DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mountain View Strategic Wealth, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2024 · 3 filings
SEC status approved since Apr 25, 2024
RAUM
$62.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$62.5M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$62.5M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$62.5M as of Mar 31, 2026
Apr 8, 2025$48.5M then
HNW client RAUM$30.1M as of Mar 31, 2026
Apr 8, 2025$20.4M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Apr 8, 20251 then
Employees (5.A)2 as of Mar 31, 2026
Apr 8, 20252 then
Private funds: no history
RAUM +29% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $62.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 157derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $182,309derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$32.4M52%
- High-net-worth individuals$30.1M48%
- Individual clients
- 140reported
- HNW clients
- 17reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 343reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Scott Morgan | Hopewell Junction, Ny | Jun 5, 2020 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- John Scott Morgan from Marshall + Sterling Wealth Advisors, Inc.Jun 5, 2020 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott John Morgan · President, Chief Investment Officer, Chief Compliance Officercontrolsince 06/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Clifton Park, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 281 to 343Apr 8, 2025 to Mar 31, 2026
- HNW clients · 12 to 17Apr 8, 2025 to Mar 31, 2026
- Individual clients · 141 to 140Apr 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $48.5M to $62.5MApr 8, 2025 to Mar 31, 2026
- HNW RAUM · $20.4M to $30.1MApr 8, 2025 to Mar 31, 2026
- Individual RAUM · $28.1M to $32.4MApr 8, 2025 to Mar 31, 2026
- RAUM · $48.5M to $62.5MApr 8, 2025 to Mar 31, 2026
- Accounts · 274 to 281Mar 29, 2024 to Apr 8, 2025
- Individual clients · 138 to 141Mar 29, 2024 to Apr 8, 2025
- Financial planning clients · 11-25 to 11-25Mar 29, 2024 to Apr 8, 2025
- Discretionary RAUM · $42.6M to $48.5MMar 29, 2024 to Apr 8, 2025
- HNW RAUM · $16.9M to $20.4MMar 29, 2024 to Apr 8, 2025
- Individual RAUM · $25.7M to $28.1MMar 29, 2024 to Apr 8, 2025
- RAUM · $42.6M to $48.5MMar 29, 2024 to Apr 8, 2025
Signals
1 dated events
- Mountain View Strategic Wealth, Llc filed its initial SEC registration (Form ADV)Mar 29, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 518-351-6998reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 845-834-4343reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 845-834-4344reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/mountainviewstrategicwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- mvswealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 845-834-4343reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- mvswealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- mvswealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026