DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••• C•••••• M••••••••• L•••
Latest filing May 29, 2026
First filing on the tape Mar 30, 2012 · 48 filings
SEC status approved since Aug 6, 2010
RAUM
$18B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
67
17 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$18B as of May 29, 2026
Mar 30, 2012$8.2B then
HNW client RAUM: $39.1M
State-registered IARs (5.B.3)0 as of May 29, 2026
Mar 30, 20120 then
Employees (5.A)67 as of May 29, 2026
Apr 1, 201355 then
Private funds12 as of May 29, 2026
Mar 30, 20125 then
RAUM +7.6% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $446MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $18B, 41 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$15B84%
- Investment companies$1.5B8.3%
- Other investment advisers$809M4.4%
- State and municipal entities$458M2.5%
- Pension and profit-sharing plans$101M0.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 41reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18B for 41 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=false related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
28 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••• C•••••• M••••• F•••• L••• | Hedge Fund | $5.2B | 139 | Mar 30, 2012 |
| S••• C•••••• C•••• N•••••• T••• H•••• M••••• F•••• L••• | Hedge Fund | $2.8B | 176 | Nov 28, 2018 |
| S••• C•••••• R• F•••• L••• | Hedge Fund | $1.2B | 2 | Aug 13, 2019 |
| S••• C•••••• B••••••• F•••• L••• | Hedge Fund | $742M | 1 | Aug 29, 2022 |
| S••• C•••••• C•• O••••••••• 2• L••• | Hedge Fund | $686M | 9 | Nov 29, 2016 |
| S••• C•••••• T••• H•••• M••••• F•••• L•••no longer reported | Hedge Fund | $603M | 9 | Mar 30, 2012 |
| S••• C•••••• A•••••• M••••• F•••• L••• | Hedge Fund | $435M | 2 | Feb 28, 2024 |
| S••• C•••••• L•••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $413M | 17 | Mar 30, 2012 |
| S••• C•••••• S••• O••••••••• L•••no longer reported | Hedge Fund | $379M | 36 | May 25, 2021 |
| S••• I• A••• L••no longer reported | Hedge Fund | $332M | 3 | Mar 31, 2015 |
| S••• C•••••• W• F•••• L••• | Hedge Fund | $319M | 1 | Nov 25, 2020 |
| S••• C•••••• C••••• B•••• O••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $274M | 47 | Aug 28, 2020 |
| S••• C•••••• C•• S•••••• O••••••••• M••••• F••• 1• L•• | Hedge Fund | $197M | 16 | Aug 28, 2023 |
| S••• C•••••• M•••••• F••• L•• | Hedge Fund | $155M | 1 | Aug 28, 2023 |
| S••• C•••••• P••••••• •••••••• L•••no longer reported | Hedge Fund | $130M | 8 | Nov 28, 2012 |
| S••• C•••••• C•• S•••••• O••••••••• M••••• F••• 2• L••• | Hedge Fund | $81.9M | 7 | Feb 28, 2024 |
| S••• C•••••• M••••• F••• I•• L••• | Hedge Fund | $80.0M | 3 | Mar 30, 2012 |
| S••• S••• F••• L••no longer reported | Hedge Fund | $65.0M | 20 | Apr 1, 2013 |
| S••• C•••••• C•• O••••••••• 1• L••• | Hedge Fund | $21.5M | 9 | Mar 30, 2016 |
| S••• C•••••• I•••• T••••••• L•••no longer reported | Hedge Fund | $20.5M | 7 | Aug 25, 2016 |
| S••• C•••••• S•••••• O••••••••• F•••• L••• | Hedge Fund | $15.3M | 9 | Feb 25, 2019 |
| S••• C•••••• M••••• F••• I••• L••• | Hedge Fund | $14.5M | 3 | Aug 28, 2020 |
| S••• C•••••• C•• O••••••••• 3• L••• | Hedge Fund | $7.6M | 9 | Aug 28, 2020 |
| S••• C•••••• S••••• L•• S••••• 1•no longer reported | Hedge Fund | $150,155 | 0 | Mar 31, 2015 |
| S••• C•••••• C•• • I• L•no longer reported | Private Equity Fund | $0 | 0 | Mar 30, 2020 |
| S••• C•••••• C•• S•••••• O••••••••• O•••••• F••• 1• L•no longer reported | Hedge Fund | $0 | 3 | May 29, 2023 |
| S••• C•••••• T••• H•••• M••••• U••• T••••no longer reported | Hedge Fund | $0 | 1 | Mar 30, 2012 |
| S••• C•••••• C•• F•••• L•••no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- D• A•••••• M••••••• D• · Partner, Chief Operating Officer, General Counsel (S••• Capital Management, LP)controlsince 11/2015 · owns less than 5%
- H••• D•••• · Chief Compliance Officer (S••• Capital Management, LP)controlsince 11/2024 · owns less than 5%
- K•••••••• P•••• C•••••• · Partner (S••• Capital Management, LP)controlsince 03/2022 · owns 5% to 10%
- K••••••••• A•••••• M•••••• · Partner, Head Of Investor Relations (S••• Capital Management, LP)controlsince 04/2018 · owns less than 5%
- R••••• X•••••• A•••••• · Partner (S••• Capital Management, LP)controlsince 12/2018 · owns 5% to 10%
- S••••• N••••• •••• · Partner, Chief Financial Officer (S••• Capital Management, LP)controlsince 12/2018 · owns less than 5%
- W••••••••• B•••• R••••• · Cio, Partner, Founder (S••• Capital Management, LP)controlsince 03/2009 · owns 50% to 75%
- W••••••••• P••••• · Partner (S••• Capital Management, LP)controlsince 01/2011 · owns 5% to 10%
- W••••••••• B•••• R••••• · Managing Membercontrolsince 03/2009 · owns 75% or more of S••• C•••••• M••••••••• G•• L••
Entity owners
- S••• C•••••• M••••••••• G•• L•• · General Partner (S••• Capital Management, LP)direct · owns less than 5%
Related persons
Schedule D 7.A
- S••• C•••••• I•• L••pooled vehicle sponsorn
- S••• C•••••• I••• L••pooled vehicle sponsorn
- S••• C•••••• M••••••••• G•• L••pooled vehicle sponsory
- S••• C••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom1 employees
What changed
consecutive filings, newest first
- Private funds · 15 to 12Mar 31, 2026 to May 29, 2026
- Accounts · 39 to 41Feb 25, 2026 to Mar 31, 2026
- Advisory employees · 19 to 17Feb 25, 2026 to Mar 31, 2026
- BD registered reps · 3 to 2Feb 25, 2026 to Mar 31, 2026
- Corporate clients · 1.0 to unsetFeb 25, 2026 to Mar 31, 2026
- Pension plan clients · unset to 2.0Feb 25, 2026 to Mar 31, 2026
- Pooled vehicle clients · 28 to 30Feb 25, 2026 to Mar 31, 2026
- Assets in custody · $17B to $18BFeb 25, 2026 to Mar 31, 2026
- Employees · 58 to 67Feb 25, 2026 to Mar 31, 2026
- Discretionary RAUM · $17B to $18BFeb 25, 2026 to Mar 31, 2026
- Pension RAUM · unset to 101049715.0Feb 25, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $14B to $15BFeb 25, 2026 to Mar 31, 2026
- RAUM · $17B to $18BFeb 25, 2026 to Mar 31, 2026
- Private funds · 14 to 15Aug 29, 2025 to Feb 25, 2026
- Private funds · 13 to 14Mar 31, 2025 to Aug 29, 2025
- Accounts · 37 to 39Nov 12, 2024 to Mar 31, 2025
- BD registered reps · 2 to 3Nov 12, 2024 to Mar 31, 2025
- Pension plan clients · 1.0 to unsetNov 12, 2024 to Mar 31, 2025
- Pooled vehicle clients · 29 to 28Nov 12, 2024 to Mar 31, 2025
- Assets in custody · $13B to $17BNov 12, 2024 to Mar 31, 2025
- Employees · 52 to 58Nov 12, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $13B to $17BNov 12, 2024 to Mar 31, 2025
- Pension RAUM · 1929741.0 to unsetNov 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $12B to $14BNov 12, 2024 to Mar 31, 2025
- RAUM · $13B to $17BNov 12, 2024 to Mar 31, 2025
- Private funds · 14 to 13Mar 28, 2024 to May 23, 2024
- Accounts · 30 to 37Feb 28, 2024 to Mar 28, 2024
- Advisory employees · 14 to 19Feb 28, 2024 to Mar 28, 2024
- Pooled vehicle clients · 22 to 29Feb 28, 2024 to Mar 28, 2024
- Assets in custody · $8.5B to $13BFeb 28, 2024 to Mar 28, 2024
- Employees · 41 to 52Feb 28, 2024 to Mar 28, 2024
- Private funds · 15 to 14Feb 28, 2024 to Mar 28, 2024
- Discretionary RAUM · $9.7B to $13BFeb 28, 2024 to Mar 28, 2024
- Pension RAUM · $8.4M to $1.9MFeb 28, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $8.5B to $12BFeb 28, 2024 to Mar 28, 2024
- RAUM · $9.7B to $13BFeb 28, 2024 to Mar 28, 2024
- Private funds · 13 to 15Dec 1, 2023 to Feb 28, 2024
- Other offices · 0 to 1Aug 28, 2023 to Sep 26, 2023
- Private funds · 12 to 13May 29, 2023 to Aug 28, 2023
Signals
8 dated events
- S••• C•••••• M••••••••• L••• reported RAUM $17.0B, up 27% from $13.4B (2024-11-12 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- David Han (Chief Compliance Officer (Saba Capital Management, Lp)) appeared on Schedule A of S••• C•••••• M••••••••• L•••Nov 12, 2024 · Control person joined · fact
- Charles Paul Kazarian (Partner (Saba Capital Management, Lp)) appeared on Schedule A of S••• C•••••• M••••••••• L•••Mar 28, 2024 · Control person joined · fact
- S••• C•••••• M••••••••• L••• reported RAUM $13.4B, up 38% from $9.7B (2024-02-28 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- S••• C•••••• M••••••••• L••• reported RAUM $9.7B, up 64% from $5.9B (2021-05-25 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- S••• C•••••• M••••••••• L••• reported RAUM $5.9B, up 75% from $3.4B (2020-11-25 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Marcel Jeremy Benkiewicz (Partner (Saba Capital Management, Lp)) no longer on Schedule A of S••• C•••••• M••••••••• L••• (listed 2019-08-13, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Anthony Cameron Hillyer (Partner, Chief Operating Officer (Saba Capital Management, Lp)) no longer on Schedule A of S••• C•••••• M••••••••• L••• (listed 2018-11-28, absent 2019-02-25)Feb 25, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- S••• C•••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/saba-capital-management-l-p-reportedpublic record, Form ADV, Sep 19, 2026
- Website
- s••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-542-3610reportedpublic record, Form ADV, May 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026