DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

S••• C•••••• L•••••••• M••••• F•••• L•••

Hedge Fundadvised byS••• C•••••• M••••••••• L•••asset manager805-1702106728no longer reportedIAPD
Gross asset value
$413M
as of Nov 28, 2018; not a fund size
Peak GAV
$894M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
13%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
84%
Reported
21 filings
Mar 30, 2012 to Nov 28, 2018
Reporting history
one row per Form ADV filing
Gross asset value$413M as of Nov 28, 2018
Mar 30, 2012$532M then
Owners17 as of Nov 28, 2018
Mar 30, 201216 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-178832reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of New York Mellon
    New York, New York
  • Bnp Paribas Prime Brokerage, Inc.
    New York, New York
  • Citigroup Global Markets Inc.
    New, New York
  • Fidelity Capital Markets
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • Jpmorgan Chase Bank
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • Northern Trust Company
    Chicago, Illinois
  • Sg Americas Securities, LLC
    New York, New York
  • State Street Bank & Trust Company
    Boston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
13%reportedadviser and related persons