% | 2 | 21 | 352 |
| CAPTRUST institutional | $1237B | +14% | 947 | $1.3B | 7.8% | 93% | 40 | 97 | 17 |
| PGIM, INC. other | $1132B | +9.5% | 5 | $226B | 0.1% | 100% | 17 | 171 | |
| METLIFE INVESTMENT MANAGEMENT, LLC institutional | $564B | +11% | 0.0% | 100% | 12 | 11 | |||
| ASSET MANAGEMENT ONE CO., LTD. other | $471B | -1.2% | 0.0% | 1 | |||||
| MITSUBISHI UFJ TRUST AND BANKING CORPORATION institutional | $407B | -3.1% | 1.8% | 3 | |||||
| BARINGS LLC institutional | $393B | +14% | 0.0% | 11 | 91 | ||||
| CAMBRIDGE ASSOCIATES, LLC mixed wealth | $327B | +4.2% | 27% | 100% | 5 | 92 | |||
| NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC institutional | $323B | +7.7% | 0.0% | 2 | 25 | ||||
| MERCER INVESTMENTS LLC institutional | $226B | +12% | 0.0% | 26 | 40 | ||||
| GALLAGHER FIDUCIARY ADVISORS, LLC institutional | $195B | +7.9% | 123 | $1.6B | 0.5% | 30% | 32 | 37 | |
| BLACKSTONE ISG-I ADVISORS L.L.C. institutional | $184B | +18% | 0.0% | 5 | 6 | ||||
| INSIGHT INVESTMENT other | $171B | +22% | 3.2% | 100% | 4 | ||||
| GLOBAL RETIREMENT PARTNERS LLC institutional | $170B | +18% | 487 | $348M | 6.2% | 65% | 36 | 194 | |
| ONEDIGITAL institutional | $155B | +9.0% | 388 | $401M | 9.9% | 81% | 33 | 174 | |
| NEPC, LLC institutional | $153B | +11% | 1 | $153B | 2.2% | 100% | 26 | 4 | |
| AON INVESTMENTS USA INC. institutional | $151B | +11% | 0.0% | 15 | 8 | ||||
| HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED other | $149B | +16% | 0.0% | 1 | |||||
| HAMILTON LANE other | $142B | -85% | 0.0% | 23 | 553 | ||||
| HARTFORD INVESTMENT MANAGEMENT COMPANY institutional | $124B | +8.4% | 0.0% | 3 | 13 | ||||
| SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC institutional | $122B | +11% | 4 | $31B | 0.0% | 2 | |||
| COREBRIDGE INSTITUTIONAL INVESTMENTS (U.S.), LLC institutional | $121B | +8.2% | 0.0% | 13 | 13 | ||||
| RECORD CURRENCY MANAGEMENT LIMITED institutional | $114B | -1.2% | 0.0% | 3 | |||||
| MFS INSTITUTIONAL ADVISORS INC. other | $114B | +1.6% | 52 | $2.2B | 2.8% | 32% | 184 | 1 | 6 |
| BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC institutional | $107B | +16% | 0.0% | 37 | 1 | ||||
| PATHWAY CAPITAL MANAGEMENT, LP other | $98B | +5.2% | 0.0% | 5 | 103 | ||||
| FIDUCIENT ADVISORS LLC mixed wealth | $98B | +44% | 69 | $1.4B | 34% | 100% | 10 | 18 | |
| PPM AMERICA INC institutional | $94B | +26% | 0.0% | 100% | 6 | 11 | |||
| FORT WASHINGTON INVESTMENT ADVISORS INC institutional | $93B | +18% | 19 | $4.9B | 1.2% | 100% | 31 | 3 | 45 |
| AEGON ASSET MANAGEMENT US institutional | $89B | +2.9% | 1 | $89B | 0.0% | 3 | 19 | ||
| SYMETRA INVESTMENT MANAGEMENT COMPANY other | $89B | +13% | 0.0% | 2 | 1 | ||||
| GALLIARD CAPITAL MANAGEMENT institutional | $80B | -0.1% | 0.0% | 1 | 3 | ||||
| PINEBRIDGE INVESTMENTS LLC other | $77B | +6437% | 0.0% | 6 | 48 | ||||
| SLC MANAGEMENT institutional | $76B | +11% | 1 | $76B | 0.0% | 100% | 2 | 5 | 4 |
| WORLD INVESTMENT ADVISORS, LLC other | $72B | +27% | 363 | $197M | 15% | 54% | 52 | 125 | |
| STERLING CAPITAL MANAGEMENT LLC other | $69B | +4.6% | 33 | $2.1B | 4.0% | 71% | 84 | 11 | |
| BROOKFIELD PUBLIC SECURITIES GROUP LLC institutional | $66B | +38% | 0.9% | 71% | 4 | ||||
| ALAN BILLER AND ASSOCIATES institutional | $65B | +9.6% | 0.0% | 1 | |||||
| TOWERS WATSON INVESTMENT SERVICES, INC. institutional | $63B | 5 | $13B | 0.0% | 15 | 11 | |||
| USI ADVISORS institutional | $56B | +15% | 71 | $793M | 0.0% | 14 | |||
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. mixed wealth | $50B | -3.9% | 92 | $548M | 26% | 100% | 153 | 12 | 6 |
| SEGAL MARCO ADVISORS institutional | $50B | +34% | 0.0% | 16 | 4 | ||||
| MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC other | $48B | +13% | 0.0% | 12 | 44 | ||||
| MARQUETTE ASSOCIATES, INC. other | $47B | +32% | 4 | $12B | 10% | 100% | 26 | 9 | |
| NLG CAPITAL LLC institutional | $47B | +19% | 0.0% | 3 | |||||
| CONCORD ADVISORY GROUP LTD other | $46B | +23% | 0.1% | 100% | 2 | ||||
| PENN MUTUAL ASSET MANAGEMENT, LLC institutional | $42B | +8.1% | 1 | $42B | 0.0% | 1 | |||
| CALLAN institutional | $42B | +11% | 0.0% | 6 | |||||
| SECURIAN ASSET MANAGEMENT, INC. institutional | $42B | -5.1% | 0.0% | 1 | |||||
| ASCENSION INVESTMENT MANAGEMENT other | $41B | +1.2% | 0.0% | 1 | 1 | ||||
| CERITY PARTNERS RETIREMENT PLAN CONSULTANTS institutional | $40B | +112% | 82 | $491M | 0.0% | 34 | |||
| TRUSTAGE INVESTMENT MANAGEMENT institutional | $39B | +5.9% | 21 | $1.9B | 0.0% | 2 | |||
| VOYA INVESTMENT MANAGEMENT LLC institutional | $39B | +19% | 79 | $491M | 0.0% | 8 | |||
| WEALTHSPIRE RETIREMENT ADVISORY institutional | $39B | -67% | 145 | $266M | 6.4% | 68% | 42 | 51 | |
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC institutional | $38B | -84% | 95 | $395M | 1.4% | 90% | 2 | 24 | |
| STRATEGIC INVESTMENT MANAGEMENT, LLC institutional | $36B | +20% | 1.2% | 100% | 1 | 26 | |||
| KNIGHTS OF COLUMBUS ASSET ADVISORS LLC institutional | $31B | +8.8% | 230 | $133M | 3.2% | 0.6% | 26 | 2 | 9 |
| ADVANCED CAPITAL GROUP institutional | $30B | +7.7% | 4 | $7.5B | 6.7% | 98% | 35 | 2 | |
| CORNERSTONE PARTNERS institutional | $29B | +18% | 0.0% | 2 | 5 | ||||
| AMERITAS INVESTMENT PARTNERS, INC. institutional | $29B | +6.5% | 7 | $4.1B | 2.9% | 60% | 353 | 2 |
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277 practices match (OCIO / institutional advisory). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.